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RECENT REGULATORY ORDERS
The regulatory orders issued during 15 days preceding today are listed in a chronological order.
 

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.
 
PERSON
S.
No.
DATE OF ORDER  PERSON  ENTITY COMPETENT AUTHORITY  REGULATORY CHARGES  REGULATORY ACTION(S) / DATE OF ORDER  FURTHER DEVELOPMENTS
24-JUL-2014 History of entity/person  AWDHESH KUMAR SINGH  
History of company SUNPLANT CONSTRUCTIONS LTD.
 
SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC THROUGH ISSUE OF REDEEMABLE PREFERENCE SHARES (RPS) VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

24-JUL-2014
 
24-JUL-2014 History of entity/person  RITURAJ PRADHAN  
History of company SUNPLANT CONSTRUCTIONS LTD.
 
SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC THROUGH ISSUE OF REDEEMABLE PREFERENCE SHARES (RPS) VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

24-JUL-2014
 
24-JUL-2014 History of entity/person  SATISH KUMAR SINGH  
History of company SUNPLANT CONSTRUCTIONS LTD.
 
SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC THROUGH ISSUE OF REDEEMABLE PREFERENCE SHARES (RPS) VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 24-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 24-JUL-2014 UNTIL FURTHER ORDERS

24-JUL-2014
 
23-JUL-2014 History of entity/person  AMRIT L.GANDHI     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONISED TRANSACTIONS IN SCRIP OF SUPERTEX INDUSTRIES LTD.  IMPOSED PENALTY RS.2,00,000

23-JUL-2014
 
23-JUL-2014 History of entity/person  ANUKUL MAITI  
History of company MEGA MOULD INDIA LTD.
 
SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC, THROUGH OFFER OF NCDS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73, 117B, 117C READ WITH SECTION 465 OF COMPANIES ACT, 2013 AND DEBT SECURITIES REGULATIONS  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

23-JUL-2014
 
23-JUL-2014 History of entity/person  KANIKA MAITI  
History of company MEGA MOULD INDIA LTD.
 
SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC, THROUGH OFFER OF NCDS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73, 117B, 117C READ WITH SECTION 465 OF COMPANIES ACT, 2013 AND DEBT SECURITIES REGULATIONS  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

23-JUL-2014
 
23-JUL-2014 History of entity/person  SWAPAN ROY  
History of company MEGA MOULD INDIA LTD.
 
SEBI  ENGAGED IN FUND MOBILISING ACTIVITY FROM PUBLIC, THROUGH OFFER OF NCDS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73, 117B, 117C READ WITH SECTION 465 OF COMPANIES ACT, 2013 AND DEBT SECURITIES REGULATIONS  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY ON INDIRECTLY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 23-JUL-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 23-JUL-2014 UNTIL FURTHER ORDERS

23-JUL-2014
 
22-JUL-2014 History of entity/person  ADITYA YOGESHBHAI PATEL     SEBI  DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(2) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF KANEL OIL & EXPORTS INDUSTRIES LTD.  IMPOSED PENALTY RS.5,00,000

22-JUL-2014
 
22-JUL-2014 History of entity/person  BALASAHEB K.BHAPKAR  
History of company SAI PRASAD CORP.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
10  22-JUL-2014 History of entity/person  CHETAN YASHWANT THAKUR  
History of company ALLY MULTI-TRADE INDIA PVT.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
11  22-JUL-2014 History of entity/person  KAMALKANT R.RAO     SEBI    IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS

22-JUL-2014
 
12  22-JUL-2014 History of entity/person  KIRTIBHAI CHHAGANBHAI PATEL     SEBI  DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(2) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF KANEL OIL & EXPORTS INDUSTRIES LTD.  IMPOSED PENALTY RS.5,00,000

22-JUL-2014
 
13  22-JUL-2014 History of entity/person  PURSHOTTAM KHANDELWAL     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, CIRCULAR AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF GANGOTRI TEXTILES LTD.  IMPOSED PENALTY RS.1,00,00,000

22-JUL-2014
 
14  22-JUL-2014 History of entity/person  RADHESHYAM R.LODH     SEBI    IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS

22-JUL-2014
 
15  22-JUL-2014 History of entity/person  S.MURALI  
History of company TELE DATA NETWORKING SERVICES PVT.LTD.
 
CBI  ENTERED INTO CRIMINAL CONSPIRACY TO CHEAT GOVT. BY WAY OF ILLEGALLY SWITCHING OVER INCOMING INTERNATIONAL CALLS AS LOCAL CALLS THEREBY CAUSING A LOSS OF RS.11,80,518.00 TO GOVT. OF INDIA  RIGOROUS IMPRISONMENT FOR FOUR YEARS AND FINE RS.51,000

22-JUL-2014
 
16  22-JUL-2014 History of entity/person  SHASHANK B.BHAPKAR  
History of company SAI PRASAD CORP.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
17  22-JUL-2014 History of entity/person  SUNITA GUPTA     SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, CIRCULAR AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF GANGOTRI TEXTILES LTD.  IMPOSED PENALTY RS.60,00,000

22-JUL-2014
 
18  22-JUL-2014 History of entity/person  SURYAKANT SAMBU BHOSLE  
History of company ALLY MULTI-TRADE INDIA PVT.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
19  22-JUL-2014 History of entity/person  VANDANA B.BHAPKAR  
History of company SAI PRASAD CORP.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 
20  22-JUL-2014 History of entity/person  VIJAY DATTARAM CHAVAN  
History of company ALLY MULTI-TRADE INDIA PVT.LTD.
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-JUL-2014 UNTILL FURTHER ORDERS



DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED



22-JUL-2014
 

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

 
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