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Regulatory Actions Covered By This Website

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Recent Additions to the Website

The new records added to the website are listed in an alphabetical order.

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

ABCDEFGHIJKLMNOPQRSTUVWXYZALL

S. NO. ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1.
History of entity/person AASHEESH SECURITIES LTD.     
NSDL  LONG PENDING DEMAT REQUESTS AND NOT RESPONDING/SERVICES STOPPED BY THE REGISTRAR  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

13-MAR-2015
NOT APPEARING IN THE LIST DATED 20/03/2015
2.
History of entity/person ABHAY BRICK FIELD     
History of entity/person ABHAY RAJ TRIPATHI
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL, LUCKNOW

22-DEC-2014
3.
History of entity/person ABHISHEK ENTERPRISES     
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.III,MUMBAI

17-DEC-2014
4.
History of entity/person ABIR CHEMICALS LTD.     
NSDL  LONG PENDING DEMAT REQUESTS AND NOT RESPONDING/SERVICES STOPPED BY THE REGISTRAR  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

13-MAR-2015
NOT APPEARING IN THE LIST DATED 20/03/2015
5.
History of entity/person ADARSH WEALTH VENTURES LTD.     
History of entity/person GANESWAR MAHANTA
History of entity/person BIJAYA KUMAR ROUT
History of entity/person RAMAKANTA MAHAKUL
History of entity/person CHOUDHURY NIRANJAN PRADHAN
History of entity/person ANIL SINGH
History of entity/person GANGADHAR NAYAK
History of entity/person DIPAK KUMAR MOHANTY
History of entity/person BIBHUTI BHUSAN NANDA
SEBI  MOBILIZED RS.14.29 CRORES FROM PUBLIC THROUGH ISSUANCE OF 1,428,906 REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 4,268 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956  PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

19-MAR-2015
6.
History of entity/person ADARSH WEALTH VENTURES LTD.     
SEBI  MOBILIZED RS.14.29 CRORES FROM PUBLIC THROUGH ISSUANCE OF 1,428,906 REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 4,268 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

19-MAR-2015
7.
History of entity/person AKASH TRADING CO.     
History of entity/person KULDEEP GAUR
History of entity/person DINESH KUMAR
DRT  DEFAULT OF DUES  DEMAND NOTICE- RS.5620291.81
DEBTS RECOVERY TRIBUNAL NO.I,MUMBAI

15-JAN-2015
8.
History of entity/person ALDRICH PHARMACEUTICAL LTD.     
History of entity/person NIMISH ROKADIA
History of entity/person NAVIN ROKADIA
DRT  DEFAULT OF DUES  NOTICE
DEBTS RECOVERY TRIBUNAL NO.I,MUMBAI

29-DEC-2014
9.
History of entity/person ALPIC FINANCE LTD.     
DRT  DEFAULT OF DUES  SHOW CAUSE NOTICE
DEBTS RECOVERY TRIBUNAL NO.II,MUMBAI

02-DEC-2014
10.
History of entity/person AMAN ENTERPRISES     
DRT  DEFAULT OF DUES  AUCTION NOTICES/ NOTICES FOR SALE- RS.2777334.00
DEBTS RECOVERY TRIBUNAL NO.II,MUMBAI

12-JAN-2015
11.
History of entity/person AMARSHIV OPTICALS LTD.     
CDSL  HIGH PENDING DEMAT REQUESTS  PUT UP ON CDSL WEBSITE FOR PUBLIC NOTICE

15-MAR-2015
12.
History of entity/person AMBEY TRADERS     
History of entity/person SHIV KUMAR
History of entity/person KISHAN LAL GUPTA
History of entity/person RAM KUMAR GUPTA
History of entity/person RAVI KUMAR GUPTA
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL, LUCKNOW

23-DEC-2014
13.
History of entity/person ANMOL MOTORS     
History of entity/person GAURAV KUMAR VARSHNEY
History of entity/person PRATAP VISHNOI
History of entity/person BHUPENDER PARASHAR
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL, LUCKNOW

02-FEB-2015
14.
History of entity/person APEX INTERTECH LTD. 

(Old Name : INALSA LTD.)    
SEBI  DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES) 
IMPOSED PENALTY RS.4,00,000

17-MAR-2015
15.
History of entity/person APS-STAR INDUSTRIES LTD. 

(Old Name : ASSOCIATED PRECISION SPINDLES LTD.)    
History of entity/person S.J.MEHTA
History of entity/person H.G.DALAL
DRT  DEFAULT OF DUES  SHOW CAUSE NOTICE
DEBTS RECOVERY TRIBUNAL NO.II,MUMBAI

09-DEC-2014
16.
History of entity/person ARIHANT INDUSTRIES LTD. 

(Old Name : ARIHANT FABRICS LTD.)    
NSDL  HIGH PENDING DEMAT REQUESTS  PUT UP ON NSDL WEBSITE FOR PUBLIC NOTICE

20-MAR-2015
17.
History of entity/person ASHIRWAD ENTERPRISES     
DRT  DEFAULT OF DUES  SUMMONS
DEBTS RECOVERY TRIBUNAL NO.III,MUMBAI

17-DEC-2014
18.
History of entity/person ASHOKA INDUSTRIES     
History of entity/person ASHOK JAIN
History of entity/person CHANDER PRAKASH AGARWAL
DRT  DEFAULT OF DUES  PROCLAMATION OF SALE- RS.3674402.85
DEBTS RECOVERY TRIBUNAL-III,DELHI

21-JAN-2015
19.
History of entity/person ASTHA GREEN ENERGY VENTURES INDIA LTD. 

(Old Name : JKAR ENERGY VENTURES LTD.)    
History of entity/person ARJUN REDDY MEREDDY
History of entity/person KESHAV REDDY MEREDDY
History of entity/person JAYANTH REDDY MEREDDY
History of entity/person N.JAYAPAL REDDY
History of entity/person K.JAYAVEER
History of entity/person KUNDURU RAGHUVEER
History of entity/person N.RAM BHUPAL REDDY
SEBI  MOBILIZED RS.61.65 CRORES THROUGH ISSUANCE OF 2,59,86,823 EQUITY SHARES BY WAY OF PRIVATE PLACEMENT TO 480 INVESTORS VIOLATING SECTIONS 60 READ WITH 2(36), 56(1), 56(3) AND 73 OF THE COMPANIES ACT, 1956 AND THE DIP GUIDELINES & THE ICDR REGULATIONS, 2009  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 17-MAR-2015 UNTIL FURTHER ORDERS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 17-MAR-2015 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 17-MAR-2015 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 17-MAR-2015 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-MAR-2015 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-MAR-2015 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

17-MAR-2015
20.
History of entity/person ASTHA TECHNO REALTY INDIA LTD.     
SEBI  MOBILIZED RS.5.00 LACS FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 61 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956  DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DIRECTED TO GIVE FULL INVENTORY OF ASSETS AND PROPERTIES

DIRECTED NOT TO DISPOSE OFF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 19-MAR-2015 UNTIL FURTHER ORDERS

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-MAR-2015 UNTIL FURTHER ORDERS

19-MAR-2015

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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