| WHO REGULATES WHICH TYPE OF ENTITY |
| |
Given below is a list of all intermediaries/service providers in the capital market. The names of the relevant regulatory bodies are given in the second column. If you want to see the address of any regulatory body, please click on its name. |
| |
| ENTITY |
REGULATOR |
| ADVERTISING AGENCIES |
INS
|
| AUDITORS |
ICAI
/
CAG
|
| BANKS |
RBI
|
| BANKS - ISSUE COLLECTION |
SEBI
|
| CHAMBERS & ASSOCIATIONS |
-
|
| CHIT FUNDS |
RBI
|
| COMPANIES - ALL |
MCA
/
ROC
|
| COMPANIES - LISTED |
MCA
/
ROC
/
SEBI
/
SE
|
| COMPANY SECRETARIES |
ICSI
|
| CO-OPERATIVE BANKS |
RBI
|
| CREDIT RATING AGENCIES |
SEBI
|
| CUSTODIAL SERVICES |
SEBI
|
| DATA BASES/INFORMATION SERVICES |
-
|
| DEBENTURE TRUSTEES |
SEBI
|
| DEPOSITORIES |
SEBI
|
| DEPOSITORY PARTICIPANTS |
SEBI
|
| FINANCIAL & INVESTMENT CONSULTANTS |
-
|
| FINANCIAL EXHIBITIONS |
-
|
| FINANCIAL INSTITUTIONS |
MOF
|
| FOREIGN BROKERS |
SEBI
|
| FOREIGN DEBT FUNDS |
SEBI
|
| FOREIGN INVESTMENT INSTITUTIONS |
SEBI
|
| INSURANCE BROKERS/ AGENTS |
IRDA
|
| INSURANCE COMPANIES |
IRDA
|
| INVESTMENT BANKERS |
SEBI
|
| INVESTOR ASSOCIATIONS |
SEBI
|
| MUTUAL FUND BROKERS/ AGENTS |
AMFI
/
SEBI
|
| MUTUAL FUNDS & ASSET MANAGEMENT COMPANIES |
SEBI
|
| NBFCS |
RBI
|
| NEW ISSUE MARKETING AGENCIES |
-
|
| NEWS/WIRE/FOREIGN AGENCIES |
-
|
| NEWSPAPERS & MAGAZINES |
PCI
|
| PLANTATION COMPANIES |
SEBI
|
| PORTFOLIO MANAGERS |
SEBI
|
| PR AGENCIES |
-
|
| PRIMARY DEALERS |
RBI
|
| PRINTERS |
-
|
| RADIO |
MIB
|
| REGISTRARS & SHARE TRANSFER AGENTS |
SEBI
|
| RESEARCH & TRAINING INSTITUTES |
-
|
| SOLICITORS & LEGAL ADVISORS |
BCI
|
| STOCK BROKER ASSOCIATIONS |
-
|
| STOCK BROKERS |
SEBI
|
| STOCK EXCHANGES |
SEBI
|
| SUB-BROKERS |
SEBI
|
| TV |
MIB
|
| VENTURE CAPITAL FUNDS |
SEBI
|
