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January 31, 2006
PR No.
58/2006
Orders issued against 10 stock brokers / sub-brokers
Securities and Exchange Board of India (SEBI) has passed ten orders, against the following brokers/sub-brokers:
|
Sr.
No.
|
Name
of the broker/ sub-broker
|
SEBI
Regn. No.
|
Exchange
|
Date
of order
|
Order
|
|
1
|
M/s.
Avdhut Securities Ltd.
|
INS230934239
|
NSE
|
January
24, 2006
|
Censure
|
|
2
|
M/s.
GDH Securities Pvt. Ltd.
|
INS230883535
|
NSE
|
January
24, 2006
|
Censure
|
|
3
|
M/s.
MSE Financial Services Ltd.
|
INB011116931
|
BSE
|
January
24, 2006
|
Censure
|
|
4
|
M/s.
Trust House Securities Ltd.
(SEBI Reg. No.),
|
INB230771930
|
NSE
|
January
24, 2006
|
Censure
|
|
5
|
M/s.
Chandrakala Money &
Capital Management Ltd.
|
INB230607836
|
NSE
|
January
24, 2006
|
Censure
|
|
6
|
M/s.
Bangalore Stock Exchange Financials Ltd.
|
INB011074136
&
INB231074130
|
BSE
&
NSE
|
January
24, 2006
|
Censure
|
|
7
|
M/s.
Cochin Stock Brokers Ltd.
|
INB011076933
&
INB231076937
|
BSE
&
NSE
|
January
24, 2006
|
Censure
|
|
8
|
M/s.
Subhkam
Securities Pvt. Ltd.
|
INB011059731
|
BSE
|
January
24, 2006
|
Censure
|
|
9
|
M/s.
Lotus Investment & Securities
|
INB230660021
|
NSE
|
January
24, 2006
|
Censure
|
|
10
|
M/s.
Mithani Securities Pvt.
Ltd.
|
INS010596935
|
BSE
|
January
05 & 25, 2006
|
Suspension-
Three months
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The orders have been passed by Shri Madhukar, Whole Time Member, SEBI, against the above mentioned brokers/sub-brokers for violation of certain provisions of SEBI Act, 1992, SEBI Stock Brokers and Sub-brokers Rules and Regulations made thereunder, circulars issued from time to time etc.
Mumbai
January 31, 2006
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For full copy of order against AVDHUT SECURITIES LTD., click here.
For full copy of order against BGSE FINANCIALS LTD., click here.
For full copy of order against CHANDRAKALA MONEY & CAPITAL MANAGEMENT LTD., click here.
For full copy of order against COCHIN STOCK BROKERS LTD., click here.
For full copy of order against GDH SECURITIES PVT.LTD., click here.
For full copy of order against LOTUS INVESTMENTS & SECURITIES, click here.
For full copy of order against MITHANI SECURITIES PVT.LTD., click here.
For full copy of order against MSE FINANCIAL SERVICES LTD., click here.
For full copy of order against SUBHKAM SECURITIES PVT.LTD., click here.
For full copy of order against TRUST HOUSE SECURITIES LTD., click here.
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