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NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER
 
ENTITY
S.
No.
DATE OF ORDER  ENTITY  PERSON COMPETENT AUTHORITY  REGULATORY CHARGES  REGULATORY ACTION(S) / DATE OF ORDER  FURTHER DEVELOPMENTS
17-APR-2014
History of entity/person BHARATIYA GLOBAL INFOMEDIA LTD.   
History of entity/person RAKESH BHATIA

History of entity/person RAJEEV KUMAR AGARWAL

History of entity/person SANJEEV KUMAR MITTAL
 
SEBI  DID NOT MAKE PROPER DISCLOSURE AND MADE MIS-STATEMENTS OF RELATED PARTIES IN PROSPECTUS

MISUTILIZED ISSUE PROCEEDS 
IMPOSED PENALTY

17-APR-2014
 
31-MAR-2014
History of entity/person ASIATIC INFRASTRUCTURE & SHELTERS LTD.   
  SEBI  DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)

DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES 
IMPOSED PENALTY

31-MAR-2014
 
31-MAR-2014
History of entity/person CURE SPECTS LASERS LTD.   
  SEBI  DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)

DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES 
IMPOSED PENALTY

31-MAR-2014
 
31-MAR-2014
History of entity/person GUJARAT FUN'N WATER PARK LTD.   
  SEBI  DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)

DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES 
IMPOSED PENALTY

31-MAR-2014
 
28-MAR-2014
History of entity/person MAN INDUSTRIES (INDIA) LTD. 

(Old Name : MAN ALUMINIUM LTD.)  
History of entity/person SUJAL SHARMA

History of entity/person R.C.MANSUKHANI

History of entity/person J.C.MANSUKHANI

History of entity/person R.C.JINDAL
 
SEBI  DELAY IN DISSEMINATION OF PRICE SENSITIVE INFORMATION TO STOCK EXCHANGES VIOLATING REGULATION 12(2) & (3) READ WITH CLAUSE 2.1 OF SCHEDULE II OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MAN INDUSTRIES (INDIA) LTD.  IMPOSED PENALTY

28-MAR-2014
 
28-MAR-2014
History of entity/person ZODIAC VENTURES LTD.   
  SEBI  DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997

MADE PREFERENTIAL ALLOTMENT OF SHARES BEFORE PRESCRIBED TIME VIOLATING REGULATION 74(3) OF ICDR REGULATIONS, 2009 READ WITH REGULATION 20(1) OF SAST REGULATIONS, 2011 
IMPOSED PENALTY

28-MAR-2014
 
27-MAR-2014
History of entity/person DALMIA FINANCE LTD.   
  SEBI  DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2)(A) OF SAST REGULATIONS, 2011 IN MATTER OF GHCL LTD.  IMPOSED PENALTY

27-MAR-2014
 
27-MAR-2014
History of entity/person HOTEX CO.LTD.   
  SEBI  DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2)(A) OF SAST REGULATIONS, 2011 IN MATTER OF GHCL LTD.  IMPOSED PENALTY

27-MAR-2014
 
27-MAR-2014
History of entity/person OVAL INVESTMENT PVT.LTD.   
  SEBI  DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2)(A) OF SAST REGULATIONS, 2011 IN MATTER OF GHCL LTD.  IMPOSED PENALTY

27-MAR-2014
 
10  27-MAR-2014
History of entity/person RADAN MULTIMEDIA LTD. 

(Old Name : RADAN TAPES & TUBES LTD.)  
  SEBI  DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES 
IMPOSED PENALTY

27-MAR-2014
 
11  27-MAR-2014
History of entity/person SUPER INFINCON PVT.LTD.   
  SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONISED TRANSACTIONS IN SCRIP OF SUPERTEX INDUSTRIES LTD.  IMPOSED PENALTY

27-MAR-2014
 
12  27-MAR-2014
History of entity/person SVS SECURITIES PVT.LTD. 

(Member : BSE)  
  SEBI  DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE IN RESPECT OF TRANSACTIONS EXECUTED BY ITS SUB BROKER VIOLATING REGULATION 7 READ WITH CLAUSE A(2) OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS) REGULATIONS, 1992 IN MATTER OF HARITA SEATING SYSTEMS LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2014 TO 16-APR-2015

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2014 TO 16-APR-2015

27-MAR-2014
 
13  26-MAR-2014
History of entity/person ECOGREEN REALESTATE (INDIA) LTD.   
History of entity/person CHANDRA PRAKASH VERMA

History of entity/person AJAYKUMAR

History of entity/person AVNEESH VERMA

History of entity/person RAM SAMUJH YADAV
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-MAR-2014 TILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 26-MAR-2014 TILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 26-MAR-2014 TILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-MAR-2014 TILL FURTHER ORDERS



26-MAR-2014
 
14  25-MAR-2014
History of entity/person ANOOP JAIN (HUF)   
  SEBI  INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH STRUCTURED AND SYNCHRONISED TRADES IN SCRIP OF BHARATIYA GLOBAL INFOMEDIA LTD.  IMPOSED PENALTY

25-MAR-2014
 
15  25-MAR-2014
History of entity/person APURVA COMMODITIES PVT.LTD.   
  SEBI  DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF KWALITY CREDIT & LEASING LTD.  IMPOSED PENALTY

25-MAR-2014
 
16  25-MAR-2014
History of entity/person CHIRAYUSH AGRO MARKETING PVT.LTD.   
  SEBI  DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF KWALITY CREDIT & LEASING LTD.  IMPOSED PENALTY

25-MAR-2014
 
17  25-MAR-2014
History of entity/person DIVYADRISHTI MERCHANTS PVT.LTD.   
  SEBI  INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH STRUCTURED AND SYNCHRONISED TRADES IN SCRIP OF BHARATIYA GLOBAL INFOMEDIA LTD.  IMPOSED PENALTY

25-MAR-2014
 
18  25-MAR-2014
History of entity/person DIVYADRISHTI TRADERS PVT.LTD.   
  SEBI  INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH STRUCTURED AND SYNCHRONISED TRADES IN SCRIP OF BHARATIYA GLOBAL INFOMEDIA LTD.  IMPOSED PENALTY

25-MAR-2014
 
19  25-MAR-2014
History of entity/person GRD SECURITIES LTD.   
  SEBI  INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH STRUCTURED AND SYNCHRONISED TRADES IN SCRIP OF BHARATIYA GLOBAL INFOMEDIA LTD.

DID NOT MAINTAIN INTEGRITY, PROMPTITUDE & FAIRNESS, DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE, INDULGED IN MANIPULATION ACTIVITIES VIOLATING REGULATION 7 READ WITH CLAUSE A OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS) REGULATIONS, 1992 IN MATTER OF BHARATIYA GLOBAL INFOMEDIA LTD. 
IMPOSED PENALTY

25-MAR-2014
 
20  25-MAR-2014
History of entity/person JALAN CEMENT WORKS LTD.   
  SEBI  INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH STRUCTURED AND SYNCHRONISED TRADES IN SCRIP OF BHARATIYA GLOBAL INFOMEDIA LTD.  IMPOSED PENALTY

25-MAR-2014
 

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

 
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