uggs on sale uggs for cheap cheap uggs ugg boots sale cheap ugg boots uggs uggs sale ugg boots ugg boots sale cheap uggs uggs outlet cheap uggs
watchoutinvestors.com watchoutinvestors.com  
 
 Co-Sponsors 
 
BSE   NSE
Securities and Exchange Board of India
 
Home
Regulatory Actions Covered By This Website

WHAT'S NEW

RECENT ADDITIONS TO THE WEBSITE
The new records added to the website are listed in an alphabetical order.

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.
 
ENTITY
A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z  ALL 
S.
No.
 ENTITY  PERSON COMPETENT AUTHORITY  REGULATORY CHARGES  REGULATORY ACTION(S) / DATE OF ORDER  FURTHER DEVELOPMENTS
History of entity/person ABHIJIT TRADING CO.LTD.     
  SEBI  ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.6,41,250 VIDE CONSENT ORDER)

14-NOV-2014
 
History of entity/person ALAN SCOTT INDUSTRIES LTD. 

(Old Name : SUKETU FASHIONS LTD.)    
  NSDL  LONG PENDING DEMAT REQUESTS AND NOT RESPONDING/SERVICES STOPPED BY THE REGISTRAR  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

21-NOV-2014
 
History of entity/person ANGEL RURAL DEVELOPMENT LTD.     
History of entity/person SHEIKH ABDUL ROBIAL

History of entity/person SEKH NAZIBULLA

History of entity/person NABINA JAHAN
 
SEBI  MOBILIZED FUNDS FROM PUBLIC THROUGH ISSUANCE OF NON-CONVERTIBLE DEBENTURES (NCDS) BY WAY OF PRIVATE PLACEMENT VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73, 117B, 117C OF THE COMPANIES ACT, 1956 READ WITH SECTION 465 OF COMPANIES ACT, 2013 AND DEBT SECURITIES REGULATIONS  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

21-NOV-2014
 
History of entity/person ANGEL RURAL DEVELOPMENT LTD.     
  SEBI  MOBILIZED FUNDS FROM PUBLIC THROUGH ISSUANCE OF NON-CONVERTIBLE DEBENTURES (NCDS) BY WAY OF PRIVATE PLACEMENT VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73, 117B, 117C OF THE COMPANIES ACT, 1956 READ WITH SECTION 465 OF COMPANIES ACT, 2013 AND DEBT SECURITIES REGULATIONS  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 21-NOV-2014 UNTIL FURTHER ORDERS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 21-NOV-2014 UNTIL FURTHER ORDERS

21-NOV-2014
 
History of entity/person ANGEL RURAL DEVELOPMENT LTD.     
History of entity/person ROJINA BEGAM
 
SEBI  ACTED AS DEBENTURE TRUSTEE WITHOUT SEBI REGISTRATION  DEBARRED FROM UNDERTAKING FRESH BUSINESS AS DEBENTURE TRUSTEE FROM 21-NOV-2014 UNTIL FURTHER ORDERS

PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR INVOLVEMENT IN ANY NEW ISSUE OF CAPITAL INCLUDING IPO, FOLLOW-ON ISSUE FROM 21-NOV-2014 UNTIL FURTHER ORDERS

21-NOV-2014
 
History of entity/person ANGEL RURAL DEVELOPMENT LTD.     
History of entity/person BASUDEV GHOSH

History of entity/person HASIBUL HAQUE

History of entity/person SUNIRMAL GOSWAMI
 
SEBI  MOBILIZED FUNDS FROM PUBLIC THROUGH ISSUANCE OF NON-CONVERTIBLE DEBENTURES (NCDS) BY WAY OF PRIVATE PLACEMENT VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73, 117B, 117C OF THE COMPANIES ACT, 1956 READ WITH SECTION 465 OF COMPANIES ACT, 2013 AND DEBT SECURITIES REGULATIONS  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 21-NOV-2014 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 21-NOV-2014 UNTIL FURTHER ORDERS

21-NOV-2014
 
History of entity/person ASIAN ELECTRONICS LTD.     
  NSDL  LONG PENDING DEMAT REQUESTS AND NOT RESPONDING/SERVICES STOPPED BY THE REGISTRAR  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

21-NOV-2014
 
History of entity/person BPL DISPLAY DEVICES LTD.     
  SEBI  DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES) 
IMPOSED PENALTY RS.1,50,000

20-NOV-2014
 
History of entity/person BS APPLIANCES LTD. 

(Old Name : BPL SANYO UTILITIES & APPLIANCES LTD.)    
  NSDL  LONG PENDING DEMAT REQUESTS AND NOT RESPONDING/SERVICES STOPPED BY THE REGISTRAR  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

21-NOV-2014
 
10 
History of entity/person BST LTD. 

(Old Name : BPL SANYO TECHNOLOGIES LTD.)    
  NSDL  LONG PENDING DEMAT REQUESTS AND NOT RESPONDING/SERVICES STOPPED BY THE REGISTRAR  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

21-NOV-2014
 
11 
History of entity/person CEPHAM MILK SPECIALITIES LTD.     
  NSDL  LONG PENDING DEMAT REQUESTS AND NOT RESPONDING/SERVICES STOPPED BY THE REGISTRAR  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

21-NOV-2014
 
12 
History of entity/person CROSSEAS CAPITAL SERVICES PVT.LTD. 

(Member : BSE)    
  SEBI  INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF BHARATIYA GLOBAL INFOMEDIA LTD.

DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE AND DID NOT COMPLY WITH STATUTORY REQUIREMENTS VIOLATING REGULATION 7 READ WITH CLAUSE A OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS) REGULATIONS, 1992 IN MATTER OF BHARATIYA GLOBAL INFOMEDIA LTD. 
DIRECTED TO REVIEW ITS SYSTEMS AND TO TAKE APPROPRIATE STEPS TO AVOID SELF TRADES AND OTHER CATEGORIES OF TRADES PROHIBITED UNDER SEBI REGULATIONS / GUIDELINES

IMPOSED PENALTY RS.5,00,000

13-NOV-2014
 
13 
History of entity/person CROSSEAS CAPITAL SERVICES PVT.LTD. 

(Member : NSE)    
  SEBI  INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF BHARATIYA GLOBAL INFOMEDIA LTD.

DID NOT EXERCISE DUE SKILL, CARE & DILIGENCE AND DID NOT COMPLY WITH STATUTORY REQUIREMENTS VIOLATING REGULATION 7 READ WITH CLAUSE A OF CODE OF CONDUCT UNDER SCHEDULE II OF SEBI (STOCK BROKERS) REGULATIONS, 1992 IN MATTER OF BHARATIYA GLOBAL INFOMEDIA LTD. 
DIRECTED TO REVIEW ITS SYSTEMS AND TO TAKE APPROPRIATE STEPS TO AVOID SELF TRADES AND OTHER CATEGORIES OF TRADES PROHIBITED UNDER SEBI REGULATIONS / GUIDELINES

IMPOSED PENALTY RS.5,00,000

13-NOV-2014
 
14 
History of entity/person CT COTTON YARN LTD.     
  NSDL  LONG PENDING DEMAT REQUESTS AND NOT RESPONDING/SERVICES STOPPED BY THE REGISTRAR  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

21-NOV-2014
 
15 
History of entity/person DELHI STOCK EXCHANGE LTD. 

(Old Name : DELHI STOCK EXCHANGE ASSOCIATION LTD.,THE)    
  SEBI  CREATED NEW MEMBERSHIP RIGHTS WITHOUT FOLLOWING THE DUE PROCESS OF LAW

ISSUED FALSE CERTIFICATE OF COMPLETION OF DEMUTUALIZATION PROCESS

RELEASED RS.58.79 LACS TO MEFCOM CAPITAL MARKET LTD. AS COMMISSION WITHOUT RECEIPT OF APPLICATION MONEY

ALLOTTED SHARES TO MEDIA COMPANIES AND IN TURN AWARDED THEM MEDIA CONTRACTS WITHOUT ANY CORRESPONDING UTILIZATION OF MEDIA SPACE 
RECOGNITION OF STOCK EXCHANGE WITHDRAWN

19-NOV-2014
 
16 
History of entity/person DELTA INDUSTRIAL RESOURCES LTD.     
  SEBI  ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.6,45,000 VIDE CONSENT ORDER)

12-NOV-2014
 
17 
History of entity/person EMERGY FINANCE & INVESTMENT LTD.     
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

30-OCT-2014
 
18 
History of entity/person GAMMA INFOWAY EXALT LTD. 

(Old Name : GAMMA RAYS TRANSMISSIONS LTD.)    
  NSDL  LONG PENDING DEMAT REQUESTS AND NOT RESPONDING/SERVICES STOPPED BY THE REGISTRAR  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

21-NOV-2014
 
19 
History of entity/person GARIMA REAL ESTATE & ALLIED LTD.     
History of entity/person BANABARILAL LODHI

History of entity/person BANWARI LAL KUSHWAH

History of entity/person BIJENDRA PAL SINGH

History of entity/person SHIVRAM KUSHWAH

History of entity/person BALKISHAN KUSHWAH

History of entity/person JITENDRA KUMAR
 
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 24-NOV-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 24-NOV-2014 UNTIL FURTHER ORDERS



DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY



DIRECTED NOT TO DISPOSE OFF ANY OF THE PROPERTIES OR ALIENATE ASSETS OF THE SCHEME FROM 24-NOV-2014 UNTIL FURTHER ORDERS



DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 24-NOV-2014 UNTIL FURTHER ORDERS



DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.



24-NOV-2014
 
20 
History of entity/person GAVIS PHARMA LLC.     
  SEBI  ALLEGED ACQUISITION OF 40 LACS (39.90%) EQUITY SHARES UNDER PREFERENTIAL ISSUE, PRIOR TO DUE DATE VIOLATING REGULATION 74(3) OF SEBI (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009 READ WITH REGULATION 22(1) OF SAST REGULATIONS, 2011 IN MATTER OF WINTEC LTD.  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)

17-NOV-2014
 

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

 
First Next Last  
Page 1 of 4  
 
Back

 

Contact Us | Disclaimer | Feedback | Terms & Conditions

Site best viewed at 800*600 resolution on Internet Explorer 5.0+ or Netscape 4.7+
Site designed and maintained by watchoutinvestors.com
© PIPAL 2004-2014