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Co-Sponsors
SOURCE : NEWSPAPER ADS RELEASED BY NCDEX STOCK EXCHANGE LTD.

SOURCE OF INFORMATION : NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.
PERIOD COVERED : 30-MAR-2011 TO 04-JUN-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: CANCELLED REGISTRATION AS TRADING MEMBERSHIP

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person ALKIRT COMMODITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

23-MAR-2017
22
History of entity/person ALPHA COMMODITY PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

15-DEC-2020
23
History of entity/person ANAND RATHI COMMODITIES LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020
24
History of entity/person ANEE SECURITIES PVT.LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

03-DEC-2020
25
History of entity/person ANIL KUMAR & SONS  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

22-MAY-2018
26
History of entity/person ANKIT SERVICES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

03-MAY-2018
27
History of entity/person ANUGRAH COMMODITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

14-SEP-2020
28
History of entity/person ANUGRAH COMMODITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

02-MAR-2022
29
History of entity/person APPEX COTTON AGENCY (I) PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017
30
History of entity/person ARCADIA COMMODITIES & TRADING  
  EXPELLED BY OTHER STOCK EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

19-JUL-2021
31
History of entity/person ARCH COMMODITY BROKERS PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

17-FEB-2021
32
History of entity/person ARIHANT & CO.  
History of entity/person PRAMOD KUMAR LODHA
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

14-JUL-2023
33
History of entity/person ARIHANT COMMO DERIVATIVES PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017
34
History of entity/person ARIHANT FUTURES & COMMODITIES LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

18-JAN-2021
35
History of entity/person ARIHANT FUTURES & COMMODITIES LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020
36
History of entity/person ASHA DEVI JALAN  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-APR-2017
37
History of entity/person ASHA DEVI JALAN,M/S  
History of entity/person ASHA DEVI JALAN
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-APR-2017
38
History of entity/person ASHIKA COMMODITIES & DERIVATIVES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

31-MAR-2020
39
History of entity/person ASHLAR COMMODITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

24-SEP-2021
40
History of entity/person ASHLAR SECURITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

02-FEB-2023
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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