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S. No.
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DATE OF ORDER
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PERSON
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ENTITY
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COMPETENT AUTHORITY
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REGULATORY CHARGES
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REGULATORY ACTION(S) / DATE OF ORDER
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FURTHER DEVELOPMENTS
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1
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02-MAY-2024
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WILSON FINANCIAL SERVICES PVT.LTD.
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|
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BSE
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RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
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CANCELLED STOCK BROKER MEMBERSHIP
02-MAY-2024
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BSE VIDE ITS NOTICE DATED 02/05/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
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2
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01-MAY-2024
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|
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GALLICTRANS CARGO LOGISTICS PVT.LTD.
(CIN:U51100MH2012PTC229399)
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|
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NCLT
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DEFAULTED IN MAKING PAYMENT OF DUES
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APPLICATION ADMITTED- RS.1,21,18,834
01-MAY-2024
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3
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01-MAY-2024
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LAGGAR INDUSTRIES LTD.
(CIN:U99999PB1990PLC010741)
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|
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NCLT
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DEFAULTED IN MAKING PAYMENT OF DUES
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APPLICATION ADMITTED- RS.19,81,34,727
01-MAY-2024
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4
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01-MAY-2024
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|
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PRABHAKAR ENGINEERS PVT.LTD.
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|
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NCLT
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DEFAULTED IN MAKING PAYMENT OF DUES
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APPLICATION ADMITTED- RS.19,03,500
01-MAY-2024
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5
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01-MAY-2024
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VAIKUNTH TOWNSHIPS PVT.LTD.
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|
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NCLT
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DEFAULTED IN MAKING PAYMENT OF DUES
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APPLICATION ADMITTED- RS.8,04,92,959
01-MAY-2024
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|
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6
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30-APR-2024
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ABHISHEK DHIRENDRA SINGH
(PAN:BGZPS2752R)
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|
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MANPASAND BEVERAGES LTD.
(CIN:L15549GJ2010PLC063283
PAN:AAHCM1210E)
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SEBI
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MISREPRESENTED/MISSTATED/MANIPULATED FINANCIALS STATEMENTS AND MISUSED OF BOOKS OF ACCOUNTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATION 3(B) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF MANPASAND BEVERAGES LTD.
MISREPRESENTED/MISSTATED/MANIPULATED FINANCIALS STATEMENTS AND MISUSED OF BOOKS OF ACCOUNTS VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANPASAND BEVERAGES LTD.
ISSUED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANPASAND BEVERAGES LTD.
MISREPRESENTED/MISSTATED/MANIPULATED FINANCIALS STATEMENTS AND MISUSED OF BOOKS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANPASAND BEVERAGES LTD.
MISREPRESENTED/MISSTATED/MANIPULATED FINANCIALS STATEMENTS AND MISUSED OF BOOKS OF ACCOUNTS VIOLATING REGULATION 4(2)(F)(I)(2), 4(2)(F)(II)(2), 4(2)(F)(II)(7) AND 4(2)(F)(III)(7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANPASAND BEVERAGES LTD.
DID NOT FURNISH INFORMATION AND DID NOT COOPERATE WITH FORENSIC AUDITOR IN MATTER OF MANPASAND BEVERAGES LTD.
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DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-APR-2024 TO 29-APR-2027
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-APR-2024 TO 29-APR-2027
IMPOSED PENALTY RS.17,00,000
30-APR-2024
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7
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30-APR-2024
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ABHISHEK DHIRENDRA SINGH
(PAN:BGZPS2752R)
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|
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MANPASAND BEVERAGES LTD.
(CIN:L15549GJ2010PLC063283
PAN:AAHCM1210E)
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SEBI
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MISREPRESENTED/MISSTATED/MANIPULATED FINANCIALS STATEMENTS AND MISUSED OF BOOKS OF ACCOUNTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATION 3(B) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF MANPASAND BEVERAGES LTD.
MISREPRESENTED/MISSTATED/MANIPULATED FINANCIALS STATEMENTS AND MISUSED OF BOOKS OF ACCOUNTS VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANPASAND BEVERAGES LTD.
ISSUED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANPASAND BEVERAGES LTD.
MISREPRESENTED/MISSTATED/MANIPULATED FINANCIALS STATEMENTS AND MISUSED OF BOOKS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANPASAND BEVERAGES LTD.
MISREPRESENTED/MISSTATED/MANIPULATED FINANCIALS STATEMENTS AND MISUSED OF BOOKS OF ACCOUNTS VIOLATING REGULATION 4(2)(F)(I)(2), 4(2)(F)(II)(2), 4(2)(F)(II)(7) AND 4(2)(F)(III)(7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANPASAND BEVERAGES LTD.
DID NOT FURNISH INFORMATION AND DID NOT COOPERATE WITH FORENSIC AUDITOR IN MATTER OF MANPASAND BEVERAGES LTD.
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RESTRAINED FROM HOLDING ANY POSITION OF DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY OR ANY INTERMEDIARY REGISTERED WITH SEBI AND FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY OR PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM 30-APR-2024 TO 29-APR-2029
30-APR-2024
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8
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30-APR-2024
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|
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ADAM COMSOF LTD.
|
|
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CDSL
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HIGH PENDING DEMAT REQUESTS
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PUT UP ON CDSL WEBSITE FOR PUBLIC NOTICE
30-APR-2024
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9
|
30-APR-2024
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|
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ADD-LIFE PHARMA LTD.
(CIN:L24230GJ1991PLC014894)
|
|
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CDSL
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HIGH PENDING DEMAT REQUESTS
|
PUT UP ON CDSL WEBSITE FOR PUBLIC NOTICE
30-APR-2024
|
|
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10
|
30-APR-2024
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|
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ADITYA INFO-SOFT LTD.
(Old Name :
ANKUJ ZINC-OX LTD.)
|
|
|
CDSL
|
HIGH PENDING DEMAT REQUESTS
|
PUT UP ON CDSL WEBSITE FOR PUBLIC NOTICE
30-APR-2024
|
|
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11
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30-APR-2024
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|
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AGI GREENPAC LTD.
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|
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SEBI
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DID NOT PROVIDE ACCURATE, ADEQUATE AND EXPLICIT DISCLOSURE RESULTING IN MISREPRESENTATION TO STOCK EXCHANGES VIOLATING REGULATION 4(1)(C),(D),(E) AND (H) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF MATERIAL DEVELOPMENTS WITH RESPECT TO DISCLOSURES MADE BY COMPANY DATED 31/10/2022 AND 16/03/2023 VIOLATING REGULATIONS 30(7) READ WITH 41(1)(E) 4(1)(H) OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.5,00,000
30-APR-2024
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12
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30-APR-2024
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AKAR LAMINATORS LTD.
|
|
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CDSL
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HIGH PENDING DEMAT REQUESTS
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PUT UP ON CDSL WEBSITE FOR PUBLIC NOTICE
30-APR-2024
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13
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30-APR-2024
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ALACRITY ELECTRONICS LTD.
(CIN:U30007TN1992PLC023620)
|
|
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CDSL
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HIGH PENDING DEMAT REQUESTS
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PUT UP ON CDSL WEBSITE FOR PUBLIC NOTICE
30-APR-2024
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|
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14
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30-APR-2024
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|
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ALEXCON FOAMCAST LTD.
|
|
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CDSL
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HIGH PENDING DEMAT REQUESTS
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PUT UP ON CDSL WEBSITE FOR PUBLIC NOTICE
30-APR-2024
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15
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30-APR-2024
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|
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ALISHAN MERCHANTS PVT.LTD.
(PAN:AAHCA6662L)
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|
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SEBI
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INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF AUTUMN BUILDERS LTD.
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IMPOSED PENALTY RS.5,00,000
30-APR-2024
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|
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16
|
30-APR-2024
|
|
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AMIT KALRA & SONS (HUF)
|
|
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AMFI
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NOT AVAILABLE
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TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-APR-2024
30-APR-2024
|
|
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17
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30-APR-2024
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ANIL KUMAR TANEJA
(PAN:AABPT8297M)
|
|
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IIFCL ASSET MANAGEMENT CO.LTD.
(PAN:AACCI9090F)
|
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SEBI
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ALLEGED FAILURE IN MAINTENANCE OF VALUATION REPORT OF INVESTMENT IN GVR INFRA PVT.LTD.
ALLEGED FAILURE IN MAKING PROVISIONS RELATING TO INVESTMENT AND VALUATION MANUAL IN THE MATTER OF GVR INFRA PVT.LTD.
ALLEGED DISCREPANCY IN END USE OF PROCEEDS IN THE MATTER OF GVR INFRA PVT.LTD.
ALLEGED FAILURE IN CHARGING ADDITIONAL COUPON DESPITE RATING DOWNGRADE IN THE MATTER OF GVR INFRA PVT.LTD.
ALLEGED FAILURE IN KEEPING RECORD TO ENSURE HOW EVENT OF DEFAULT MONITORED AND HOW ANY DEFAULT WITH OTHER LENDERS IDENTIFIED TIMELY IN THE MATTER OF GVR INFRA PVT.LTD.
ALLEGED DEVIATION IN TIME ALLOWED FOR DEBT SERVICE RESERVE ACCOUNT (DSRA) THROUGH INTERNAL NOTE WITHOUT GETTING DEVIATION APPROVED FROM AMC BOARD IN THE MATTER OF GVR INFRA PVT.LTD.
ALLEGED NOC SIGNED BY CIO THOUGH CEO WAS AUTHORIZED IN THE MATTER OF GVR INFRA PVT.LTD.
ALLEGED FAILURE TO ENSURE SECURITY CREATION IN THE MATTER OF D.P.JAIN & CO.
ALLEGED FAILURE TO FULFILL DEBT SERVICE COVERAGE RATIO (DSCR) REQUIREMENT IN THE MATTER OF D.P.JAIN & CO.
ALLEGED FAILURE TO OBTAIN NOC OR PARI-PASSU LETTERS FROM ALL EXISTING LENDERSIN THE MATTER OF D.P.JAIN & CO.
ALLEGED SHORTFALL IN PLEDGE OF SHARES BY THE COMPANY AND SHORTFALL IN HYPOTHECATION OF TWO GROUP COMPANIES IN THE MATTER OF D.P.JAIN & CO.
ALLEGED FAILURE IN CHARGING PENAL INTEREST FOR CONDITIONS DEFINED AS “EVENT OF DEFAULT” IN DEBENTURE TRUST AGREEMENT IN THE MATTER OF D.P.JAIN & CO.
ALLEGED DELAY IN PLEDGE OF SHARES HELD BY PROMOTERS IN THE MATTER OF D.P.JAIN & CO.
ALLEGED FAILURE IN CHARGING PENAL INTEREST OF 0.25% OVER COUPON RATE FOR DELAY IN SECURITY CREATION WITH RESPECT TO INVESTMENT IN FEEDBACK INFRA PVT.LTD.
ALLEGED FAILURE IN PLEDGING OF EQUITY SHARES OF FEEDBACK HIGHWAYS OMT PVT.LTD. AND ALL INVESTMENTS INCLUDING IN IL&FS, PENDING DEPLOYMENT OF FUNDS, CONTRARY TO PPMS (PRIVATE PLACEMENT MEMORANDUMS) OF THE SCHEMES
ALLEGED FAILURE IN MAINTENANCE OF DOCUMENT CONFIRMING PORTFOLIO REVIEWED BY INVESTMENT RECOMMENDATION COMMITTEE (IRC)
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REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,02,37,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-APR-2024
|
|
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18
|
30-APR-2024
|
ANILKKUMAR TALPADA
(PAN:ARSPT6581G)
|
|
|
IDEAL EQUITY
(PAN:ARSPT6581G)
|
|
SEBI
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ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION
|
DIRECTED TO REFUND MONEY RECEIVED FROM CLIENTS/INVESTORS/COMPLAINANT AS FEES OR CONSIDERATION OR IN ANY OTHER FORM IN RESPECT OF UNREGISTERED INVESTMENT ADVISORY ACTIVITIES
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM
DIRECTED BANKS TO ALLOW DEBIT FOR PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS
DIRECTED TO SUBMIT COMPLETION REPORT OF REPAYMENT TO SEBI CERTIFIED BY INDEPENDENT CHARTERED ACCOUNTANT
DIRECTED TO DEPOSIT REMAINING BALANCE AMOUNT WITH SEBI TO BE KEPT IN ESCROW ACCOUNT
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-APR-2024 TO 29-APR-2026
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-APR-2024 TO 29-APR-2026
DIRECTED NOT TO UNDERTAKE EITHER DIRECTLY OR INDIRECTLY INVESTMENT ADVISORY SERVICES AND/OR RESEARCH ANALYST ACTIVITY IN SECURITIES MARKET WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-APR-2024
|
|
|
19
|
30-APR-2024
|
|
|
APPLE ALLIED INDUSTRIES LTD.
(Old Name :
APPLE AMUSEMENT INDUSTRIES LTD.)
|
|
|
CDSL
|
HIGH PENDING DEMAT REQUESTS
|
PUT UP ON CDSL WEBSITE FOR PUBLIC NOTICE
30-APR-2024
|
|
|
20
|
30-APR-2024
|
|
|
ARIHANT COTSYN LTD.
|
|
|
CDSL
|
HIGH PENDING DEMAT REQUESTS
|
PUT UP ON CDSL WEBSITE FOR PUBLIC NOTICE
30-APR-2024
|
|
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