PRESS RELEASE - SEBI
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February 01, 2008 PR No. 025/2008
Certificate of registration of 35 stock brokers, cancelled
Shri G. Anantharaman, Whole Time Member, SEBI has passed an order dated January 23, 2008, cancelling the certificate of registration of the following 35 stock brokers with immediate effect:
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S.
No. |
Name of Stock
Broker |
Regn.
No. |
Stock
Exchange |
|
1.
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Lunar Holdings
Ltd. |
INB230653938 |
National Stock Exchange
of India Ltd. |
|
2.
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NCM Neha Securities Ltd. |
INB230930637 |
National Stock Exchange
of India Ltd. |
|
3.
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Swaraj Financial and
Investment Pvt. Ltd. |
INB230778933 |
National Stock Exchange
of India Ltd. |
|
4.
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Shri R. Kesawan |
INB230661510 |
National Stock Exchange
of India Ltd. |
|
5.
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Ramakrishna Equity Fund
Ltd. |
INB230824232 |
National Stock Exchange
of India Ltd. |
|
6.
|
Pride Shares and
Capitals (P) Ltd. |
INB230944633 |
National Stock Exchange
of India Ltd. |
|
7.
|
Opart Securities Pvt.
Ltd. |
INB230663439 |
National Stock Exchange
of India Ltd. |
|
8.
|
GFC Securities and
Finance Ltd. |
INB230706338 |
National Stock Exchange
of India Ltd. |
|
9.
|
Wisdom Portfolio
Management Services (P) Ltd. |
INB200820633 |
OTC Exchange of
India
|
|
10. |
Athreya Shares and Securities
(P) Ltd. |
INB200893239 |
OTC Exchange of
India
|
|
11. |
Shri M. Jitendra Kumar (Trade name : Blue Chip Capital
Markets) |
INB200817618 |
OTC Exchange of
India
|
|
12. |
Deepak Portfolios
Ltd. |
INB200773239 |
OTC Exchange of
India
|
|
13. |
Shri A N
Prasad |
INB200869714 |
OTC Exchange of
India
|
|
14. |
Classic Share Dealers
Ltd. |
INB200900535 |
OTC Exchange of
India
|
|
15. |
Jayadurga Investment (P)
Ltd. |
INB200584032 |
OTC Exchange of
India
|
|
16. |
Shri A S Kumar (Trade Name :
Prema Swaroop
Securities ) |
INB200817510 |
OTC Exchange of
India
|
|
17. |
P A Financial Services
(P) Ltd. |
INB200584238 |
OTC Exchange of
India
|
|
18. |
Shri Ramesh Kumar Virmani |
INB200889910 |
OTC Exchange of
India
|
|
19. |
Vinco Holdings and Financials
(P) Ltd. |
INB200832837 |
OTC Exchange of
India
|
|
20. |
Ferromech
(India) Pvt.
Ltd. |
INB200912837 |
OTC Exchange of
India
|
|
21. |
Vijayanand Investments (P)
Ltd. |
INB200820134 |
OTC Exchange of
India
|
|
22. |
Unisys Securities and
Finance Ltd. |
INB200868234 |
OTC Exchange of
India
|
|
23. |
Shri Prem Parekh |
INB200674112 |
OTC Exchange of
India
|
|
24. |
Bayswater Investments and Trading
(P) Ltd. |
INB200609037 |
OTC Exchange of
India
|
|
25. |
Shri Atul C Shah |
INB200872917 |
OTC Exchange of
India
|
|
26. |
Shri Deepak S Oberoi |
INB200870919 |
OTC Exchange of
India
|
|
27. |
ASP Investment Ltd. (Now
known as Goldmine Fintrade
Ltd.) |
INB200499331 |
OTC Exchange of
India
|
|
28. |
Mansukhlal Kothari Investment and Financial Consultant (P)
Ltd. |
INB200502132 |
OTC Exchange of
India
|
|
29. |
Shri A Venkat N Reddy |
INB200837119 |
OTC Exchange of
India
|
|
30. |
Grorich Consultants (P)
Ltd. |
INB200913033 |
OTC Exchange of
India
|
|
31. |
Halkara Finance (P) Ltd.
|
INB200895433 |
OTC Exchange of
India
|
|
32. |
Headstart Securities (P)
Ltd. |
INB200893131 |
OTC Exchange of
India
|
|
33. |
Ken Financial Services
Ltd. |
INB200752533 |
OTC Exchange of
India
|
|
34. |
Manohar Raj Kankaria |
INB200268314 |
OTC Exchange of
India
|
|
35. |
Integrated Capital
Services Ltd. |
INB200793836 |
OTC Exchange of
India
|
Mumbai
February 01, 2008
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For full copy of order against A.N.PRASAD, click here.
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For full copy of order against A.N.PRASAD,M/S, click here.
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For full copy of order against A.S.KUMAR, click here.
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For full copy of order against A.S.P.INVESTMENTS LTD., click here.
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For full copy of order against A.VENKAT N.REDDY, click here.
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For full copy of order against A.VENKAT N.REDDY,M/S, click here.
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For full copy of order against AASHISH & CO., click here.
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For full copy of order against ATHREYA SHARES & SECURITIES PVT.LTD., click here.
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For full copy of order against ATUL C.SHAH, click here.
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For full copy of order against ATUL C.SHAH,M/S, click here.
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For full copy of order against BAYSWATER INVESTMENT & TRADING PVT.LTD., click here.
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For full copy of order against BLUE CHIP CAPITAL MARKETS, click here.
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For full copy of order against CLASSIC SHARE DEALERS LTD., click here.
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For full copy of order against DEEPAK PORTFOLIOS LTD., click here.
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For full copy of order against DEEPAK S.OBEROI, click here.
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For full copy of order against DEEPAK S.OBEROI,M/S, click here.
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For full copy of order against FERROMECH (INDIA) PVT.LTD., click here.
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For full copy of order against GFC SECURITIES & FINANCE LTD., click here.
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For full copy of order against GRORICH CONSULTANTS PVT.LTD., click here.
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For full copy of order against HALKARA FINANCE PVT.LTD., click here.
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For full copy of order against HEADSTART SECURITIES PVT.LTD., click here.
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For full copy of order against INTEGRATED CAPITAL SERVICES LTD., click here.
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For full copy of order against JAYADURGA INVESTMENTS PVT.LTD., click here.
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For full copy of order against KEN FINANCIAL SERVICES LTD., click here.
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For full copy of order against LUNAR HOLDINGS LTD., click here.
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For full copy of order against M.JITENDRA KUMAR, click here.
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For full copy of order against MANOHAR RAJ KANKARIA, click here.
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For full copy of order against MANSUKHLAL KOTHARI INVESTMENTS & FINANCIAL CONSULTANCY PVT.LTD., click here.
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For full copy of order against NCM NEHA SECURITIES LTD., click here.
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For full copy of order against OPART SECURITIES PVT.LTD., click here.
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For full copy of order against P.A.FINANCIAL SERVICES LTD., click here.
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For full copy of order against PREM PAREKH, click here.
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For full copy of order against PREM PAREKH,M/S, click here.
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For full copy of order against PREMA SWAROOPA SECURITIES, click here.
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For full copy of order against PRIDE SHARES & CAPITALS PVT.LTD., click here.
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For full copy of order against R.KESAVAN, click here.
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For full copy of order against R.KESAVAN,M/S, click here.
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For full copy of order against RAMAKRISHNA EQUITY FUND LTD., click here.
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For full copy of order against RAMESH KUMAR VIRMANI, click here.
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For full copy of order against RAMESH KUMAR VIRMANI,M/S, click here.
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For full copy of order against SWARAJ FINANCIAL & INVESTMENT PVT.LTD., click here.
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For full copy of order against UNISYS SECURITIES & FINANCE LTD., click here.
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For full copy of order against VIJAYANAND INVESTMENTS PVT.LTD., click here.
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For full copy of order against VINCO HOLDINGS & FINANCE PVT.LTD., click here.
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For full copy of order against WISDOM PORTFOLIO MANAGEMENT SERVICES PVT.LTD., click here.
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