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Regulatory Actions Covered By This Website

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Recent Regulatory Orders

The regulatory orders issued during 15 days preceding today are listed in a chronological order.

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S. No. DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
27-FEB-2015 History of entity/person  GIRISH PATEL  
History of company SUPREME DIAMOND WORKS
 
CBI  INDULGED IN SANCTIONING OF LOANS ON THE BASIS OF BOGUS INVOICES/QUOTATIONS THEREBY CAUSING A LOSS OF RS.5.47 LACS (APPROX.) TO STATE BANK OF SAURASHTRA  SIMPLE IMPRISONMENT FOR TWO YEARS AND FINE RS.17,000

27-FEB-2015
 
27-FEB-2015 History of entity/person  NAGJIBHAI R.PATEL     CBI  INDULGED IN SANCTIONING OF LOANS ON THE BASIS OF BOGUS INVOICES/QUOTATIONS THEREBY CAUSING A LOSS OF RS.5.47 LACS (APPROX.) TO STATE BANK OF SAURASHTRA  SIMPLE IMPRISONMENT FOR ONE YEAR AND FINE RS.8,000

27-FEB-2015
 
27-FEB-2015 History of entity/person  PARSOTTAM M.PATEL  
History of company SHRINATHJI DIAMOND WORKS
 
CBI  INDULGED IN SANCTIONING OF LOANS ON THE BASIS OF BOGUS INVOICES/QUOTATIONS THEREBY CAUSING A LOSS OF RS.5.47 LACS (APPROX.) TO STATE BANK OF SAURASHTRA  SIMPLE IMPRISONMENT FOR TWO YEARS AND FINE RS.17,000

27-FEB-2015
 
26-FEB-2015 History of entity/person  A.D.REBELLO  
History of company DLF HOME DEVELOPERS LTD.
 
SEBI  AIDED AND ABETTED DLF LTD., ITS NON-INDEPENDENT DIRECTORS AND CFO IN THE ARTIFICE OF CAMOUFLAGING THE ASSOCIATION OF SUDIPTI AS DISSOCIATION IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.5,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
26-FEB-2015 History of entity/person  A.K.GUPTA  
History of company DLF HOME DEVELOPERS LTD.
 
SEBI  AIDED AND ABETTED DLF LTD., ITS NON-INDEPENDENT DIRECTORS AND CFO IN THE ARTIFICE OF CAMOUFLAGING THE ASSOCIATION OF SUDIPTI AS DISSOCIATION IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.5,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
26-FEB-2015 History of entity/person  ARUN KUMAR BHAGAT  
History of company SUDIPTI ESTATES PVT.LTD.
 
SEBI  AIDED AND ABETTED DLF LTD., ITS NON-INDEPENDENT DIRECTORS AND CFO IN THE ARTIFICE OF CAMOUFLAGING THE ASSOCIATION OF SUDIPTI AS DISSOCIATION IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.3,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
26-FEB-2015 History of entity/person  DEBASHISH MUKHERJEE     SEBI  AIDED AND ABETTED DLF LTD., ITS NON-INDEPENDENT DIRECTORS AND CFO IN THE ARTIFICE OF CAMOUFLAGING THE ASSOCIATION OF SUDIPTI AS DISSOCIATION IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.5,00,000

26-FEB-2015
 
26-FEB-2015 History of entity/person  DEEPAK BANNERJEE  
History of company DLF RETAIL DEVELOPERS LTD.
 
SEBI  AIDED AND ABETTED DLF LTD., ITS NON-INDEPENDENT DIRECTORS AND CFO IN THE ARTIFICE OF CAMOUFLAGING THE ASSOCIATION OF SUDIPTI AS DISSOCIATION IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.5,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
26-FEB-2015 History of entity/person  DHRUVA KARNAWAT     SEBI  DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DHRUVA CAPITAL SERVICES LTD.  IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
10  26-FEB-2015 History of entity/person  DUNGAR SINGH KARNAWAT     SEBI  DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DHRUVA CAPITAL SERVICES LTD.  IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
11  26-FEB-2015 History of entity/person  G.S.TALWAR  
History of company DLF LTD.
 
SEBI  DID NOT MAKE DISCLOSURES OF RELATED PARTY TRANSACTIONS, FINANCIAL DETAILS OF SUBSIDIARIES AND OUTSTANDING LITIGATION/FIR AGAINST SUBSIDIARIES IN OFFER DOCUMENTS (RED HEARING PROSPECTUS (RHP) AND PROSPECTUS) IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.26,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
12  26-FEB-2015 History of entity/person  HARSHDEEP SACHDEVA     SEBI  AIDED AND ABETTED DLF LTD., ITS NON-INDEPENDENT DIRECTORS AND CFO IN THE ARTIFICE OF CAMOUFLAGING THE ASSOCIATION OF SUDIPTI AS DISSOCIATION IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.5,00,000

26-FEB-2015
 
13  26-FEB-2015 History of entity/person  JOY SAXENA     SEBI  AIDED AND ABETTED DLF LTD., ITS NON-INDEPENDENT DIRECTORS AND CFO IN THE ARTIFICE OF CAMOUFLAGING THE ASSOCIATION OF SUDIPTI AS DISSOCIATION IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.15,00,000

26-FEB-2015
 
14  26-FEB-2015 History of entity/person  JOYDEEP DASGUPTA     SEBI  AIDED AND ABETTED DLF LTD., ITS NON-INDEPENDENT DIRECTORS AND CFO IN THE ARTIFICE OF CAMOUFLAGING THE ASSOCIATION OF SUDIPTI AS DISSOCIATION IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.5,00,000

26-FEB-2015
 
15  26-FEB-2015 History of entity/person  K.K.BHATTACHARYA  
History of company DLF HOME DEVELOPERS LTD.
 
SEBI  AIDED AND ABETTED DLF LTD., ITS NON-INDEPENDENT DIRECTORS AND CFO IN THE ARTIFICE OF CAMOUFLAGING THE ASSOCIATION OF SUDIPTI AS DISSOCIATION IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.5,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
16  26-FEB-2015 History of entity/person  K.K.BHATTACHARYA  
History of company DLF ESTATE DEVELOPERS LTD.
 
SEBI  AIDED AND ABETTED DLF LTD., ITS NON-INDEPENDENT DIRECTORS AND CFO IN THE ARTIFICE OF CAMOUFLAGING THE ASSOCIATION OF SUDIPTI AS DISSOCIATION IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.5,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
17  26-FEB-2015 History of entity/person  K.P.SINGH  
History of company DLF LTD.
 
SEBI  DID NOT MAKE DISCLOSURES OF RELATED PARTY TRANSACTIONS, FINANCIAL DETAILS OF SUBSIDIARIES AND OUTSTANDING LITIGATION/FIR AGAINST SUBSIDIARIES IN OFFER DOCUMENTS (RED HEARING PROSPECTUS (RHP) AND PROSPECTUS) IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.26,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
18  26-FEB-2015 History of entity/person  KAILASH KARNAWAT     SEBI  DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DHRUVA CAPITAL SERVICES LTD.  IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
19  26-FEB-2015 History of entity/person  KAMESHWAR SWARUP  
History of company DLF LTD.
 
SEBI  DID NOT MAKE DISCLOSURES OF RELATED PARTY TRANSACTIONS, FINANCIAL DETAILS OF SUBSIDIARIES AND OUTSTANDING LITIGATION/FIR AGAINST SUBSIDIARIES IN OFFER DOCUMENTS (RED HEARING PROSPECTUS (RHP) AND PROSPECTUS) IN MATTER OF IPO OF DLF LTD.  IMPOSED PENALTY RS.26,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
20  26-FEB-2015 History of entity/person  LAXMAN SINGH KARNAWAT     SEBI  DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DHRUVA CAPITAL SERVICES LTD.  IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-FEB-2015
 
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