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REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.
DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 15-DEC-2014
History of entity/person ADORABLE AGROTECH LTD.   
  SEBI  MOBILIZED RS.25.20 CRORES FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 6,545 INVESTORS VIOLATING SECTIONS 56, 60,67 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

15-DEC-2014
 
2 15-DEC-2014
History of entity/person ADORABLE AGROTECH LTD.   
History of entity/person BISWAJIT BISWAS

History of entity/person PRASHANTA GHOSH

History of entity/person BASANT KUMAR SINGH

History of entity/person BANA BIHARI BISWAS

History of entity/person DILIP SHAW

History of entity/person DHIRAJ KUMAR SHRIVASTAVA

History of entity/person BINOD MAJUMDER

History of entity/person MOUMITA BISWAS
 
SEBI  MOBILIZED RS.25.20 CRORES FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 6,545 INVESTORS VIOLATING SECTIONS 56, 60,67 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

15-DEC-2014
 
3 15-DEC-2014
History of entity/person BLESSING AGRO FARM INDIA LTD.   
History of entity/person PRAKASAM SAGAYA PACKIA SANTHI

History of entity/person IRUDAYARAJ MANICKAM PILLAI JEYABALAN

History of entity/person SANTHANAPETER

History of entity/person INNSAIPILLAI LURDPILLAI JOSEPH JEYARAAJ
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 15-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 15-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 15-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO FURNISH PAN NUMBER OF DIRECTORS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED & REFUNDED DULY CERTIFIED BY AUDITOR OF THE COMPANY



15-DEC-2014
 
4 15-DEC-2014
History of entity/person MONDAL CONSTRUCTION CO.LTD.   
History of entity/person SAMARJIT MONDAL

History of entity/person SACHI DULAL MONDAL

History of entity/person SANJIV JAIN

History of entity/person INDRANIL CHATTOPADHYAY

History of entity/person SWAPAN KUMAAR MONDAL
 
SEBI  MOBILIZED RS.2.52 CRORES FROM PUBLIC THROUGH ISSUANCE OF 2,51,941 REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 3,981 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013 AND THE DIP GUIDELINES READ WITH ICDR REGULATIONS, 2009  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

15-DEC-2014
 
5 15-DEC-2014
History of entity/person MONDAL CONSTRUCTION CO.LTD.   
  SEBI  MOBILIZED RS.2.52 CRORES FROM PUBLIC THROUGH ISSUANCE OF 2,51,941 REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 3,981 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013 AND THE DIP GUIDELINES READ WITH ICDR REGULATIONS, 2009  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 15-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-DEC-2014 UNTIL FURTHER ORDERS

15-DEC-2014
 
6 15-DEC-2014
History of entity/person SKYLARK LAND DEVELOPERS & INFRASTRUCTURE INDIA LTD.   
History of entity/person JAIHIND KUMAR

History of entity/person ANAND KUMAR GUPTA

History of entity/person DURGA PRASAD YADAV

History of entity/person DILIP KUMAR JAIN

History of entity/person RAM SHANKAR YADAV

History of entity/person SANTOSH KUMAR PANDEY
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 15-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 15-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 15-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



DIRECTED TO SUBMIT SAMPLE COPIES OF ALL DOCUMENTS PERTAINING TO SCHEME INCLUDING DOCUMENTS / AGREEMENTS / CONTRACTS EXECUTED WITH CUSTOMERS/INVESTORS AND PAN NUMBER OF DIRECTORS



15-DEC-2014
 
7 12-DEC-2014
History of entity/person ELECTRONICA MACHINE TOOLS LTD.   
  SEBI  DID NOT REDRESS INVESTOR COMPLAINTS  IMPOSED PENALTY

12-DEC-2014
 
8 10-DEC-2014
History of entity/person KALPBUT REAL ESTATE LTD.   
History of entity/person RAKSHA PAL SINGH

History of entity/person GUDDI DEVI

History of entity/person RAJENDRA SINGH THAKUR

History of entity/person BHANU PRATAP SINGH

History of entity/person PARVESH KUMAR SINGH

History of entity/person NATTHU SINGH

History of entity/person KRISHAN PAL SINGH

History of entity/person RAJESHWARI SENGAR

History of entity/person POORAN PRAKASH

History of entity/person DEVENDRA PAL SINGH
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 10-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 10-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 10-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 10-DEC-2014 UNTIL FURTHER ORDERS



10-DEC-2014
 
9 10-DEC-2014
History of entity/person WISDOM AGRO TECH INDIA LTD.   
History of entity/person JEYASHOBA THANKAPPAN RAJAM

History of entity/person GOVINDA PILLAI REGHUKUMARAN

History of entity/person GILBERT JAMES DHASON

History of entity/person ANANTHARAMAN NALLAPERUMAL

History of entity/person KUMARESAN VASANTHAKUMARI

History of entity/person PRABHU KANNAN
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 10-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 10-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 10-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 10-DEC-2014 UNTIL FURTHER ORDERS



10-DEC-2014
 
10 09-DEC-2014
History of entity/person AMIT BANSAL,M/S   
History of entity/person AMIT BANSAL
 
SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHAMKEN MULTIFAB LTD.

ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION 
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-DEC-2014 TO 08-DEC-2015

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-DEC-2014 TO 08-DEC-2015

09-DEC-2014
 
11 09-DEC-2014
History of entity/person ANGEL TEXTILES PVT.LTD.   
History of entity/person AVDESH CHATURVEDI

History of entity/person SUDHA CHATURVEDI
 
SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHAMKEN MULTIFAB LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-DEC-2014 TO 08-DEC-2016

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-DEC-2014 TO 08-DEC-2016

09-DEC-2014
 
12 09-DEC-2014
History of entity/person DHANVARSHA INVESTMENTS   
History of entity/person JEEV NARAIN MISHRA
 
SEBI  AIDED AND ABETED ITS CLIENTS IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHAMKEN MULTIFAB LTD.

ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION 
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-DEC-2014 TO 08-DEC-2015

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-DEC-2014 TO 08-DEC-2015

09-DEC-2014
 
13 09-DEC-2014
History of entity/person K.M.J.LAND DEVELOPERS INDIA LTD.   
History of entity/person SANTOSHI LAL RATHORE

History of entity/person DILIP JAIN

History of entity/person KANCHAN RAJAWAT KUSHWAH

History of entity/person SUNIL SINGH

History of entity/person SUNIL SINGH KUSHWAH

History of entity/person GOPAL PRASAD GUPTA

History of entity/person MATHURA BAI

History of entity/person NIRMALA RATHORE
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 09-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 09-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



DIRECTED TO FURNISH PAN NUMBER OF DIRECTORS



09-DEC-2014
 
14 09-DEC-2014
History of entity/person KOTWAN TRADERS PVT.LTD.   
History of entity/person AVDESH CHATURVEDI

History of entity/person SUDHA CHATURVEDI
 
SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHAMKEN MULTIFAB LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-DEC-2014 TO 08-DEC-2016

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-DEC-2014 TO 08-DEC-2016

09-DEC-2014
 
15 09-DEC-2014
History of entity/person LOTUS GARMENTS LTD.   
History of entity/person AVDESH CHATURVEDI

History of entity/person SUDHA CHATURVEDI
 
SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHAMKEN MULTIFAB LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-DEC-2014 TO 08-DEC-2016

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-DEC-2014 TO 08-DEC-2016

09-DEC-2014
 
16 09-DEC-2014
History of entity/person MIDAS TOUCH ASSETS & SECURITIES LTD.   
History of entity/person NIRUPAMA SAMAL (AKA: NIRUPAMA THATOI)

History of entity/person SWARNA LATA SAMAL

History of entity/person SWETANSHU SHEKHAR SAMAL

History of entity/person NIRUPAMA THATOI (AKA: NIRUPAMA SAMAL)

History of entity/person DEBASIS PRASAD MISHRA

History of entity/person SOUBHAGYA KUMAR SAMAL
 
SEBI  MOBILIZED RS.15.52 CRORES FROM PUBLIC THROUGH ISSUANCE OF 1,55,21,000 CUMULATIVE REDEEMABLE PREFERENCE SHARES (CRPS) BY WAY OF PRIVATE PLACEMENT TO 3,097 INVESTORS VIOLATING SECTION 60 READ WITH SECTIONS 2(36),56 (1), 56 (3) AND 73 OF THE COMPANIES ACT, 1956 READ WITH SECTION 465 (1) AND (2) OF THE COMPANIES ACT, 2013 AND ICDR REGULATIONS, 2009  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 09-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 09-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

09-DEC-2014
 
17 09-DEC-2014
History of entity/person MIDAS TOUCH ASSETS & SECURITIES LTD.   
  SEBI  MOBILIZED RS.15.52 CRORES FROM PUBLIC THROUGH ISSUANCE OF 1,55,21,000 CUMULATIVE REDEEMABLE PREFERENCE SHARES (CRPS) BY WAY OF PRIVATE PLACEMENT TO 3,097 INVESTORS VIOLATING SECTION 60 READ WITH SECTIONS 2(36),56 (1), 56 (3) AND 73 OF THE COMPANIES ACT, 1956 READ WITH SECTION 465 (1) AND (2) OF THE COMPANIES ACT, 2013 AND ICDR REGULATIONS, 2009  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 09-DEC-2014 UNTIL FURTHER ORDERS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 09-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 09-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-DEC-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-DEC-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

09-DEC-2014
 
18 09-DEC-2014
History of entity/person PRASNEETA CONSTRUCTIONS PVT.LTD.   
History of entity/person SANDHYA AGGARWAL

History of entity/person AJAY AGGARWAL

History of entity/person GAJANAND AGGARWAL
 
SEBI  AIDED AND ABETED ITS CLIENTS IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHAMKEN MULTIFAB LTD.

ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION 
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-DEC-2014 TO 08-DEC-2015

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-DEC-2014 TO 08-DEC-2015

09-DEC-2014
 
19 09-DEC-2014
History of entity/person RIGHTS CREDIT & SECURITIES PVT.LTD.   
History of entity/person SUNITA CHATURVEDI

History of entity/person ANOOP CHATURVEDI
 
SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHAMKEN MULTIFAB LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-DEC-2014 TO 08-DEC-2016

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-DEC-2014 TO 08-DEC-2016

09-DEC-2014
 
20 09-DEC-2014
History of entity/person SHAMKEN MULTIFAB LTD.   
History of entity/person H.B.CHATURVEDI

History of entity/person PRAVIN JUNEJA
 
SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHAMKEN MULTIFAB LTD.

DID NOT FURNISH INFORMATION IN RESPONSE TO SUMMONS ISSUED IN MATTER OF SHAMKEN MULTIFAB LTD. 
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-DEC-2014 TO 08-DEC-2017

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-DEC-2014 TO 08-DEC-2017

09-DEC-2014
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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