uggs on sale uggs for cheap cheap uggs ugg boots sale cheap ugg boots uggs uggs sale ugg boots ugg boots sale cheap uggs uggs outlet cheap uggs
watchoutinvestors.com watchoutinvestors.com  
 
 Co-Sponsors 
 
NSE   BSE
Securities and Exchange Board of India
 
Home
Regulatory Actions Covered By This Website
NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER
 
ENTITY
S.
No.
DATE OF ORDER  ENTITY  PERSON COMPETENT AUTHORITY  REGULATORY CHARGES  REGULATORY ACTION(S) / DATE OF ORDER  FURTHER DEVELOPMENTS
22-JUL-2014
History of entity/person ALLY MULTI-TRADE INDIA PVT.LTD.   
History of entity/person VIJAY DATTARAM CHAVAN

History of entity/person CHETAN YASHWANT THAKUR

History of entity/person SURYAKANT SAMBU BHOSLE
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
22-JUL-2014
History of entity/person KARTIKBHAI J.PATEL (HUF)   
  SEBI    IMPOSED PENALTY

22-JUL-2014
 
22-JUL-2014
History of entity/person KHYATI MULTIMEDIA ENTERTAINMENT LTD.   
  SEBI    IMPOSED PENALTY

22-JUL-2014
 
22-JUL-2014
History of entity/person KYATI REALTIES LTD.   
  SEBI    IMPOSED PENALTY

22-JUL-2014
 
22-JUL-2014
History of entity/person SAI PRASAD CORP.LTD.   
History of entity/person BALASAHEB K.BHAPKAR

History of entity/person SHASHANK B.BHAPKAR

History of entity/person VANDANA B.BHAPKAR
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
21-JUL-2014
History of entity/person ABM INTERNATIONAL LTD.   
  SEBI  DID NOT COMPLETE BONUS ISSUE WITHIN STIPULATED TIME AS PRESCRIBED UNDER REGULATION 95 OF SEBI (ICDR) REGULATIONS, 2009  IMPOSED PENALTY

21-JUL-2014
 
18-JUL-2014
History of entity/person KAUTILYA LABORATORIES PVT.LTD.   
  SEBI  DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SWAGRUHA INFRASTRUCTURE LTD.

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SWAGRUHA INFRASTRUCTURE LTD. 
IMPOSED PENALTY

18-JUL-2014
 
18-JUL-2014
History of entity/person KAUTILYA MUTUAL BENEFIT FUND LTD.   
  SEBI  DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SWAGRUHA INFRASTRUCTURE LTD.

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SWAGRUHA INFRASTRUCTURE LTD. 
IMPOSED PENALTY

18-JUL-2014
 
18-JUL-2014
History of entity/person MAGNUM EQUITY BROKING LTD. 

(Old Name : DIPAK J.SHAH)

(Member : BSE)  
  SEBI  DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE AS REQUIRED UNDER CLAUSE A (2) OF CODE OF CONDUCT FOR STOCK BROKERS AS SPECIFIED UNDER REGULATION 7 OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992 IN MATTER OF AAREY DRUGS & PHARMACEUTICALS LTD. AND WINSOME TEXTILE INDUSTRIES LTD.  IMPOSED PENALTY

18-JUL-2014
 
10  17-JUL-2014
History of entity/person RAKAN STEELS LTD. 

(Old Name : KARAMCHAND HARICHAND STEELS LTD.)  
  SEBI  DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)  IMPOSED PENALTY

17-JUL-2014
 
11  16-JUL-2014
History of entity/person SUNPLANT FORGINGS LTD.   
  SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC THROUGH ISSUE OF REDEEMABLE PREFERENCE SHARES (RPS) VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 16-JUL-2014 TILL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 16-JUL-2014 TILL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-JUL-2014 TILL FURTHER ORDERS

16-JUL-2014
 
12  16-JUL-2014
History of entity/person SUNPLANT FORGINGS LTD.   
History of entity/person SUMANTA SINHA

History of entity/person NEERAJ PATHAK

History of entity/person ABHINANDAN KUMAR SINGH
 
SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC THROUGH ISSUE OF REDEEMABLE PREFERENCE SHARES (RPS) VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 16-JUL-2014 TILL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 16-JUL-2014 TILL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-JUL-2014 TILL FURTHER ORDERS

16-JUL-2014
 
13  15-JUL-2014
History of entity/person REMAC REALTY INDIA LTD.   
History of entity/person PARTHA PRATIM TEWARI

History of entity/person DEBAPRATIM MAZUMDER

History of entity/person REENA VIJAY

History of entity/person GANESH KUMAR BAGARIA

History of entity/person ARNAB ROY

History of entity/person LEENA TEWARI

History of entity/person SANDIP CHATTOPADHYAY
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 15-JUL-2014 TILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 15-JUL-2014 TILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 15-JUL-2014 TILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-JUL-2014 TILL FURTHER ORDERS



DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.



DIRECTED TO SUBMIT LIST OF APPLICANT/INVESTORS WITH FULL PARTICULARS OPTED FOR DELIVERY OF SOLAR PRODUCTS AND AVAILED REFUND FACILITY ALONGWITH LIST OF SOLAR PRODUCTS DELIVERED BY REMAC REALTY



DIRECTED TO SUBMIT DETAILS OF EXPENDITURE INCURRED UNDER THE HEAD “ADMINISTRATION OVERHEADS” DULY CERTIFIED BY AUDITOR



15-JUL-2014
 
14  15-JUL-2014
History of entity/person SUNSHINE GLOBAL AGRO LTD. 

(Old Name : SUNSHINE FORESTRY PVT.LTD.)  
History of entity/person ASHIF KHAN

History of entity/person ANAND KUMAR JHA

History of entity/person MOKARRAM MOHAMMAD

History of entity/person LEKH NARAYAN CHAND

History of entity/person MOHAMMAD AHTESHAMUL HAQ

History of entity/person WASIM KHAN
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 15-JUL-2014 TILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 15-JUL-2014 TILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 15-JUL-2014 TILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-JUL-2014 TILL FURTHER ORDERS



15-JUL-2014
 
15  11-JUL-2014
History of entity/person ABM INTERNATIONAL LTD.   
  SEBI  ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER DATED 11-JUL-2014)

11-JUL-2014
 
16  11-JUL-2014
History of entity/person PUNE E-STOCK BROKING PVT.LTD. 

(Member : BSE)  
  SEBI  ALLEGED FAILURE IN MAINTAINING INTEGRITY, PROMPTITUDE & FAIRNESS, DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE AND INDULGED IN MANIPULATIVE ACTIVITIES VIOLATING REGULATION 7 READ WITH CLAUSES A(1) TO A(3) OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,51,200 VIDE CONSENT ORDER DATED 11-JUL-2014)

11-JUL-2014
 
17  11-JUL-2014
History of entity/person PUNE E-STOCK BROKING PVT.LTD. 

(Member : NSE)  
  SEBI  ALLEGED FAILURE IN MAINTAINING INTEGRITY, PROMPTITUDE & FAIRNESS, DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE AND INDULGED IN MANIPULATIVE ACTIVITIES VIOLATING REGULATION 7 READ WITH CLAUSES A(1) TO A(3) OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,51,200 VIDE CONSENT ORDER DATED 11-JUL-2014)

11-JUL-2014
 
18  11-JUL-2014
History of entity/person PUNE E-STOCK BROKING PVT.LTD. 

(Member : MCX)  
  SEBI  ALLEGED FAILURE IN MAINTAINING INTEGRITY, PROMPTITUDE & FAIRNESS, DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE AND INDULGED IN MANIPULATIVE ACTIVITIES VIOLATING REGULATION 7 READ WITH CLAUSES A(1) TO A(3) OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,51,200 VIDE CONSENT ORDER DATED 11-JUL-2014)

11-JUL-2014
 
19  11-JUL-2014
History of entity/person QUASAR INDIA LTD.   
  SEBI  ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 6(2),6(4) AND 8(3) OF SEBI TAKEOVER CODE, 1997  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.6,20,625 VIDE CONSENT ORDER DATED 11-JUL-2014)

11-JUL-2014
 
20  11-JUL-2014
History of entity/person RAMEL INDUSTRIES LTD.   
  SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP

DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP

DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP

DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS

DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP

DEBARRED/RESTRAINED FROM ASSOCIATING WITH/ACCESSING CAPITAL MARKET/INTERMEDIARIES FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-JUL-2014 TILL ALL COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP

11-JUL-2014
 

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

 
First Next Last  
Page 1 of 1237  
 
Back

 

Contact Us | Disclaimer | Feedback | Terms & Conditions

Site best viewed at 800*600 resolution on Internet Explorer 5.0+ or Netscape 4.7+
Site designed and maintained by watchoutinvestors.com
© PIPAL 2004-2014