| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
SHAHANE & CO.
|
|
|
|
SHAHANE SHEKHAR VINAYAK
(M.No.:042160)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.50,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 04-AUG-2025 TO 03-OCT-2025
04-AUG-2025
|
|
| 102 |
|
|
SHAHANE SHEKHAR VINAYAK
(M.No.:042160)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.50,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 04-AUG-2025 TO 03-OCT-2025
04-AUG-2025
|
|
| 103 |
|
|
SHRAWAN BHAGWATI JALAN
(M.No.:102102)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-JUL-2024 TO 10-JUL-2025
11-JUL-2024
|
|
| 104 |
|
|
SHRAWAN BHAGWATI JALAN
(M.No.:102102)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-JUL-2024 TO 10-JUL-2025
11-JUL-2024
|
|
| 105 |
|
|
SHUBHRA PURWAR
(M.No.:414611)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REPRIMANDED
10-FEB-2026
|
|
| 106 |
|
|
SSR & CO.
|
|
|
|
SANJAY GUPTA
(M.No.:091386)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAY-2026
IMPOSED PENALTY RS.1,00,000
REPRIMANDED
11-FEB-2026
|
|
| 107 |
|
|
SSR & CO.
|
|
|
|
SANJAY GUPTA
(M.No.:091386)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,00,000
REPRIMANDED
11-FEB-2026
|
|
| 108 |
|
|
SUMIT KHANDELWAL
(M.No.:523094)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REPRIMANDED
11-FEB-2026
|
|
| 109 |
|
|
SUMIT KUMAR RAJGARHIA
(M.No.:068270)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.5,00,000
REPRIMANDED
05-FEB-2026
|
|
| 110 |
|
|
SUNIL VIJAY & ASSOCIATES
(M.No.:005802N)
|
|
|
|
PRADEEP KUMAR JAIN
(M.No.:083778)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.5,00,000
REPRIMANDED
11-FEB-2026
|
|
| 111 |
|
|
SURESH S.KIMTEE & CO.
|
|
|
|
DINESH PATIDAR
(M.No.:421872)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE AND ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.50,000
REPRIMANDED
21-JAN-2025
|
|
| 112 |
|
|
SURINDER KUMAR
(M.No.:070405)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 30-DEC-2025 TO 29-JAN-2026
30-DEC-2025
|
|
| 113 |
|
|
TIRUMAVALAVAN C.K.
(M.No.:204906)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.20,000
REPRIMANDED
24-OCT-2024
|
|
| 114 |
|
|
U.S.SAHA & CO.
|
|
|
|
ASOK GUHA
(M.No.:015143)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 05-FEB-2026 TO 04-FEB-2027
IMPOSED PENALTY RS.5,00,000
REPRIMANDED
05-FEB-2026
|
|
| 115 |
|
|
V.BALASUBRAMANYAN
(M.No.:018444)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027
IMPOSED PENALTY RS.1,50,000
09-AUG-2025
|
|
| 116 |
|
|
V.BALASUBRAMANYAN
(M.No.:018444)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,50,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027
09-AUG-2025
|
|
| 117 |
|
|
V.BALASUBRAMANYAN
(M.No.:018444)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,50,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027
09-AUG-2025
|
|
| 118 |
|
|
VENKATESH & CO.
|
|
|
|
S.GOVINDARAJAN
(M.No.:18339)
|
|
VIOLATED CODE OF CONDUCT PRESCRIBED BY ICAI
|
FOUND GUILTY OF MISCONDUCT BY THE ICAI
28-OCT-2004
|
|
| 119 |
|
|
VIJAY KUMAR SHARMA
(M.No.:092256)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (4) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.2,50,000
REPRIMANDED
10-FEB-2026
|
|
| 120 |
|
|
VIJAY RAJ & CO.
|
|
|
|
VIJAY KUMAR SHARMA
(M.No.:092256)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (4) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.2,50,000
REPRIMANDED
10-FEB-2026
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 6 of 7
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