February 19, 2008
PR No. 054/2008
Certificate of registration of 13 stock brokers, suspended
Shri V.K.Chopra, Whole Time Member, SEBI has passed an order dated October 23, 2007 suspending the certificate of registration of the following thirteen (13) Stock Brokers of Cochin Stock Exchange for a period of six months or till the time the brokers pay the fees, whichever is later:
|
Sr.
No.
|
Name
of Broker
|
SEBI
Registration No.
|
|
1
|
Bacnoton
Investment Pvt. Ltd.
|
INB091014437
|
|
2
|
Boban
Mathew
|
INB090267513
|
|
3
|
Fastrak
Investments (P) Ltd.
|
INB090756836
|
|
4
|
George
V Mampilly
|
INB090290119
|
|
5
|
Jailesh
Champklal Dalal
|
INB090522019
|
|
6
|
Kunjibihari
Vithaldas Chandak
|
INB090301911
|
|
7
|
Mary
Mathai
|
INB090267416
|
|
8
|
K
P Santhosh Kumar
|
INB090286710
|
|
9
|
Baby
Zacharia Pankavil
|
INB090271813
|
|
10
|
Annie
Thompson
|
INB091032913
|
|
11
|
P
Kannan
|
INB090282518
|
|
12
|
S Narayanan
|
INB090587014
|
|
13
|
Sadanandan
K.V.
|
INB090688219
|
The aforesaid Stock Brokers have failed to pay the required fees and have thereby contravened the provisions of Regulation 10 read with Schedule III of the SEBI (Stock Broker and Sub-broker) Regulations, 1992. The registration has been suspended in terms of Sub-Regulations (5) and (6) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 for a period of six months or till the time the brokers pay the fees, whichever is later.
The Order shall come into force on the expiry of 21 days from the date of the order.
Mumbai
February 19, 2008
|