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The new records added to the website are listed in an alphabetical order.

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

ABCDEFGHIJKLMNOPQRSTUVWXYZALL

S. NO. ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1.
History of entity/person ADHUNIK APPARELS     
History of entity/person NEELAM RANI CHAUHAN (LEGAL REPRESENTATIVE)
History of entity/person RAVINDER KUMAR CHAUHAN (LEGAL REPRESENTATIVE)
DRT  DEFAULT OF DUES  PROCLAMATION OF SALE- RS.3502850.66
DEBTS RECOVERY TRIBUNAL-I,DELHI

06-FEB-2015
2.
History of entity/person ADITI INTERNATIONAL     
History of entity/person MAHESH LALCHAND BOHRA
History of entity/person SURENDRA P.GUPTA
DRT  DEFAULT OF DUES  NOTICE FOR SETTLING A SALE PROCLAMATION- RS.2850634.33
DEBTS RECOVERY TRIBUNAL NO.II,MUMBAI

20-NOV-2014
3.
History of entity/person ALAN SCOTT INDUSTRIES LTD. 

(Old Name : SUKETU FASHIONS LTD.)    
NSDL  LONG PENDING DEMAT REQUESTS AND NOT RESPONDING/SERVICES STOPPED BY THE REGISTRAR  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

17-APR-2015
4.
History of entity/person AMRIT SALES PROMOTION PVT.LTD.     
SEBI  MISUSED STOCK EXCHANGE SYSTEM TO GENERATE FICTITIOUS LONG-TERM CAPITAL GAINS (LTCG) TO CONVERT UNACCOUNTED INCOME INTO ACCOUNTED ONE WITH NO PAYMENT OF TAXES AS LTCG IS TAX EXEMPT IN MATTER OF MISHKA FINANCE & TRADING LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2015 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2015 TILL FURTHER ORDERS

17-APR-2015
5.
History of entity/person ANGELA AGROTECH LTD.     
History of entity/person SAMIR KESHARI
History of entity/person BIRJU KUMAR SHARMA
History of entity/person MOHAMMED RAFIQUE KHAN
History of entity/person MOHAMMED SAJJAD AKHTAR
SEBI  MOBILIZED RS.215.23 LACS FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 88 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 21-APR-2015 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-APR-2015 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-APR-2015 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

21-APR-2015
6.
History of entity/person ANGELA AGROTECH LTD.     
SEBI  MOBILIZED RS.215.23 LACS FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 88 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 21-APR-2015 UNTIL FURTHER ORDERS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 21-APR-2015 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-APR-2015 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-APR-2015 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 21-APR-2015 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 21-APR-2015 UNTIL FURTHER ORDERS

21-APR-2015
7.
History of entity/person ANGELA AGROTECH LTD.     
History of entity/person ATIKULLA HOSSAIN
History of entity/person BABLU MIA
History of entity/person RAJIV RANJAN SINGH
SEBI  MOBILIZED RS.215.23 LACS FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 88 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 21-APR-2015 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-APR-2015 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-APR-2015 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 21-APR-2015 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 21-APR-2015 UNTIL FURTHER ORDERS

21-APR-2015
8.
History of entity/person ANIL SATYANARAYAN ROONGTA (HUF)     
SEBI  MISUSED STOCK EXCHANGE SYSTEM TO GENERATE FICTITIOUS LONG-TERM CAPITAL GAINS (LTCG) TO CONVERT UNACCOUNTED INCOME INTO ACCOUNTED ONE WITH NO PAYMENT OF TAXES AS LTCG IS TAX EXEMPT IN MATTER OF MISHKA FINANCE & TRADING LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2015 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2015 TILL FURTHER ORDERS

17-APR-2015
9.
History of entity/person ANTARYAMI TRADERS PVT.LTD.     
SEBI  MISUSED STOCK EXCHANGE SYSTEM TO GENERATE FICTITIOUS LONG-TERM CAPITAL GAINS (LTCG) TO CONVERT UNACCOUNTED INCOME INTO ACCOUNTED ONE WITH NO PAYMENT OF TAXES AS LTCG IS TAX EXEMPT IN MATTER OF MISHKA FINANCE & TRADING LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2015 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2015 TILL FURTHER ORDERS

17-APR-2015
10.
History of entity/person APEX COMMOTRADE PVT.LTD.     
SEBI  MISUSED STOCK EXCHANGE SYSTEM TO GENERATE FICTITIOUS LONG-TERM CAPITAL GAINS (LTCG) TO CONVERT UNACCOUNTED INCOME INTO ACCOUNTED ONE WITH NO PAYMENT OF TAXES AS LTCG IS TAX EXEMPT IN MATTER OF MISHKA FINANCE & TRADING LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2015 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2015 TILL FURTHER ORDERS

17-APR-2015
11.
History of entity/person AROHAN TRUSTEE CO.PVT.LTD.     
SEBI  RUNNING CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI  DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 21-APR-2015 UNTIL FURTHER ORDERS

DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) FROM 21-APR-2015 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM ASSOCIATING WITH/ACCESSING CAPITAL MARKET/INTERMEDIARIES FROM 21-APR-2015 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-APR-2015 UNTIL FURTHER ORDERS

DIRECTED TO REFUND MONEY TO THE INVESTORS

DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS OWNED BY COMPANY

21-APR-2015
12.
History of entity/person ASHOKA VINIYOGA LTD.     
SEBI  DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)  IMPOSED PENALTY RS.1,00,000

20-APR-2015
13.
History of entity/person ASHTAVINAYAK STEEL PVT.LTD.     
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.II,MUMBAI

10-FEB-2015
14.
History of entity/person AUTO GRAPH CARS (INDIA) PVT.LTD.     
History of entity/person RASHMI R.PATIL
History of entity/person RAJENDRA MARUTRAO PATIL
DRT  DEFAULT OF DUES  DEMAND NOTICE- RS.10773742.00
DEBTS RECOVERY TRIBUNAL NO.III,MUMBAI

16-MAR-2015
15.
History of entity/person BADAMISATI APARTMENTS PVT.LTD.     
SEBI  MISUSED STOCK EXCHANGE SYSTEM TO GENERATE FICTITIOUS LONG-TERM CAPITAL GAINS (LTCG) TO CONVERT UNACCOUNTED INCOME INTO ACCOUNTED ONE WITH NO PAYMENT OF TAXES AS LTCG IS TAX EXEMPT IN MATTER OF MISHKA FINANCE & TRADING LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2015 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2015 TILL FURTHER ORDERS

17-APR-2015
16.
History of entity/person BAZIGAR TRADING PVT.LTD.     
SEBI  MISUSED STOCK EXCHANGE SYSTEM TO GENERATE FICTITIOUS LONG-TERM CAPITAL GAINS (LTCG) TO CONVERT UNACCOUNTED INCOME INTO ACCOUNTED ONE WITH NO PAYMENT OF TAXES AS LTCG IS TAX EXEMPT IN MATTER OF MISHKA FINANCE & TRADING LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2015 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2015 TILL FURTHER ORDERS

17-APR-2015
17.
History of entity/person BBJ TEXTILES PVT.LTD.     
History of entity/person SEEMA SHUKLA
History of entity/person AKHILESH KUMAR SHUKLA
DRT  DEFAULT OF DUES  NOTICE
DEBTS RECOVERY TRIBUNAL-III,DELHI

09-FEB-2015
18.
History of entity/person BHARAT BAGRI (HUF)     
SEBI  MISUSED STOCK EXCHANGE SYSTEM TO GENERATE FICTITIOUS LONG-TERM CAPITAL GAINS (LTCG) TO CONVERT UNACCOUNTED INCOME INTO ACCOUNTED ONE WITH NO PAYMENT OF TAXES AS LTCG IS TAX EXEMPT IN MATTER OF MISHKA FINANCE & TRADING LTD.  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2015 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2015 TILL FURTHER ORDERS

17-APR-2015
19.
History of entity/person BHARTI CORP.     
History of entity/person RAKESH PREMNATH GUPTA
History of entity/person RAJAN PREMNATH GUPTA
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.III,MUMBAI

06-FEB-2015
20.
History of entity/person BLOSSOM JWELL     
History of entity/person BELA SUJAL SHAH
History of entity/person PRATIK CHANDRAKANT SHAH
History of entity/person KUNTAL CHANDRAKANT SHAH
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.I,MUMBAI

11-FEB-2015

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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