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RECENT REGULATORY ORDERS
The regulatory orders issued during 15 days preceding today are listed in a chronological order.
 

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.
 
PERSON
S.
No.
DATE OF ORDER  PERSON  ENTITY COMPETENT AUTHORITY  REGULATORY CHARGES  REGULATORY ACTION(S) / DATE OF ORDER  FURTHER DEVELOPMENTS
22-JUL-2014 History of entity/person  ADITYA YOGESHBHAI PATEL     SEBI  DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(2) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF KANEL OIL & EXPORTS INDUSTRIES LTD.  IMPOSED PENALTY RS.5,00,000

22-JUL-2014
 
22-JUL-2014 History of entity/person  BALASAHEB K.BHAPKAR  
History of company SAI PRASAD CORP.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
22-JUL-2014 History of entity/person  CHETAN YASHWANT THAKUR  
History of company ALLY MULTI-TRADE INDIA PVT.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
22-JUL-2014 History of entity/person  KAMALKANT R.RAO     SEBI    IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS

22-JUL-2014
 
22-JUL-2014 History of entity/person  KIRTIBHAI CHHAGANBHAI PATEL     SEBI  DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(2) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF KANEL OIL & EXPORTS INDUSTRIES LTD.  IMPOSED PENALTY RS.5,00,000

22-JUL-2014
 
22-JUL-2014 History of entity/person  RADHESHYAM R.LODH     SEBI    IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS

22-JUL-2014
 
22-JUL-2014 History of entity/person  S.MURALI  
History of company TELE DATA NETWORKING SERVICES PVT.LTD.
 
CBI  ENTERED INTO CRIMINAL CONSPIRACY TO CHEAT GOVT. BY WAY OF ILLEGALLY SWITCHING OVER INCOMING INTERNATIONAL CALLS AS LOCAL CALLS THEREBY CAUSING A LOSS OF RS.11,80,518.00 TO GOVT. OF INDIA  RIGOROUS IMPRISONMENT FOR FOUR YEARS AND FINE RS.51,000

22-JUL-2014
 
22-JUL-2014 History of entity/person  SHASHANK B.BHAPKAR  
History of company SAI PRASAD CORP.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
22-JUL-2014 History of entity/person  SURYAKANT SAMBU BHOSLE  
History of company ALLY MULTI-TRADE INDIA PVT.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
10  22-JUL-2014 History of entity/person  VANDANA B.BHAPKAR  
History of company SAI PRASAD CORP.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
11  22-JUL-2014 History of entity/person  VIJAY DATTARAM CHAVAN  
History of company ALLY MULTI-TRADE INDIA PVT.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
12  18-JUL-2014 History of entity/person  BHAVESH KOTHARI     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, STRUCTURED AND CIRCULAR TRANSACTIONS IN SCRIPS OF ALLCARGO GLOBAL LOGISTICS LTD., ASIAN STAR CO.LTD., KSL & INDUSTRIES LTD., MAVENS BIOTECH LTD., PANORAMIC UNIVERSAL LTD., RASI ELECTRODES LTD., SAT INDUSTRIES LTD., USHDEV INTERNATIONAL LTD., KBS CAPITAL MANAGEMENT LTD., LOTUS EYE CARE HOSPITALS LTD., MVL LTD. AND ANIL PRODUCTS LTD.  IMPOSED PENALTY RS.3,00,000

18-JUL-2014
 
13  18-JUL-2014 History of entity/person  BOGA PRABHAKAR     SEBI  DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SWAGRUHA INFRASTRUCTURE LTD.

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SWAGRUHA INFRASTRUCTURE LTD. 
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS

18-JUL-2014
 
14  18-JUL-2014 History of entity/person  BOGA SURENDER     SEBI  DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SWAGRUHA INFRASTRUCTURE LTD.

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SWAGRUHA INFRASTRUCTURE LTD. 
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS

18-JUL-2014
 
15  18-JUL-2014 History of entity/person  HITESH MAHENDRA JAIN     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, STRUCTURED AND CIRCULAR TRANSACTIONS IN SCRIPS OF ALLCARGO GLOBAL LOGISTICS LTD., ASIAN STAR CO.LTD., KSL & INDUSTRIES LTD., MAVENS BIOTECH LTD., PANORAMIC UNIVERSAL LTD., RASI ELECTRODES LTD., SAT INDUSTRIES LTD., USHDEV INTERNATIONAL LTD., KBS CAPITAL MANAGEMENT LTD., LOTUS EYE CARE HOSPITALS LTD., MVL LTD. AND ANIL PRODUCTS LTD.  IMPOSED PENALTY RS.2,00,000

18-JUL-2014
 
16  18-JUL-2014 History of entity/person  MANISH MATHUR     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, STRUCTURED AND CIRCULAR TRANSACTIONS IN SCRIPS OF ALLCARGO GLOBAL LOGISTICS LTD., ASIAN STAR CO.LTD., KSL & INDUSTRIES LTD., MAVENS BIOTECH LTD., PANORAMIC UNIVERSAL LTD., RASI ELECTRODES LTD., SAT INDUSTRIES LTD., USHDEV INTERNATIONAL LTD., KBS CAPITAL MANAGEMENT LTD., LOTUS EYE CARE HOSPITALS LTD., MVL LTD. AND ANIL PRODUCTS LTD.  IMPOSED PENALTY RS.3,00,000

18-JUL-2014
 
17  18-JUL-2014 History of entity/person  MANISH PRATAP ASHAR     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS AND SELF TRADES IN SCRIP OF WINSOME TEXTILE INDUSTRIES LTD.  IMPOSED PENALTY RS.2,00,000

18-JUL-2014
 
18  17-JUL-2014 History of entity/person  ABHIJIT RAJAN     SEBI  TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A (D) & (E) OF SEBI ACT, 1992 AND REGULATION 3(I) READ WITH 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN SCRIP OF GAMMON INFRASTRUCTURE PROJECTS LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUL-2014 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUL-2014 TILL FURTHER ORDERS

17-JUL-2014
 
19  17-JUL-2014 History of entity/person  K.RAMAMURTHY  
History of company UNION BANK OF INDIA
 
CBI  SANCTIONED AND DISBURSED / AVAILED HUGE CREDIT FACILITIES IN NAME OF BHOJWANI HOTELS PVT.LTD. BY SUBMITTING FALSE & FORGED DEEDS OF POWER OF ATTORNEY / LETTERS OF AUTHORITY ETC THEREBY CAUSING A LOSS OF RS.9.57 CRORES (APPROX) TO UNION BANK OF INDIA  RIGOROUS IMPRISONMENT FOR THREE YEARS AND FINE RS.1,25,000

17-JUL-2014
 
20  17-JUL-2014 History of entity/person  L.R.BHOJWANI  
History of company BHOJWANI BROTHERS CONSULTANCY & SERVICES PVT.LTD.

History of company BHOJWANI HOTELS PVT.LTD.
 
CBI  SANCTIONED AND DISBURSED / AVAILED HUGE CREDIT FACILITIES IN NAME OF BHOJWANI HOTELS PVT.LTD. BY SUBMITTING FALSE & FORGED DEEDS OF POWER OF ATTORNEY / LETTERS OF AUTHORITY ETC THEREBY CAUSING A LOSS OF RS.9.57 CRORES (APPROX) TO UNION BANK OF INDIA  RIGOROUS IMPRISONMENT FOR THREE YEARS AND FINE RS.1,50,000

17-JUL-2014
 

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

 
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