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Regulatory Actions Covered By This Website
NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER
 
ENTITY
S.
No.
DATE OF ORDER  ENTITY  PERSON COMPETENT AUTHORITY  REGULATORY CHARGES  REGULATORY ACTION(S) / DATE OF ORDER  FURTHER DEVELOPMENTS
25-JUL-2014
History of entity/person GLEITLAGER (INDIA) LTD.   
  SEBI  DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES

DID NOT REDRESS INVESTOR COMPLAINTS 
IMPOSED PENALTY

25-JUL-2014
 
24-JUL-2014
History of entity/person BHARAT EXPLOSIVES LTD.   
  SEBI  DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)  IMPOSED PENALTY

24-JUL-2014
 
24-JUL-2014
History of entity/person ESSEM CATALYST LTD.   
  SEBI  DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES

DID NOT REDRESS INVESTOR COMPLAINTS 
IMPOSED PENALTY

24-JUL-2014
 
24-JUL-2014
History of entity/person SUNPLANT CONSTRUCTIONS LTD.   
History of entity/person SATISH KUMAR SINGH

History of entity/person AWDHESH KUMAR SINGH

History of entity/person RITURAJ PRADHAN
 
SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC THROUGH ISSUE OF REDEEMABLE PREFERENCE SHARES (RPS) VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

24-JUL-2014
 
24-JUL-2014
History of entity/person SUNPLANT CONSTRUCTIONS LTD.   
  SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC THROUGH ISSUE OF REDEEMABLE PREFERENCE SHARES (RPS) VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

24-JUL-2014
 
24-JUL-2014
History of entity/person VIVIMED LABS LTD.   
  SEBI  DID NOT INFORM NSE & BSE ABOUT EXACT DATE OF PAYMENT/DISPATCH OF DIVIDEND TO SHAREHOLDERS VIOLATING PROVISIONS OF CLAUSE 20(A) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956  IMPOSED PENALTY

24-JUL-2014
 
23-JUL-2014
History of entity/person ICORE-E-SERVICES LTD.   
  SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC, THROUGH OFFER OF NCDS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73, 117B, 117C READ WITH SECTION 465 OF COMPANIES ACT, 2013 AND DEBT SECURITIES REGULATIONS  DEBARRED FROM UNDERTAKING FRESH BUSINESS AS DEBENTURE TRUSTEE FROM 23-JUL-2014 UNTIL FURTHER ORDERS

PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR INVOLVEMENT IN ANY NEW ISSUE OF CAPITAL INCLUDING IPO, FOLLOW-ON ISSUE FROM 23-JUL-2014 UNTIL FURTHER ORDERS

23-JUL-2014
 
23-JUL-2014
History of entity/person MEGA MOULD DEBENTURE TRUST   
  SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC, THROUGH OFFER OF NCDS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73, 117B, 117C READ WITH SECTION 465 OF COMPANIES ACT, 2013 AND DEBT SECURITIES REGULATIONS  DEBARRED FROM UNDERTAKING FRESH BUSINESS AS DEBENTURE TRUSTEE FROM 23-JUL-2014 UNTIL FURTHER ORDERS

PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR INVOLVEMENT IN ANY NEW ISSUE OF CAPITAL INCLUDING IPO, FOLLOW-ON ISSUE FROM 23-JUL-2014 UNTIL FURTHER ORDERS

23-JUL-2014
 
23-JUL-2014
History of entity/person MEGA MOULD INDIA LTD.   
  SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC, THROUGH OFFER OF NCDS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73, 117B, 117C READ WITH SECTION 465 OF COMPANIES ACT, 2013 AND DEBT SECURITIES REGULATIONS  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

23-JUL-2014
 
10  23-JUL-2014
History of entity/person MEGA MOULD INDIA LTD.   
History of entity/person SWAPAN ROY

History of entity/person ANUKUL MAITI

History of entity/person KANIKA MAITI
 
SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC, THROUGH OFFER OF NCDS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73, 117B, 117C READ WITH SECTION 465 OF COMPANIES ACT, 2013 AND DEBT SECURITIES REGULATIONS  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

23-JUL-2014
 
11  23-JUL-2014
History of entity/person SEASHORE SECURITIES LTD.   
History of entity/person SHANTIPRAVA DASH

History of entity/person SUDHANSHU SHEKHAR PATI

History of entity/person MANOJ KUMAR NATH

History of entity/person PRAVAT KUMAR DASH

History of entity/person PRATIVA DASH

History of entity/person SURATH DAS

History of entity/person GOPAL CHANDRA SAHU

History of entity/person SAPNA JENA

History of entity/person PRASHANTA KUMAR DASH

History of entity/person JYOTIRANI SARANGI
 
SEBI  MOBILIZED RS.503,22,80,600.00 THROUGH ALLOTMENT OF 50,32,28,060 CUMULATIVE REDEEMABLE PREFERENCE SHARES (CRPS) TO 76,758 INVESTORS VIOLATING SECTIONS 67,73(1) AND 73(2) OF COMPANIES ACT, 1956 IN MATTER OF SEASHORE SECURITIES LTD.  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 23-JUL-2014 TILL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 23-JUL-2014 TILL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 23-JUL-2014 TILL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-JUL-2014 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-JUL-2014 TILL FURTHER ORDERS

23-JUL-2014
 
12  22-JUL-2014
History of entity/person ALLY MULTI-TRADE INDIA PVT.LTD.   
History of entity/person CHETAN YASHWANT THAKUR

History of entity/person SURYAKANT SAMBU BHOSLE

History of entity/person VIJAY DATTARAM CHAVAN
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
13  22-JUL-2014
History of entity/person AVISHA CREDIT CAPITAL LTD.   
  SEBI  AIDED & ABETTED MEMBERS OF VISHWAS GROUP IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, CIRCULAR AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF GANGOTRI TEXTILES LTD.  IMPOSED PENALTY

22-JUL-2014
 
14  22-JUL-2014
History of entity/person KARTIKBHAI J.PATEL (HUF)   
  SEBI    IMPOSED PENALTY

22-JUL-2014
 
15  22-JUL-2014
History of entity/person KHYATI MULTIMEDIA ENTERTAINMENT LTD.   
  SEBI    IMPOSED PENALTY

22-JUL-2014
 
16  22-JUL-2014
History of entity/person KYATI REALTIES LTD.   
  SEBI    IMPOSED PENALTY

22-JUL-2014
 
17  22-JUL-2014
History of entity/person MASTER FINLEASE LTD.   
  SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, CIRCULAR AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF GANGOTRI TEXTILES LTD.  IMPOSED PENALTY

22-JUL-2014
 
18  22-JUL-2014
History of entity/person QUANTUM GLOBAL SECURITIES & LEASING CO.LTD. 

(New Name : QUANTUM GLOBAL SECURITIES LTD.)

(Member : NSE)  
  SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CIRCULAR, SELF, SYNCHRONIZED AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF GANGOTRI TEXTILES LTD.

DID NOT MAINTAIN INTEGRITY, PROMPTITUDE & FAIRNESS, DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE, INDULGED IN MANIPULATIVE ACTIVITIES AND DID NOT COMPLY WITH STATUTORY REQUIREMENTS VIOLATING REGULATION 7 READ WITH CLAUSES A(1) TO A(5) OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992 IN MATTER OF GANGOTRI TEXTILES LTD. 
IMPOSED PENALTY

22-JUL-2014
 
19  22-JUL-2014
History of entity/person QUANTUM GLOBAL SECURITIES & LEASING CO.LTD. 

(New Name : QUANTUM GLOBAL SECURITIES LTD.)

(Member : OTC)  
  SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CIRCULAR, SELF, SYNCHRONIZED AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF GANGOTRI TEXTILES LTD.

DID NOT MAINTAIN INTEGRITY, PROMPTITUDE & FAIRNESS, DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE, INDULGED IN MANIPULATIVE ACTIVITIES AND DID NOT COMPLY WITH STATUTORY REQUIREMENTS VIOLATING REGULATION 7 READ WITH CLAUSES A(1) TO A(5) OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992 IN MATTER OF GANGOTRI TEXTILES LTD. 
IMPOSED PENALTY

22-JUL-2014
 
20  22-JUL-2014
History of entity/person SAI PRASAD CORP.LTD.   
History of entity/person BALASAHEB K.BHAPKAR

History of entity/person SHASHANK B.BHAPKAR

History of entity/person VANDANA B.BHAPKAR
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

 
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