| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
DEVA SAVING & FINANCE CO.PVT.LTD.
|
|
|
|
N.K.SRIVASTAVA
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.7200
02-JUN-2000
|
-
|
| 82 |
|
|
DHANDAYUTHAPANI FOUNDRY PVT.LTD.
|
|
|
|
D.DAMODHARAN
|
|
|
RANGANATHAN
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: TOTAL FINE OF RS.8100 WAS IMPOSED ON THE ACCUSED
11-JUN-2008
|
-
|
| 83 |
|
|
DHAWAL EXPORTS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
18-FEB-2005
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 84 |
|
|
DIAMOND AGRO INDUSTRIES LTD.
|
|
|
|
A.P.MATHUR
|
|
|
ASHOK SHARMA
|
|
|
B.B.GOEL
|
|
|
B.B.MALIK
|
|
|
PREETI SAXENA
|
|
|
SATISH CHANDRA
|
|
|
YOGESH KUMAR GOEL
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.3750
09-AUG-2004
|
|
| 85 |
|
|
DIVINE SAVINGS & INVESTMENTS (I) LTD.
|
|
|
|
P.V.THANGAPPAN
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
05-MAR-2002
|
FURTHER PROCEEDINGS STOPPED
|
| 86 |
|
|
EAST INDIA IRON & STEEL CO.LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
24-NOV-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 87 |
|
|
EIDER ELECTRONICS INDUSTRIES LTD.
|
|
|
|
RAMA SINHA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.8040
09-AUG-2004
|
|
| 88 |
|
|
ELGI AUTO PARTS LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.300 EACH ON 2 ACCUSED
12-DEC-2003
|
NO APPEAL
|
| 89 |
|
|
EMPASSION SOFTWARE SOLUTIONS PVT.LTD.
|
|
|
|
VAISHALI JAWALI
|
|
|
VIMAL JAWALI
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 90 |
|
|
EXEL SOFTWARES LTD.
|
|
|
|
MANHOR LAL ARORA
|
|
|
R.K.ARORA
|
|
|
RAVINDER ARORA
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.250
16-SEP-2004
|
-
|
| 91 |
|
|
FEMMY MARKETING PVT.LTD.
|
|
|
|
ARUN SYAL
|
|
|
SHAM GROVER
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.15000
09-AUG-2004
|
|
| 92 |
|
|
FLAIR COMMERCIAL CREDIT LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.160000
24-NOV-2001
|
CONVICTED
|
| 93 |
|
|
FOCUS INTERNATIONAL LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
06-JAN-2005
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 94 |
|
|
FREEDOM INDUSTRIES LTD.
|
|
|
|
HARMINDER SINGH
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.100
09-AUG-2004
|
|
| 95 |
|
|
GALAXY POWER CABLES LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
02-APR-2004
|
DISCHARGED AS DOCUMENT ALREADY FILED WITH OFFICE ..... WRONG COMPANY CODE I.E.05 AND NOT 55
|
| 96 |
|
|
GANPATI MERCANTILE LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
22-JUL-2004
|
CONVICTED
|
| 97 |
|
|
GANPATI SPINFAB LTD.
|
|
|
|
ASHOK KUMAR SHARMA
|
|
|
NAND KISHORE
|
|
|
RAJESH KUMAR BINDRA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.12000
09-AUG-2004
|
-
|
| 98 |
|
|
GARG CONCAST LTD.
|
|
|
|
MEHAR CHAND
|
|
|
SUBHASH GARG
|
|
|
VINOD KUMAR GARG
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.100
09-AUG-2004
|
|
| 99 |
|
|
GARG FURNACE LTD.
|
|
|
|
SANJEEV GARG
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.580
09-AUG-2004
|
|
| 100 |
|
|
GARG SPINNING MILLS PVT.LTD.
|
|
|
|
ANITA GARG
|
|
|
KRISHAN KUMAR
|
|
|
PARKASH CHAND
|
|
|
PARMOD KUMAR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.26700
09-AUG-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 5 of 18
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