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Co-Sponsors

SOURCE OF INFORMATION : INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA
PERIOD COVERED : 28-OCT-2004 TO 30-JUL-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: IMPOSED PENALTY

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person MANOJ RAJ & ASSOCIATES  
History of entity/person MANOJ KUMAR JAIN

(M.No.:095531)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		IMPOSED PENALTY RS.1,00,000

REPRIMANDED

10-FEB-2026
22
History of entity/person N K A K & CO.  
History of entity/person NAVEEN KUMAR KHAIRARI

(M.No.:432205)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE AND ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   IMPOSED PENALTY RS.10,000

REPRIMANDED

20-JAN-2025
23
History of entity/person NAGESH BEHL & CO.  
History of entity/person NAGESH KUMAR

(M.No.:098778)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   IMPOSED PENALTY RS.25,000

REPRIMANDED

11-FEB-2026
24
History of entity/person P S OBEROI & ASSOCIATES

(M.No.:011190N)  
History of entity/person PARMINDER SINGH OBEROI

(M.No.:086894)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-FEB-2027

IMPOSED PENALTY RS.1,00,000

REPRIMANDED

11-FEB-2026
25
History of entity/person PAWAN JAIN & CO.  
History of entity/person PAWAN KUMAR JAIN

(M.No.:433700)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   IMPOSED PENALTY RS.50,000

REPRIMANDED

21-JAN-2025
26
History of entity/person PDR & ASSOCIATES

(M.No.:325180E)  
History of entity/person DWEIPAYAN DAS

(M.No.:059698)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   IMPOSED PENALTY RS.3,00,000

REPRIMANDED

05-FEB-2026
27
History of entity/person R.P.PURI & CO.  
History of entity/person RAJIV PAL PURI

(M.No.:084658)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		IMPOSED PENALTY RS.3,00,000

REPRIMANDED

11-FEB-2026
28
History of entity/person RAHUL SUNIT JAIN & ASSOCIATES  
History of entity/person GAURAV KANSAL

(M.No.:419925)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		IMPOSED PENALTY RS.1,00,000

08-FEB-2025
29
History of entity/person RAJENDRA VALAVAN ASSOCIATES  
History of entity/person TIRUMAVALAVAN C.K.

(M.No.:204906)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   IMPOSED PENALTY RS.20,000

REPRIMANDED

24-OCT-2024
30
History of entity/person RAVINDRA KUMAR & ASSOCIATES  
History of entity/person VIRAL RASTOGI

(M.No.:431829)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   IMPOSED PENALTY RS.10,000

30-DEC-2025
31
History of entity/person S N DHAWAN & CO.LLP  
History of entity/person VINESH JAIN

(M.No.:087701)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAY-2026

IMPOSED PENALTY RS.2,00,000

REPRIMANDED

11-FEB-2026
32
History of entity/person SARATHY & BALU,M/S  
History of entity/person V.BALASUBRAMANYAN

(M.No.:018444)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027

IMPOSED PENALTY RS.1,50,000

09-AUG-2025
33
History of entity/person SARATHY & BALU,M/S  
History of entity/person V.BALASUBRAMANYAN

(M.No.:018444)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		IMPOSED PENALTY RS.1,50,000

REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027

09-AUG-2025
34
History of entity/person SARATHY & BALU,M/S  
History of entity/person V.BALASUBRAMANYAN

(M.No.:018444)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		IMPOSED PENALTY RS.1,50,000

REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027

09-AUG-2025
35
History of entity/person SARKAR GURUMURTHY & ASSOCIATES  
History of entity/person PARIMAL SARKAR

(M.No.:051550)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		IMPOSED PENALTY RS.15,000

26-JUN-2024
36
History of entity/person SCP & CO.  
History of entity/person ANIL KUMAR PATRO

(M.No.:208848)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   IMPOSED PENALTY RS.1,50,000

REPRIMANDED

05-FEB-2026
37
History of entity/person SHAHANE & CO.  
History of entity/person SHAHANE SHEKHAR VINAYAK

(M.No.:042160)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		IMPOSED PENALTY RS.50,000

REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 04-AUG-2025 TO 03-OCT-2025

04-AUG-2025
38
History of entity/person SSR & CO.  
History of entity/person SANJAY GUPTA

(M.No.:091386)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAY-2026

IMPOSED PENALTY RS.1,00,000

REPRIMANDED

11-FEB-2026
39
History of entity/person SSR & CO.  
History of entity/person SANJAY GUPTA

(M.No.:091386)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   		IMPOSED PENALTY RS.1,00,000

REPRIMANDED

11-FEB-2026
40
History of entity/person SUNIL VIJAY & ASSOCIATES

(M.No.:005802N)  
History of entity/person PRADEEP KUMAR JAIN

(M.No.:083778)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949   IMPOSED PENALTY RS.5,00,000

REPRIMANDED

11-FEB-2026
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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