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September 15, 2006
PR No.
210/2006
Order in the matter of M/s. Home Trade Ltd. Securities and Exchange Board of India (SEBI) has passed an order on September 14, 2006 suspending certificate of registration of M/s. M’s Securities, member, Bangalore Stock Exchange Limited (BgSE), SEBI Registration No. INB080800013 for a period of one month in the matter of M/s. Home Trade Ltd. (HTL).
The penalty is imposed on broker for not acting in good faith and for not exercising proper care and diligence relating to KYC norms while trading in the scrip of HTL and violated Regulation 17(1)(i) of SEBI (Stock Brokers and Sub- Brokers) Regulations 1992. The certificate of registration of M/s. M’s Securities, member of BgSE will be suspended from October 05, 2006 till November 04, 2006.
(UPSE).
Mumbai
September 15, 2006
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