SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.20,000 OR BOTH

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

GAYATHRI PARAMESH

PARAM FINANCE & SECURITIES LTD.

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON DIRECTORS

03-DEC-2004

GAYATHRI PARAMESH

PARAM FINANCE & SECURITIES LTD.

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON DIRECTORS

03-DEC-2004

GEETA MAINI

VIKRANT SHIPPING LTD.

DID NOT ATTACH BOARD'S REPORT ALONG WITH BALANCE SHEET OF THE COMPANY (SECTION 217(1))

DID NOT INCLUDE ANY MATERIAL CHANGES OCCURRED DURING FINANCIAL YEAR IN BOARD'S REPORT (SECTION 217(2))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: OFFENCE COMPOUNDED BY CLB AGAINST 3 DIRECTORS OF COMPANY ON PAYMENT OF RS.700 BY EACH DIRECTOR.TOTAL RS.2100 IMPOSED TOWARDS COMPOUNDING FEES

30-SEP-2002

H.M.TATER

BURLINGTON FINANCE LTD.

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DID NOT FILE CONSENT OF THE CANDIDATE FOR DIRECTORSHIP WITH COMPANY AND CONSENT TO ACT AS DIRECTOR WITH THE REGISTRAR (SECTION 264)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))

DID NOT ATTACH BOARD'S REPORT ALONG WITH BALANCE SHEET OF THE COMPANY (SECTION 217(1))

DID NOT INCLUDE ANY MATERIAL CHANGES OCCURRED DURING FINANCIAL YEAR IN BOARD'S REPORT (SECTION 217(2))

PROSECUTION UNDER SECTION 192(5) & SECTION 220(3) READ WITH SECTION 162 & SECTION 629 & SECTION 162 & SECTION 303(3) & SECTION 295(4) & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.18700

01-OCT-2002

H.S.MAINI

VIKRANT SHIPPING LTD.

DID NOT ATTACH BOARD'S REPORT ALONG WITH BALANCE SHEET OF THE COMPANY (SECTION 217(1))

DID NOT INCLUDE ANY MATERIAL CHANGES OCCURRED DURING FINANCIAL YEAR IN BOARD'S REPORT (SECTION 217(2))

HANUMANT M.SINGH

BESPOKE FINVEST LTD.

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED

15-JUL-2004

COMPOUNDED

I.V.MENON

MALABAR ORGANICS LTD.

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH(ST.78/2000)

08-NOV-2000

J.K.AGARWAL

QST LTD.

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.5600

19-JUN-2002

PENALTY AMOUNT OF RS.5,600.00 PAID BY COMPANY ON 19/06/2002 VIDE RECEIPTS NO.820308 TO 820314 DATED 19/06/2002

JAMSHEED M.PANDEY

LAKSHMI VIJAYAM INVESTMENTS PVT.LTD.

DID NOT ATTACH BOARD'S REPORT ALONG WITH BALANCE SHEET OF THE COMPANY (SECTION 217(1))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.500 EACH ON DIRECTORS

16-JUL-2004

K.D.BAHATI

BURLINGTON FINANCE LTD.

K.KRISHNAPILLAI

SANTHIGIRI PHARMA CARE LTD.

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.950 EACH(ST.127/2002)

07-OCT-2002

K.M.KURIEN

SOLAR SOLVENT EXTRACTIONS LTD.

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.750

31-MAR-2008

K.N.SYAMAPRASAD

SANTHIGIRI PHARMA CARE LTD.

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.950 EACH(ST.127/2002)

07-OCT-2002

KARTIK KIRTIKUMAR PAREKH

CLASSIC CREDIT LTD.

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 629A & SECTION 217(5) & SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.6800

20-APR-2005

KETAN VINAYCHANDRA PAREKH

CLASSIC CREDIT LTD.

PROSECUTION UNDER SECTION 629A & SECTION 217(5) & SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.6800

20-APR-2005

KIRTIKUMAR NARBHERAM PAREKH

CLASSIC CREDIT LTD.

PROSECUTION UNDER SECTION 629A & SECTION 217(5) & SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.6800

20-APR-2005

KISHORE M.BANG

NADI FINANCE & INVESTMENT PVT.LTD.

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED

23-AUG-2005

FINAL ORDER PASSED ON 12.05.2005 AS MATTER IS COMPOUNDED