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Regulatory Actions Covered By This Website

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Recent Regulatory Orders

The regulatory orders issued during 15 days preceding today are listed in a chronological order.

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S. No. DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
26-DEC-2014 History of entity/person  DHEERENDRA KRISHAN PRATAP  
History of company SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



26-DEC-2014
 
26-DEC-2014 History of entity/person  MRAGENDRA SINGH BAGHEL  
History of company SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



26-DEC-2014
 
26-DEC-2014 History of entity/person  PUSHPANJALI SINGH BAGHEL  
History of company SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



26-DEC-2014
 
26-DEC-2014 History of entity/person  PUSHPENDRA SINGH BAGHEL  
History of company SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



26-DEC-2014
 
26-DEC-2014 History of entity/person  RANVAJAY PRATAP SINGH BAGHEL  
History of company SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



26-DEC-2014
 
26-DEC-2014 History of entity/person  SANDEEP SHANKAR  
History of company SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



26-DEC-2014
 
26-DEC-2014 History of entity/person  SHAHENDRA SINGH BAGHEL  
History of company SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 26-DEC-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



26-DEC-2014
 
24-DEC-2014 History of entity/person  AKSHAT ASHOK GUPTA     SEBI  DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13 (4A) READ WITH 13 (5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF SANTOWIN CORP.LTD.  IMPOSED PENALTY RS.7,00,000

24-DEC-2014
 
22-DEC-2014 History of entity/person  ANKIT SANCHANIYA     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF SPECTACLE INFOTEK LTD. 
IMPOSED PENALTY RS.6,00,000

22-DEC-2014
 
10  22-DEC-2014 History of entity/person  BHARAT G.VAGHELA     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF SPECTACLE INFOTEK LTD. 
IMPOSED PENALTY RS.6,00,000

22-DEC-2014
 
11  22-DEC-2014 History of entity/person  BHARAT SHANTILAL THAKKAR     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF SPECTACLE INFOTEK LTD. 
IMPOSED PENALTY RS.6,00,000

22-DEC-2014
 
12  22-DEC-2014 History of entity/person  BHAVESH PABARI     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF SPECTACLE INFOTEK LTD. 
IMPOSED PENALTY RS.6,00,000

22-DEC-2014
 
13  22-DEC-2014 History of entity/person  BIPIN JAYANT THAKER     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF SPECTACLE INFOTEK LTD. 
IMPOSED PENALTY RS.5,00,000

22-DEC-2014
 
14  22-DEC-2014 History of entity/person  BIPIN KUMAR GANDHI     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.  IMPOSED PENALTY RS.5,00,000

22-DEC-2014
 
15  22-DEC-2014 History of entity/person  CHIRAG RAJNIKANT JARIWALA     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF SPECTACLE INFOTEK LTD. 
IMPOSED PENALTY RS.6,00,000

22-DEC-2014
 
16  22-DEC-2014 History of entity/person  GAURANG AJIT SETH     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF SPECTACLE INFOTEK LTD. 
IMPOSED PENALTY RS.6,00,000

22-DEC-2014
 
17  22-DEC-2014 History of entity/person  HEMANT MADHUSUDAN SHETH     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF SPECTACLE INFOTEK LTD. 
IMPOSED PENALTY RS.6,00,000

22-DEC-2014
 
18  22-DEC-2014 History of entity/person  JIGAR PRAFUL GHOGHARI     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF SPECTACLE INFOTEK LTD. 
IMPOSED PENALTY RS.5,00,000

22-DEC-2014
 
19  22-DEC-2014 History of entity/person  KETAN BABULAL SHAH     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.  IMPOSED PENALTY RS.5,00,000

22-DEC-2014
 
20  22-DEC-2014 History of entity/person  MALA HEMANT SHETH     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SPECTACLE INFOTEK LTD.  IMPOSED PENALTY RS.5,00,000

22-DEC-2014
 
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