| PRESS RELEASE - SEBI |
|
January 21, 2004
PR No. 11/2004
CANCELLATION OF CERTIFICATE OF REGISTRATION OF
4 STOCK–BROKERS OF NATIONAL STOCK EXCHANGE OF INDIA
The Securities and Exchange Board of India (SEBI) has cancelled the certificate of registration of the following 4 Stock-Brokers with immediate effect:
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Sr. No.
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Name of the Stock-Broker
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SEBI Registration No.
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Stock Exchange
|
|
1
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Investnet Securities India Ltd.
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INB230647337
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NSE
|
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2
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Guru Holding Pvt. Ltd.
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INB230647836
|
NSE
|
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3
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Smart Investment Consultants
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INB230660824
|
NSE
|
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4
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Shreeji Finvest Ltd.
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INB230655231
|
NSE
|
The aforesaid 4 Stock-Brokers were expelled from the Stock Exchange and ceased to be a members of the Exchange, thereby failed to fulfill the pre-requisite condition of registration as Stock-Broker with
SEBI.
The registrations have been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
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For full copy of order against GURU HOLDINGS PVT.LTD., click here.
For full copy of order against INVESTNET SECURITIES INDIA LTD., click here.
For full copy of order against SHREEJI FINVEST LTD., click here.
For full copy of order against SMART INVESTMENT CONSULTANTS, click here.