| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
RAJESH KUMAR GUPTA
(M.No.:147453)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.50,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 12-NOV-2025 TO 11-MAY-2026
12-NOV-2025
|
|
| 62 |
|
|
RAKESH VERMA
(M.No.:082388)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL OR OTHER MISCONDUCT AS PER CLAUSE (11) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 25-JAN-2025 TO 24-FEB-2025
25-JAN-2025
|
|
| 63 |
|
|
RAKESH VERMA GARA
(M.No.:082388)
|
|
|
FOUND GUILTY OF PROFESSIONAL SPECIFIED IN SECOND SCHEDULE AND/OR OTHER MISCONDUCT READ WITH SECTIONS 21 & 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) BY THE COUNCIL OF ICAI AND CONSEQUENTLY ORDERED BY THE HIGH COURTS FOR REMOVAL OF NAMES AS MEMBERS FOR RELEVENT/SPECIFIED PERIOD UNDER SECTION 21(6) TO THE CHARTERED ACCOUNTANTS ACT,1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 01-JAN-2017 TO 31-DEC-2017
01-JAN-2018
|
NOT APPEARING IN THE LIST DATED 21-MAY-2020 |
| 64 |
|
|
RAM AWATAR DHOOT
(M.No.:054045)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,00,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 05-FEB-2026 TO 04-MAY-2026
REPRIMANDED
05-FEB-2026
|
SAT: SAT VIDE ITS ORDER DATED 13/04/2026 DIRECTED MR.RAM AWATAR DHOOT TO INFORM THE APPELLANTS IN SR.NO.1 TO 36, 40 TO 42 AND FRESH APPEALS AS MENTIONED IN THE ORDER TO MAKE ALTERNATIVE ARRANGEMENT FOR APPEARANCE ON NEXT DATE OF HEARING
|
| 65 |
|
|
RANJIT KUMAR
(M.No.:405529)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (11) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 30-DEC-2025 TO 29-JAN-2026
30-DEC-2025
|
|
| 66 |
|
|
RANJIT KUMAR YADAV
(M.No.:525751)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,00,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 25-SEP-2024 TO 24-DEC-2024
25-SEP-2024
|
|
| 67 |
|
|
SANDEEP ABOTT
(M.No.:87473)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT BY THE COUNCIL OF THE INSTITUTE UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND CONSEQUENTLY ORDERED BY THE HIGH COURTS FOR REMOVAL OF NAME FROM MEMBERSHIP OF THE INSTITUTE FOR RELEVENT/SPECIFIED PERIOD
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 05-JAN-2021 TO 04-APR-2021
05-JAN-2021
|
|
| 68 |
|
|
SANJAY MALIK
(M.No.:086078)
|
|
|
FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE FIRST SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 A TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 07-JUL-2015 TO 06-AUG-2015
15-JUL-2015
|
NOT APPEARING IN THE LIST DATED 01-JAN-2018 |
| 69 |
|
|
SANJAY SUD
(M.No.:072996)
|
|
|
FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE SECOND SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 B TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)
|
IMPOSED PENALTY RS.3,00,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 01-AUG-2013
05-JAN-2021
|
|
| 70 |
|
|
SATISH KUMAR GUPTA
(M.No.:070260)
|
|
|
FOUND GUILTY OF PROFESSIONAL SPECIFIED IN SECOND SCHEDULE AND/OR OTHER MISCONDUCT READ WITH SECTIONS 21 & 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) BY THE COUNCIL OF ICAI AND CONSEQUENTLY ORDERED BY THE HIGH COURTS FOR REMOVAL OF NAMES AS MEMBERS FOR RELEVENT/SPECIFIED PERIOD UNDER SECTION 21(6) TO THE CHARTERED ACCOUNTANTS ACT,1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 01-DEC-2017 TO 01-MAR-2018
01-JAN-2018
|
NOT APPEARING IN THE LIST DATED 21-MAY-2020 |
| 71 |
|
|
SHAILENDRA SRIVASTAVA
(M.No.:401597)
|
|
|
FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE SECOND SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 B TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 25-SEP-2020 TO 24-MAR-2021
05-JAN-2021
|
|
| 72 |
|
|
SUBHASH CHANDRA SHARMA
(M.No.:083982)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE AND ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 20-JAN-2025 TO 19-FEB-2025
20-JAN-2025
|
|
| 73 |
|
|
SUBODH GUPTA
(M.No.:071752)
|
|
|
FOUND GUILTY OF PROFESSIONAL SPECIFIED IN SECOND SCHEDULE AND/OR OTHER MISCONDUCT READ WITH SECTIONS 21 & 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) BY THE COUNCIL OF ICAI AND CONSEQUENTLY ORDERED BY THE HIGH COURTS FOR REMOVAL OF NAMES AS MEMBERS FOR RELEVENT/SPECIFIED PERIOD UNDER SECTION 21(6) TO THE CHARTERED ACCOUNTANTS ACT,1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 01-FEB-2018 TO 31-JAN-2020
01-JAN-2018
|
NOT APPEARING IN THE LIST DATED 21-MAY-2020 |
| 74 |
|
|
SUBODH GUPTA
(M.No.:071752)
|
|
|
FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE FIRST SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 A TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 01-AUG-2017 TO 31-JAN-2018
01-JAN-2018
|
NOT APPEARING IN THE LIST DATED 21-MAY-2020 |
| 75 |
|
|
SUMIT GUPTA
(M.No.:513086)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAR-2026
IMPOSED PENALTY RS.1,00,000
REPRIMANDED
11-FEB-2026
|
|
| 76 |
|
|
SUNIL KUMAR GUPTA RAY
(M.No.:015142)
|
|
|
FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE SECOND SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 B TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 17-MAY-2019 TO 16-MAY-2022
05-JAN-2021
|
|
| 77 |
|
|
SURAJIT BHOWMICK
(M.No.:058866)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (3) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 26-JUN-2024 TO 25-JUL-2024
IMPOSED PENALTY RS.25,000
26-JUN-2024
|
|
| 78 |
|
|
T.M.JEYACHANDRAN
(M.No.:021939)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 25-SEP-2024 TO 24-OCT-2024
25-SEP-2024
|
|
| 79 |
|
|
TALAK DEVJI DEDHIA
(M.No.:014710)
|
|
|
FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE SECOND SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 B TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 25-AUG-2017 TO 24-AUG-2018
01-JAN-2018
|
NOT APPEARING IN THE LIST DATED 21-MAY-2020 |
| 80 |
|
|
TAPAN KUMAR SAHA
(M.No.:052007)
|
|
|
FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE SECOND SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 B TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 10-MAY-2019 TO 09-AUG-2020
19-MAY-2020
|
NOT APPEARING IN THE LIST DATED 05-JANUARY-2021 |
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 4 of 5
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