| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
APARUP SENGUPTA
|
|
|
|
APSEN ADVISORS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 142 |
|
|
APPASAHEB CHANNAPPA MUDAGOUDAR
|
|
|
|
SOHAM SUGARCANE PROCESSORS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND MANAGING DIRECTOR FINED RS.1000 EACH
22-JAN-2005
|
-
|
| 143 |
|
|
APPASAHEB JAVALKAR
|
|
|
|
VISHAL KARNATAKA ROLLING MILLS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
16-SEP-2005
|
-
|
| 144 |
|
|
APPAYYA GANGAPPA NARER
|
|
|
|
BLISS NET WORK MARKETING PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CORRECT ADDRESS
30-JUL-2008
|
-
|
| 145 |
|
|
AQUIL HASHIM
|
|
|
|
ANGLICAN MEDISYSTEMS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 146 |
|
|
ARATI JAIN
|
|
|
|
ENRICH BIO-TECH INDIA PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 147 |
|
|
ARBIND SWAMY
|
|
|
|
GLOBAL TRUST FINANCE CORP.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: PENALTY IMPOSED RS.1500
24-SEP-2002
|
|
| 148 |
|
|
ARBIND SWAMY
|
|
|
|
PRUDENTIAL LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
29-JUN-2001
|
|
| 149 |
|
|
ARIF VAZIRALLY
|
|
|
|
ANGLICAN MEDISYSTEMS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 150 |
|
|
ARIFF HOSSAIN
|
|
|
|
A B (BENGAL) CARRIERS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
25-FEB-2001
|
|
| 151 |
|
|
ARINJAY JAIN
|
|
|
|
NTS SOFTWARE SOLUTIONS (INDIA) PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
01-SEP-2005
|
-
|
| 152 |
|
|
ARITA GUPTA
|
|
|
|
LAXMI CORES MANUFACTURING PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
24-JUN-2002
|
|
| 153 |
|
|
ARTHUR RAI
|
|
|
|
EMERALD SHIPPING SERVICES (SOUTH) PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) & SECTION 168 OF COMPANIES ACT: DISMISSED U/S.204 CR.P.C.
29-JUN-2004
|
STEPS BEING TAKEN TO REFER THE MATTER TO POLICE AUTHORITIES
|
| 154 |
|
|
ARUN GANGULY
|
|
|
|
ATS GRAPHI LASER PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
27-JAN-2001
|
|
| 155 |
|
|
ARUN JAIN
|
|
|
|
ALLWIN VISION PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
08-MAR-2006
|
-
|
| 156 |
|
|
ARUN KEJRIWAL
|
|
|
|
VIKALP SECURITIES LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.600
25-OCT-2004
|
AS PER SNAPSHOT FROM MCA WEBSITE - NO CHARGES EXISTED FOR THE COMPANY
|
| 157 |
|
|
ARUN KUMAR CHAKRAVARTHY
|
|
|
|
SURAJ STONE CORP.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH AND PROCEEDINGS STOPPED AGAINST ACCUSED NO.8 AS HE COULD NOT BE TRACED
04-MAR-2005
|
-
|
| 158 |
|
|
ARUN KUMAR MEHROTRA
|
|
|
|
SARVSRI MEGHDOOT HOTELS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.48800
24-MAR-2004
|
|
| 159 |
|
|
ARUN KUMAR S.PAUL
|
|
|
|
EAST-WEST INVESTMENTS & MARKETING SERVICE (INDIA) LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
18-MAY-2006
|
-
|
| 160 |
|
|
ARUN SYAL
|
|
|
|
FEMMY MARKETING PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.15000
09-AUG-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 8 of 229
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