SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

NORAJ KUMAR BALASARIA

AVONSKI SECURITIES LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.1900

11-AUG-2003

O.P.BHARGAVA

R.H.I.PROFILES LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.7000

01-MAR-2004

O.P.KEDIA

GANAPATI COMMERCE LTD.

DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)

NUMBER OF DIRECTORS BELOW MINIMUM NUMBER SPECIFIED (SECTION 252)

DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 209(5) & SECTION 629A & SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED

25-APR-2004

OM PRAKASH AGARWAL

GANAPATI COMMERCE LTD.

PROSECUTION UNDER SECTION 209(5) & SECTION 629A & SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED

25-APR-2004

OPINDER SINGH

MEHR PAPERS LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.5000

08-APR-2005

P.K.DEVANATHAN

SANDUR FINANCIAL SERVICES CO.LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.5000 & RS.1000 EACH RESPECTIVELY

26-AUG-2005

P.M.RAMPURIA

G R MAGNETS LTD.

DEFAULTED IN PURCHASE BY COMPANY OF SHARES, ETC., OF OTHER COMPANIES (SECTION 372)

DEFAULTED IN RELATION TO INTER-CORPORATE LOANS & INVESTMENTS (SECTION 372A)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 374 & SECTION 372A(9) & SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.8200

04-AUG-2003

PARASMAL LODHA

CMS INFOTECH LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: NO PENALTY IMPOSED

09-JUL-2002

PHOOL LATA SOMANI

R.H.I.PROFILES LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.7000

01-MAR-2004

POONAM JAIN

KRISHNA SECURITIES LTD.

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT DISCLOSE INTEREST IN ANY CONTRACT BY THE DIRECTOR (SECTION 299)

DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))

PROSECUTION UNDER SECTION 211(7) & SECTION 299(4) & SECTION 301(4) & SECTION 383A(1A) & SECTION 146(4) & SECTION 147 & SECTION 233 & SECTION 629A & SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.24600

02-MAY-2002

PRABHAT KUMAR JAIN

CMS INFOTECH LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: NO PENALTY IMPOSED

09-JUL-2002

PRAKASH KHAITAN

CMS INFOTECH LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: NO PENALTY IMPOSED

09-JUL-2002

R.K.SOMANI

R.H.I.PROFILES LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.7000

01-MAR-2004

R.N.PATNAIK

ALLIED STOCK INVESTORS LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.400

19-MAR-2003

R.SUBRAMANIAN

STERLING TREE-MAGNUM (INDIA) LTD.

DEFAULTED IN FIXATION OF REMUNERATION OF AUDITORS (SECTION 224(8))

INVESTED IN SHARES OF OTHER COMPANIES IN EXCESS OF PRESCRIBED LIMIT WITHOUT PASSING RESOLUTION IN GENERAL MEETING AND WITHOUT OBTAINING PREVIOUS APPROVAL OF CENTRAL GOVERNMENT (SECTION 372(4))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 224(8) & SECTION 374 & SECTION 211(7) & SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.17750

05-NOV-2004

R.V.M.A.PRASAD

AMARAVATI CHEMICALS LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: FINE OF UPTO RS.500 ON THE COMPANY AND EVERY CONCERNED PERSON FOR EVERY DAY FOR WHICH THE DEFAULT CONTINUES

05-MAY-2000

RAJENDRA KUMAR JAIN

GLOBAL FINANCE CORP.LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.200

26-APR-2005

RAJESH JAIN

NAVKA INTERNATIONAL LTD.

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))