| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
HEMA STRIPS PVT.LTD.
|
|
|
|
PARVEEN KUMAR
|
|
|
SURINDER KUMAR (RETD.MAJ.GEN.)
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
09-AUG-2004
|
|
| 122 |
|
|
HIMALYAN QUTT
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
01-MAR-2005
|
DISMISSED AS COMPOUNDED
|
| 123 |
|
|
HIND SOYA PRODUCTS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
30-SEP-2004
|
DISMISSED AS WITHDRAWN AS DOCUMENTS FILED WITH WRONG COMPANY NO. BAIL IN
|
| 124 |
|
|
HINDUSTAN FUSAL PVT.LTD.
|
|
|
|
J.SHAH PANKAJ
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.6000
04-JUN-2008
|
-
|
| 125 |
|
|
HINDUSTAN TOOLS & FORGINGS LTD.
|
|
|
|
MEHAR SINGH AHLUWALIA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.21000
09-AUG-2004
|
-
|
| 126 |
|
|
HISSAR POLES LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.14600
20-SEP-2004
|
CONVICTED
|
| 127 |
|
|
HOPHIC LEARNING PVT.LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.3000
24-JAN-2002
|
CONVICTED
|
| 128 |
|
|
ICS BENEFIT FUND LTD.
|
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.300 EACH ON 2 ACCUSED
17-FEB-2004
|
NO APPEAL
|
| 129 |
|
|
INDELEC INDIA PVT.LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
06-APR-2004
|
DISCHARGED THE ACCUSED AS HON'BLE HIGH COURT QUASHED COMPLAINTS
|
| 130 |
|
|
INDIAN INSTITUTE OF BUSINESS ADMINISTRATIVE SCIENCES
|
|
|
|
R.GUNASEKARAN
|
|
|
S.SANKARAN
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
30-OCT-2003
|
FURTHER PROCEEDINGS STOPPED
|
| 131 |
|
|
INDO VANILLON CHEMICALS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1200
12-JAN-2005
|
CONVICTED
|
| 132 |
|
|
INDOKOREA EXPORT LTD.
|
|
|
|
T.S.KRISHNAMURTHY
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.8600
05-JUL-2005
|
-
|
| 133 |
|
|
INNOVATIVE COMMUNICATION PVT.LTD.
|
|
|
|
PARVEEN DUA
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.20700
09-AUG-2004
|
-
|
| 134 |
|
|
INTEGRAL MARKETING PVT.LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
06-APR-2004
|
DISCHARGED THE ACCUSED AS HON'BLE HIGH COURT QUASHED COMPLAINTS
|
| 135 |
|
|
INTERCRAFT LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.7000
05-MAR-2005
|
CONVICTED
|
| 136 |
|
|
ISHWAR DAIRY PRODUCTS PVT.LTD.
|
|
|
|
GURNAM SINGH SIDHU
|
|
|
RAJINDER SINGH SIDHU
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
09-AUG-2004
|
|
| 137 |
|
|
J S BHASIN & SONS(AGENCIES)PVT.LTD.
|
|
|
|
AJAY KUMAR PANDAY
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9820
03-FEB-2004
|
-
|
| 138 |
|
|
J.L.S.FINANCE PVT.LTD.
|
|
|
|
BALWANT SINGH JOHAL
|
|
|
RAMESHWER SINGH LILLY
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.5000
09-AUG-2004
|
|
| 139 |
|
|
JAGADEESWARI AGRO PRODUCTS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.20500
05-JUL-2004
|
|
| 140 |
|
|
JAGDISH CHAND GUPTA CONSTRUCTION LTD.
|
|
|
|
J.C.GUPTA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.150
09-AUG-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 7 of 18
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