| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 321 |
|
THAPAR SPINNING MILLS LTD.
|
|
|
|
ANIL THAPAR
|
|
|
ASEEM THAPAR
|
|
|
JAGTAR SINGH
|
|
|
S.S.THAPAR
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.400
09-AUG-2004
|
|
| 322 |
|
|
TIMBERWORLD RESORTS & PLANTATION INDIA LTD.
|
|
|
|
ABHISHEK SOOD
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
22-NOV-2004
|
ACCUSED ABHSHEK SOOD IN JUDICIAL CUSTODY
|
| 323 |
|
|
TIME FORESTS (INDIA) LTD.
|
|
|
|
BHANU PARTAP SHARMA
|
|
|
CHHOTELAL VERMA
|
|
|
DEVINDER SINGH
|
|
|
JOGINDER SINGH
|
|
|
MOHAMMAD AKRAM
|
|
|
MOHAMMAD SHAHNAZ
|
|
|
TEJ BHAN SINGH
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.3000
09-AUG-2004
|
|
| 324 |
|
|
TOUBRO INFOTECH & INDUSTRIES LTD.
|
|
|
|
KANWAR DEEP SINGH
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.300
09-AUG-2004
|
|
| 325 |
|
|
TOUBRO INFOTECH & INDUSTRIES LTD.
|
|
|
|
KANWAR DEEP SINGH
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1000
09-AUG-2004
|
|
| 326 |
|
|
TRACKKER FINANCE PVT.LTD.
|
|
|
|
PARVEEJ
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4308
23-MAY-2000
|
-
|
| 327 |
|
|
TRISTAR ENERGY LTD.
|
|
|
|
I.H.SAMUEL
|
|
|
K.R.ILANGO
|
|
|
T.K.RANGASAMY
|
|
|
V.RAMASAMY
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.8000
10-APR-2001
|
|
| 328 |
|
|
TRIUMPH INDUSTRIES LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.900 IN EACH CASE
30-MAR-2004
|
NO APPEAL
|
| 329 |
|
|
TUBRO CONSULTANCY SERVICE LTD.
|
|
|
|
KANWAR DEEP SINGH
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.6500
09-AUG-2004
|
|
| 330 |
|
|
TVK AGRO LABS LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.61896
05-JUL-2004
|
|
| 331 |
|
|
TWENTY FIRST CENTURY FINANCE LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.13600
16-DEC-2004
|
CONVICTED
|
| 332 |
|
|
U P ELECTRICALS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
22-FEB-2005
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 333 |
|
|
U P S I C POTTERIES LTD.
|
|
|
|
A.K.S.SOLANKI
|
|
|
CHANDRA PRAKESH PANDAY
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 & SECTION 168 & SECTION 210(5) OF COMPANIES ACT: PENALTY IMPOSED RS.72802
04-AUG-2004
|
-
|
| 334 |
|
|
U P S I C POTTERIES LTD.
|
|
|
|
ARVIND SINGH DEO
|
|
|
V.K.GUPTA
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.18546
23-JUN-2004
|
-
|
| 335 |
|
|
UNITED FARM & EXPORTS (INDIA) LTD.
|
|
|
|
DURAISAMY
|
|
|
M.MAIVEL
|
|
|
V.MURUGAN BALRAJU
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: FINE UPTO RS. 500 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
19-JUL-2004
|
PROCEEDING STOPPED SINCE THE ACCUSED COULD NOT BE SECURED
|
| 336 |
|
|
UNITED PLEBSTONES PVT.LTD.
|
|
|
|
IQBAL SINGH
|
|
|
SATYA JAIN
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.6500
09-AUG-2004
|
-
|
| 337 |
|
|
USHA MINERALS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
09-FEB-2005
|
DISMISSED THE COMPLAINT BY COURT IN VIEW OF THE PUBLICATION OF NOTICE BY THE GOVT. PRESS IN GAZATTEE U/S 560(5)
|
| 338 |
|
|
UTTARAKHAND CHAY VIKAS NIGAM LTD.
|
|
|
|
K.P.SINGH
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.21493
04-AUG-2004
|
-
|
| 339 |
|
|
VADIVEL SPINNING MILLS PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.900 IN EACH CASE
11-MAR-2004
|
NO APPEAL
|
| 340 |
|
|
VALLABH VANASPATI LTD.
|
|
|
|
KIRAN KAPOOR
|
|
|
KUMUD JAIN
|
|
|
RAKESH KUMAR JAIN
|
|
|
SUSHIL JAIN
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.20460
09-AUG-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 17 of 18
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