SOURCE OF INFORMATION : LISTS RECEIVED FROM COMPANY LAW BOARD
PERIOD COVERED : 01-APR-2000 TO 30-JUN-2008

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL PERSONS

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

181

M.S.SUD

ASHOKA MANUFACTURING CO.PVT.LTD.

DISPUTE BETWEEN TWO DIVISIONS OF COMPANY REGARDING MISMANAGEMENT.

DIRECTED TO INCORPORATE NEW COMPANY WHICH WILL TAKE OVER ASSETS AND LIABILITIES OF ONE DIVISION

30-MAY-2002

182

M.SARASWATHI

ANDIPALAYAM COMMON EFFLUENT TREATMENT PLANT PVT.LTD.

DEMANDED EXCESS PAYMENT FROM PETITIONERS AGAINST SHARES ALLOTTED TO THEM.

DIRECTED COMPANY TO ISSUE SHARES AGAINST EXCESS PAYMENT MADE BY PETITIONER

14-MAR-2002

183

M.VENKATARAMAN

GULF OLEFINES PVT.LTD.

FAILED TO HOLD MEETINGS.

ILLEGALLY REMOVED PETITIONER AND APPOINTED RESPONDENT AS DIRECTOR.

ILLEGALLY ALLOTTED SHARES TO RESPONDENTS

INVESTED FUNDS / ENCUMBERED ASSETS OF COMPANY WITHOUT AUTHORITY OF BOARD.

VIOLATED PROVISIONS OF CENTRAL EXCISE ACT

DIRECTED COMPANY TO ALLOT ADDITIONAL SHARES TO PETITIONER IN PROPORTION OF THEIR SHAREHOLDING

DIRECTED TO HOLD GENERAL MEETING FOR APPOINTMENT OF DIRECTORS TO MANAGE AFFAIRS OF COMPANY

07-NOV-2002

184

MADHU SINGH

DHRUV THEATRES & PRODUCTIONS PVT.LTD.

ILLEGALLY REMOVED THE MANAGING DIRECTOR

ILLEGALLY ALLOTTED SHARES TO HIS FAMILY MEMBERS WITHOUT HOLDING ANY BOARD MEETING.

NO TRUST / MUTUAL CONFIDENCE BETWEEN THE PARTIES

REINSTATED MANAGING DIRECTOR TO HIS POSITION

ALLOTMENT OF SHARES TO RESPONDENT SET ASIDE

GAVE OPTION TO PETITIONER TO SELL THEIR SHARES TO RESPONDENTS AT FAIR VALUE

01-JUL-2004

185

MAHENDRA GOYAL

KRYSTAL STONE EXPORTS LTD.

ALLOTTED SHARES AMOUNTING TO RS.30 LAKHS IN NAME OF PETITIONER WITHOUT HIS KNOWLEDGE

DISASSOCIATED NOMINEES OF PETITIONER FROM BOARD OF COMPANY

DIRECTED COMPANY TO DELETE NAME OF PETITIONER FROM REGISTER OF MEMBERS IN RESPECT OF SAID SHARES

DIRECTED PETITIONER TO NOMINATE ONE PERSON AS DIRECTOR OF COMPANY NOT LIABLE TO RETIRE BY ROTATION

24-JUN-2002

186

MAHESH

ASAL MALABAR BEEDI DEPOT PVT.LTD.

ALLOTTED SHARES EXCLUSIVELY TO RESPONDENT�S GROUP.

DIRECTED RESPONDENTS TO TRANSFER ONE-THIRD SHARES TO PETITIONER IF HE IS WILLING TO ACQUIRE

12-FEB-2002

187

MAHESH NARAIN

TINPLATE DEALERS ASSOCIATION PVT.LTD.

ISSUED BONUS SHARES IN CONTRAVENTION OF PROVISIONS OF ARTICLES OF ASSOCIATIONS

REMOVED NAME OF PETITIONERS FROM REGISTER OF SHAREHOLDERS WITHOUT GIVING THEM APPROPRIATE NOTICE.

DISASSOCIATED NOMINEES OF PETITIONER FROM BOARD OF COMPANY

ISSUED FURTHER SHARES TO PREFERENCE SHAREHOLDERS IN EXCLUSION OF PETITIONERS.

DIRECTED COMPANY TO RESTORE NAME OF PETITIONER AS SHAREHOLDER

DIRECTED RESPONDENTS TO TRANSFER SHARES PROPORTIONATELY TO PETITIONERS IN RATIO OF SHARES ALREADY HELD BY THEM

DIRECTED COMPANY TO APPOINT NOMINEE OF PETITIONER ON BOARD OF COMPANY

HELD ISSUE OF BONUS SHARES ON VOID

28-MAR-2001

188

MANOJ KUMAR BANTHIA

ITC CLASSIC FINANCE LTD.

DEFAULT IN REPAYMENT OF FIXED PUBLIC DEPOSITS INCLUDING INTEREST THEREON ON MATURITY

DIRECTED TO REPAY THE DEPOSITS INCLUDING INTEREST THEREON AS PER SCHEDULE PRESCRIBED

01-DEC-2000

189

MANOJ KUMAR BANTHIA

VCK CAPITAL MARKET SERVICES LTD.

DEFAULT IN REPAYMENT OF FIXED PUBLIC DEPOSITS INCLUDING INTEREST THEREON ON MATURITY

CASE CLOSED AS PAYMENT ALREADY MADE BY COMPANY

31-JAN-2000

190

MICHAEL MENEZES

MAADHYAM ADVERTISING PVT.LTD.

PUBLICIS (INDIA) COMMUNICATIONS PVT.LTD.

EXCLUDED PETITIONERS FROM MANAGEMENT OF COMPANY IN VIOLATION OF PROVISIONS OF ACT.

DIRECTED MATTER TO BE REFERRED TO ARBITRATOR

04-FEB-2002

191

MILIND G.REGE

CABLE CORP.OF INDIA LTD.

APPLICATION FILED BY COMPANY FOR EXTENSION OF PERIOD BY NINE MONTHS FOR REPAYMENT OF FIXED PUBLIC DEPOSITS

GRANTED EXTENSION OF PERIOD BY ADDITIONAL NINE MONTHS FOR REPAYMENT OF DEPOSITS

09-AUG-2002

192

MITESH KULKARNI

GLOBAL INFRASTRUCTURE & TECHNOLOGIES LTD.

DEFAULT IN REPAYMENT OF FIXED PUBLIC DEPOSITS INCLUDING INTEREST THEREON ON MATURITY

DIRECTED TO REPAY THE DEPOSITS INCLUDING INTEREST THEREON AS PER SCHEDULE PRESCRIBED

04-SEP-2000

193

MITESH KULKARNI

GLOBAL INFRASTRUCTURE & TECHNOLOGIES LTD.

APPLICATION FILED BY COMPANY FOR EXTENSION OF PERIOD BY ONE YEAR FOR REPAYMENT OF FIXED PUBLIC DEPOSITS

GRANTED EXTENSION OF PERIOD BY ADDITIONAL ONE YEAR FOR REPAYMENT OF DEPOSITS

29-APR-2002

194

MORSHED ALI MIR

FURORE HOUSING FINANCE & INVESTMENT (INDIA) LTD.

DEFAULT IN REPAYMENT OF FIXED PUBLIC DEPOSITS INCLUDING INTEREST THEREON ON MATURITY

DIRECTED TO REPAY THE DEPOSITS INCLUDING INTEREST THEREON AS PER SCHEDULE PRESCRIBED

DIRECTED TO FILE AFFIDAVIT OF COMPLIANCE WITH A COPY TO RESERVE BANK OF INDIA

18-JUN-2007

195

MUKESH R.GUPTA

LLOYDS FINANCE LTD.

DEFAULT IN REPAYMENT OF FIXED PUBLIC DEPOSITS INCLUDING INTEREST THEREON ON MATURITY

DIRECTED TO REPAY THE DEPOSITS INCLUDING INTEREST THEREON AS PER SCHEDULE PRESCRIBED

16-APR-1999

196

MUKESH R.GUPTA

LLOYDS FINANCE LTD.

APPLICATION FILED BY COMPANY FOR EXTENSION OF PERIOD BY ONE YEAR FOR REPAYMENT OF FIXED PUBLIC DEPOSITS

GRANTED EXTENSION OF PERIOD BY ADDITIONAL ONE YEAR FOR REPAYMENT OF DEPOSITS

22-DEC-2000

197

N.A.KALYANI

UNITED WESTERN BANK LTD.,THE

APPROVED THE ISSUE OF RIGHT SHARES IN BOARD MEETING ,EARLIER REJECTED BY SHAREHOLDERS IN GENERAL MEETING

FAILED TO ANNEX EXPLANATORY STATEMENT WITH REQUISITION NOTICE CIRCULATED TO MEMBERS FOR HOLDING EXTRAORDINARY GENERAL MEETING

APPOINTED OBSERVER FOR GENERAL MEETING AND DIRECTED COMPANY TO CIRCULATE EXPLANATORY STATEMENT AS RECEIVED FROM PETITIONER ALONG WITH REQUISITION

24-APR-2001

198

N.BASKER

ANDIPALAYAM COMMON EFFLUENT TREATMENT PLANT PVT.LTD.

DEMANDED EXCESS PAYMENT FROM PETITIONERS AGAINST SHARES ALLOTTED TO THEM.

DIRECTED COMPANY TO ISSUE SHARES AGAINST EXCESS PAYMENT MADE BY PETITIONER

14-MAR-2002

199

N.EASWARAN

ANDIPALAYAM COMMON EFFLUENT TREATMENT PLANT PVT.LTD.

DEMANDED EXCESS PAYMENT FROM PETITIONERS AGAINST SHARES ALLOTTED TO THEM.

DIRECTED COMPANY TO ISSUE SHARES AGAINST EXCESS PAYMENT MADE BY PETITIONER

14-MAR-2002

200