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Regulatory Actions Covered By This Website

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Recent Additions to the Website

The new records added to the website are listed in an alphabetical order.

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

ABCDEFGHIJKLMNOPQRSTUVWXYZALL

S. NO. ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1.
History of entity/person A.K.G.SECURITIES & CONSULTANCY LTD.     
SEBI  INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF BHARATIYA GLOBAL INFOMEDIA LTD.  IMPOSED PENALTY RS.5,00,000

13-JAN-2015
2.
History of entity/person AADI INDUSTRIES LTD. 

(Old Name : JRC INDUSTRIES LTD.)    
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.III,MUMBAI

14-AUG-2014
3.
History of entity/person ABTEXT NARROW FABRICS     
History of entity/person KISHOR BHAGWAN GAWAI
History of entity/person VARSHA RAJAN PAWAR
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.III,MUMBAI

27-AUG-2014
4.
History of entity/person ADRINAB LEATHERS     
History of entity/person SHAIKH MEHFOOZ AHMED
History of entity/person ABRARAHMED SALAUDDIN QUERESHI
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.II,MUMBAI

07-AUG-2014
5.
History of entity/person ADROIT FINANCIAL SERVICES PVT.LTD. 

(Member : BSE)    
SEBI  AIDED AND ABETTED ITS CLIENT IN CREATION OF ARTIFICIAL MARKETS AND PRICE MANIPULATION THROUGH SELF TRADES IN SCRIP OF BHARATIYA GLOBAL INFOMEDIA LTD.  IMPOSED PENALTY RS.5,00,000

13-JAN-2015
6.
History of entity/person AGARWAL GLASS WORKS     
History of entity/person NARGIS KHANAM
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL, LUCKNOW

12-AUG-2014
7.
History of entity/person ALKA ICE & COLD STORAGE PVT.LTD.     
History of entity/person KAMAL SINGH
History of entity/person ALKA SINGH
History of entity/person MOHAN SINGH
History of entity/person ALKA DEVI
History of entity/person USHA SINGH
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL, LUCKNOW

04-AUG-2014
8.
History of entity/person ALWINA TAILORING ENTERPRISES     
History of entity/person RAJARAM ISHWARA KURNE
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.III,MUMBAI

02-MAY-2014
9.
History of entity/person AMANATH CO-OPERATIVE BANK LTD.     
RBI  VIOLATED DIRECTIONS ISSUED BY RESERVE BANK OF INDIA  RESTRAINED FROM GRANTING OR RENEWING ANY LOAN /ADVANCES, MAKE INVESTMENT, INCUR LIABILITIES, BORROW, DEAL IN PROPERTIES ETC. WITHOUT APPROVAL OF RBI IN WRITING

01-APR-2013
RBI VIDE ITS ORDER DATED 30/09/2014, EXTENDED PERIOD OF DIRECTIONS FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/10/2013 TO 04/04/2014 AND AGAIN EXTENDED FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/04/2014 TO 04/10/2014 AND AGAIN EXTENDED FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/10/2014 TO 04/01/2015
10.
History of entity/person ARIANA SOFTECH PVT.LTD.     
History of entity/person JYOTSANA SHAH
History of entity/person BADAL SHAH
DRT  DEFAULT OF DUES  NOTICE BY PAPER PUBLICATION
DEBTS RECOVERY TRIBUNAL NO.II,MUMBAI

19-JUN-2014
11.
History of entity/person ARYAN INTERNATIONAL     
History of entity/person TUSHAR HARKANT PATEL
DRT  DEFAULT OF DUES  SUMMONS/NOTICE
DEBTS RECOVERY TRIBUNAL NO.III,MUMBAI

26-AUG-2014
12.
History of entity/person ASG CONTROL & SWITCHBOARD PVT.LTD.     
History of entity/person GAURAV CHHABRA
History of entity/person ADITYA CHHABRA
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.I,MUMBAI

08-JUN-2014
13.
History of entity/person ASHTAVINAYAK STEEL PVT.LTD.     
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.II,MUMBAI

04-SEP-2014
14.
History of entity/person ATUL A.RATHOD,M/S 

(Sub-Broker of VISHESH CAPITAL PVT.LTD. , Member : BSE)    
History of entity/person ATUL A.RATHOD
SEBI  NO LONGER AFFILIATED AS SUB-BROKER  CANCELLED REGISTRATION AS SUB-BROKER

16-DEC-2014
15.
History of entity/person AVENUE FINANCIAL SERVICES 

(Sub-Broker of INVENTURE GROWTH & SECURITIES LTD. , Member : BSE)    
History of entity/person HEMALI HARESH NAGDA
SEBI  NO LONGER AFFILIATED AS SUB-BROKER  CANCELLED REGISTRATION AS SUB-BROKER

12-DEC-2014
16.
History of entity/person AVENUE FINANCIAL SERVICES 

(Sub-Broker of INVENTURE GROWTH & SECURITIES LTD. , Member : NSE)    
History of entity/person HEMALI HARESH NAGDA
SEBI  NO LONGER AFFILIATED AS SUB-BROKER  CANCELLED REGISTRATION AS SUB-BROKER

12-DEC-2014
17.
History of entity/person BALAJI TEXTILES & GARMENTS     
History of entity/person VINOD RAJPUT
DRT  DEFAULT OF DUES  NOTICE
DEBTS RECOVERY TRIBUNAL-III,DELHI

08-AUG-2014
18.
History of entity/person BLUE SKY INVESTMENT 

(Sub-Broker of INVENTURE GROWTH & SECURITIES LTD. , Member : NSE)    
History of entity/person BIJAL AJAY DESAI
SEBI  NO LONGER AFFILIATED AS SUB-BROKER  CANCELLED REGISTRATION AS SUB-BROKER

12-DEC-2014
19.
History of entity/person BLUE SKY INVESTMENT 

(Sub-Broker of INVENTURE GROWTH & SECURITIES LTD. , Member : BSE)    
History of entity/person BIJAL AJAY DESAI
SEBI  NO LONGER AFFILIATED AS SUB-BROKER  CANCELLED REGISTRATION AS SUB-BROKER

12-DEC-2014
20.
History of entity/person BMR ENGINEER     
History of entity/person SACHIN KUMAR
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL, LUCKNOW

24-SEP-2014

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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