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Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : NSE CLEARING LTD.
PERIOD COVERED : 19-SEP-2013 TO 17-OCT-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DECLARED DEFAULTER BY STOCK EXCHANGE

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person SAI SOFT SECURITIES LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-APR-2017

06-APR-2017
42
History of entity/person SIMANDHAR BROKING LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 23-MAY-2025

23-MAY-2025
43
History of entity/person STAR SHARE & STOCK BROKERS LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-JUL-2021

13-JUL-2021
44
History of entity/person SUMPOORNA PORTFOLIO LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-DEC-2020

15-DEC-2020
45
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 25-APR-2022

25-APR-2022
46
History of entity/person UNICON SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-SEP-2014

05-SEP-2014
47
History of entity/person VINEET SECURITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020

30-APR-2020
48
History of entity/person VRISE SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-FEB-2020

14-FEB-2020
49
History of entity/person WEALTH MANTRA LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 02-JAN-2020

02-JAN-2020
50
History of entity/person WELLINDIA SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020

30-APR-2020
51
History of entity/person YUVRAJ SECURITIES  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-SEP-2021

06-SEP-2021
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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