SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

K.L.ROY

G R MAGNETS LTD.

DEFAULTED IN PURCHASE BY COMPANY OF SHARES, ETC., OF OTHER COMPANIES (SECTION 372)

DEFAULTED IN RELATION TO INTER-CORPORATE LOANS & INVESTMENTS (SECTION 372A)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 374 & SECTION 372A(9) & SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.8200

04-AUG-2003

K.S.NAIDU

ABN GRANITES LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.6000

16-JUL-2004

KAILASH CHAND DUJARI

SIDH EQUIPMENT LEASINGS LTD.

DEFAULTED IN RELATION TO APPOINTMENT AND REMUNERATION OF AUDITORS (SECTION 224)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 629A & SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.10000

05-APR-2002

KAMAL PAREKH

STEWART SECURITIES LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: NO PENALTY IMPOSED

16-MAY-2003

KAMAL SINGH NAHATA

KLJ RESOURCES LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.5000

02-FEB-2002

KISHORE MOHAN

R.H.I.PROFILES LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.7000

01-MAR-2004

KRISHNAMURTHY RAMASWAMY

DHEERAJ CONSTRUCTION & INDUSTRIES LTD.

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.10, 000 OR BOTH

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: FINE OF UPTO RS.500 ON THE COMPANY AND EVERY CONCERNED PERSON FOR EVERY DAY FOR WHICH THE DEFAULT CONTINUES

02-JUN-2004

KUSUM JALAN

ANKUR UDYOG LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.6000

22-FEB-2002

M.S.DIXIT

R.H.I.PROFILES LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.7000

01-MAR-2004

M.THIMME GOWDA

S.P.R.GROUP HOLDINGS LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: COMPANY AND MANAGING DIRECTOR FINED RS.1250 AND 750 RESPECTIVELY

25-MAR-2004

MAHADEO PRASAD BALASARIA

AVONSKI SECURITIES LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.1900

11-AUG-2003

MANISH MUDGAL

KRISHNA SECURITIES LTD.

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT DISCLOSE INTEREST IN ANY CONTRACT BY THE DIRECTOR (SECTION 299)

DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))

PROSECUTION UNDER SECTION 211(7) & SECTION 299(4) & SECTION 301(4) & SECTION 383A(1A) & SECTION 146(4) & SECTION 147 & SECTION 233 & SECTION 629A & SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.24600

02-MAY-2002

MANOJ PATEL

ANNAPURNA TIEUP PVT.LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.1500

29-APR-2005

MOHD.SAFIULLA

SANDUR INVESTMENT CO.LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: COMPANY AND DIRECTOR FINED RS.5000 & RS.1000 EACH RESPECTIVELY

26-AUG-2005

MUKESH JAIN

NAVKA INTERNATIONAL LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.1500

09-AUG-2004

MUKUL AGARWAL

KRISHNA SECURITIES LTD.

N.D.DUBEY

G R MAGNETS LTD.

PROSECUTION UNDER SECTION 374 & SECTION 372A(9) & SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.8200

04-AUG-2003

N.K.AGARWAL

GANAPATI COMMERCE LTD.

DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)

NUMBER OF DIRECTORS BELOW MINIMUM NUMBER SPECIFIED (SECTION 252)

DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 209(5) & SECTION 629A & SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED

25-APR-2004

N.P.S.DHALIWAL

MEHR PAPERS LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.5000

08-APR-2005

NAZIM SHEIK

SANDUR FINANCIAL SERVICES CO.LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.5000 & RS.1000 EACH RESPECTIVELY

26-AUG-2005

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.