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Regulatory Actions Covered By This Website

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Recent Regulatory Orders

The regulatory orders issued during 15 days preceding today are listed in a chronological order.

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S. No. DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
15-APR-2015 History of entity/person  RAJENDRA PRASAD SHAH  
History of company RAJENDRA PRASAD SHAH,M/S

(Member : CSE)
 
SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS AND CROSS-TRADES IN SCRIP OF G.K.CONSULTANTS LTD.

DID NOT MAINTAIN INTEGRITY, PROMPTITUDE & FAIRNESS, DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE, INDULGED IN MANIPULATIVE ACTIVITIES AND DID NOT COMPLY WITH STATUTORY REQUIREMENTS VIOLATING REGULATION 7 READ WITH CLAUSES A(1) TO A(5) OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992 IN MATTER OF G.K.CONSULTANTS LTD. 
IMPOSED PENALTY RS.5,00,000

15-APR-2015
 
09-APR-2015 History of entity/person  B.RAMA RAJU  
History of company SATYAM COMPUTER SERVICES LTD.
 
CBI  SERIOUS FRAUDS/IRREGULARITIES IN COMPANY’S BOOKS OF ACCOUNTS/RECORDS

INDULGED IN CRIMINAL CONSPIRACY CHEATING, CRIMINAL BREACH OF TRUST, FORGERY AND CORRUPTION

INDULGED IN CAUSING DISAPPEARANCE OF EVIDENCE IN CASE OF SATYAM COMPUTER SERVICES LTD. 
RIGOROUS IMPRISONMENT FOR SEVEN YEARS AND FINE RS.5,24,00,000 ALONG WITH OTHER ENTITIES/PERSONS

09-APR-2015
 
09-APR-2015 History of entity/person  B.RAMALINGA RAJU  
History of company SATYAM COMPUTER SERVICES LTD.
 
CBI  SERIOUS FRAUDS/IRREGULARITIES IN COMPANY’S BOOKS OF ACCOUNTS/RECORDS

INDULGED IN CRIMINAL CONSPIRACY CHEATING, CRIMINAL BREACH OF TRUST, FORGERY AND CORRUPTION

INDULGED IN CAUSING DISAPPEARANCE OF EVIDENCE IN CASE OF SATYAM COMPUTER SERVICES LTD. 
RIGOROUS IMPRISONMENT FOR SEVEN YEARS AND FINE RS.5,24,00,000 ALONG WITH OTHER ENTITIES/PERSONS

09-APR-2015
 
09-APR-2015 History of entity/person  B.SURYANARAYANA RAJU  
History of company SATYAM COMPUTER SERVICES LTD.

History of company SRSR ADVISORY SERVICES PVT.LTD.
 
CBI  SERIOUS FRAUDS/IRREGULARITIES IN COMPANY’S BOOKS OF ACCOUNTS/RECORDS

INDULGED IN CRIMINAL CONSPIRACY CHEATING, CRIMINAL BREACH OF TRUST, FORGERY AND CORRUPTION

INDULGED IN CAUSING DISAPPEARANCE OF EVIDENCE IN CASE OF SATYAM COMPUTER SERVICES LTD. 
RIGOROUS IMPRISONMENT FOR SEVEN YEARS AND FINE RANGING FROM RS.26 LACS TO RS.31 LACS (APPROX)

09-APR-2015
 
09-APR-2015 History of entity/person  CH.SRISAILAM  
History of company SATYAM COMPUTER SERVICES LTD.
 
CBI  SERIOUS FRAUDS/IRREGULARITIES IN COMPANY’S BOOKS OF ACCOUNTS/RECORDS

INDULGED IN CRIMINAL CONSPIRACY CHEATING, CRIMINAL BREACH OF TRUST, FORGERY AND CORRUPTION

INDULGED IN CAUSING DISAPPEARANCE OF EVIDENCE IN CASE OF SATYAM COMPUTER SERVICES LTD. 
RIGOROUS IMPRISONMENT FOR SEVEN YEARS AND FINE RANGING FROM RS.26 LACS TO RS.31 LACS (APPROX)

09-APR-2015
 
09-APR-2015 History of entity/person  D.VENKATAPATHY RAJU  
History of company SATYAM COMPUTER SERVICES LTD.
 
CBI  SERIOUS FRAUDS/IRREGULARITIES IN COMPANY’S BOOKS OF ACCOUNTS/RECORDS

INDULGED IN CRIMINAL CONSPIRACY CHEATING, CRIMINAL BREACH OF TRUST, FORGERY AND CORRUPTION

INDULGED IN CAUSING DISAPPEARANCE OF EVIDENCE IN CASE OF SATYAM COMPUTER SERVICES LTD. 
RIGOROUS IMPRISONMENT FOR SEVEN YEARS AND FINE RANGING FROM RS.26 LACS TO RS.31 LACS (APPROX)

09-APR-2015
 
09-APR-2015 History of entity/person  G.RAMAKRISHNA  
History of company SATYAM COMPUTER SERVICES LTD.
 
CBI  SERIOUS FRAUDS/IRREGULARITIES IN COMPANY’S BOOKS OF ACCOUNTS/RECORDS

INDULGED IN CRIMINAL CONSPIRACY CHEATING, CRIMINAL BREACH OF TRUST, FORGERY AND CORRUPTION

INDULGED IN CAUSING DISAPPEARANCE OF EVIDENCE IN CASE OF SATYAM COMPUTER SERVICES LTD. 
RIGOROUS IMPRISONMENT FOR SEVEN YEARS AND FINE RANGING FROM RS.26 LACS TO RS.31 LACS (APPROX)

09-APR-2015
 
09-APR-2015 History of entity/person  S.GOPALAKRISHNAN  
History of company PRICE WATER COOPERS

History of company SATYAM COMPUTER SERVICES LTD.
 
CBI  SERIOUS FRAUDS/IRREGULARITIES IN COMPANY’S BOOKS OF ACCOUNTS/RECORDS

INDULGED IN CRIMINAL CONSPIRACY CHEATING, CRIMINAL BREACH OF TRUST, FORGERY AND CORRUPTION

INDULGED IN CAUSING DISAPPEARANCE OF EVIDENCE IN CASE OF SATYAM COMPUTER SERVICES LTD. 
RIGOROUS IMPRISONMENT FOR SEVEN YEARS AND FINE RANGING FROM RS.26 LACS TO RS.31 LACS (APPROX)

09-APR-2015
 
09-APR-2015 History of entity/person  TALLURI SRINIVAS  
History of company PRICE WATER COOPERS

History of company SATYAM COMPUTER SERVICES LTD.
 
CBI  SERIOUS FRAUDS/IRREGULARITIES IN COMPANY’S BOOKS OF ACCOUNTS/RECORDS

INDULGED IN CRIMINAL CONSPIRACY CHEATING, CRIMINAL BREACH OF TRUST, FORGERY AND CORRUPTION

INDULGED IN CAUSING DISAPPEARANCE OF EVIDENCE IN CASE OF SATYAM COMPUTER SERVICES LTD. 
RIGOROUS IMPRISONMENT FOR SEVEN YEARS AND FINE RANGING FROM RS.26 LACS TO RS.31 LACS (APPROX)

09-APR-2015
 
10  09-APR-2015 History of entity/person  V.S.PRABHAKARA GUPTA  
History of company SATYAM COMPUTER SERVICES LTD.
 
CBI  SERIOUS FRAUDS/IRREGULARITIES IN COMPANY’S BOOKS OF ACCOUNTS/RECORDS

INDULGED IN CRIMINAL CONSPIRACY CHEATING, CRIMINAL BREACH OF TRUST, FORGERY AND CORRUPTION

INDULGED IN CAUSING DISAPPEARANCE OF EVIDENCE IN CASE OF SATYAM COMPUTER SERVICES LTD. 
RIGOROUS IMPRISONMENT FOR SEVEN YEARS AND FINE RANGING FROM RS.26 LACS TO RS.31 LACS (APPROX)

09-APR-2015
 
11  09-APR-2015 History of entity/person  VADLAMANI SRINIVAS  
History of company SATYAM COMPUTER SERVICES LTD.
 
CBI  SERIOUS FRAUDS/IRREGULARITIES IN COMPANY’S BOOKS OF ACCOUNTS/RECORDS

INDULGED IN CRIMINAL CONSPIRACY CHEATING, CRIMINAL BREACH OF TRUST, FORGERY AND CORRUPTION

INDULGED IN CAUSING DISAPPEARANCE OF EVIDENCE IN CASE OF SATYAM COMPUTER SERVICES LTD. 
RIGOROUS IMPRISONMENT FOR SEVEN YEARS AND FINE RANGING FROM RS.26 LACS TO RS.31 LACS (APPROX)

09-APR-2015
 
12  08-APR-2015 History of entity/person  KRISHNAMURTHY VIJAYA BHARATHI     SEBI  ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-APR-2015

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-APR-2015

DIRECTED TO CEASE & DESIST FROM ACTING AS AN INVESTMENT ADVISOR AND/OR PORTFOLIO MANAGER AND NOT TO SOLICIT OR UNDERTAKE SUCH ACTIVITIES OR ANY OTHER UNREGISTERED ACTIVITY IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 08-APR-2015

DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT ACTIVITIES OR ANY UNREGISTERED ACTIVITY IN SECURITIES MARKET FROM 08-APR-2015

08-APR-2015
 
13  08-APR-2015 History of entity/person  KRISHNAMURTHY VIJAYA BHARATHI     SEBI  INDULGED IN ACTIVITY OF PORTFOLIO MANAGER WITHOUT SEBI REGISTRATION  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-APR-2015

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-APR-2015

DIRECTED TO CEASE & DESIST FROM ACTING AS AN INVESTMENT ADVISOR AND/OR PORTFOLIO MANAGER AND NOT TO SOLICIT OR UNDERTAKE SUCH ACTIVITIES OR ANY OTHER UNREGISTERED ACTIVITY IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 08-APR-2015

DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT ACTIVITIES OR ANY UNREGISTERED ACTIVITY IN SECURITIES MARKET FROM 08-APR-2015

DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC OR OFFER ANY PORTFOLIO MANAGEMENT SERVICES FROM 08-APR-2015

08-APR-2015
 
14  08-APR-2015 History of entity/person  VENKATESAN CHANDRAN     SEBI  INDULGED IN ACTIVITY OF PORTFOLIO MANAGER WITHOUT SEBI REGISTRATION  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-APR-2015

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-APR-2015

DIRECTED TO CEASE & DESIST FROM ACTING AS AN INVESTMENT ADVISOR AND/OR PORTFOLIO MANAGER AND NOT TO SOLICIT OR UNDERTAKE SUCH ACTIVITIES OR ANY OTHER UNREGISTERED ACTIVITY IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 08-APR-2015

DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT ACTIVITIES OR ANY UNREGISTERED ACTIVITY IN SECURITIES MARKET FROM 08-APR-2015

DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC OR OFFER ANY PORTFOLIO MANAGEMENT SERVICES FROM 08-APR-2015

08-APR-2015
 
15  08-APR-2015 History of entity/person  VENKATESAN CHANDRAN     SEBI  ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-APR-2015

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-APR-2015

DIRECTED TO CEASE & DESIST FROM ACTING AS AN INVESTMENT ADVISOR AND/OR PORTFOLIO MANAGER AND NOT TO SOLICIT OR UNDERTAKE SUCH ACTIVITIES OR ANY OTHER UNREGISTERED ACTIVITY IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 08-APR-2015

DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT ACTIVITIES OR ANY UNREGISTERED ACTIVITY IN SECURITIES MARKET FROM 08-APR-2015

08-APR-2015
 
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