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September 28, 2005
PR No. 123/2005
Warning issued to M/s. Sykes & Ray Equities (Mumbai) Pvt. Ltd.
Member, BSE Ltd.
Securities and Exchange Board of India (SEBI) has passed an order dated September 23, 2005, warning M/s. Sykes & Ray Equities (Mumbai) Pvt. Ltd. (SEBI Reg. No. INB010979830), Member, Bombay Stock Exchange Ltd., Mumbai.
The order has been passed by Shri Madhukar, Whole Time Member, SEBI against M/s. Sykes & Ray Equities (Mumbai) Pvt. Ltd. for issuing contract notes not bearing pre-printed serial numbers, delay in the delivery of contract notes, dealing with unregistered sub-brokers etc.
Mumbai
September 28, 2005
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