| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
JAMMU COMMUNICATION PVT.LTD.
|
|
|
|
MUNISH AGARWAL
|
|
|
SHIKHA AGARWAL
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1990
09-AUG-2004
|
|
| 142 |
|
|
JAY CEE EMM FINANCERS PVT.LTD.
|
|
|
|
PARSHOTAM CHAWLA
|
|
|
SUMAN MALHOTRA
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1000
09-AUG-2004
|
|
| 143 |
|
|
JENKIN & JAGSON ORGANICS PVT.LTD.
|
|
|
|
J.K.SHARMA
|
|
|
JAGDISH BATRA
|
|
|
PANKAJ RAWLLEY
|
|
|
SANGEETA CHOPRA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.8500
09-AUG-2004
|
|
| 144 |
|
|
JIWAN FLORA LTD.
|
|
|
|
JIWAN KANT JAIN
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.3040
09-AUG-2004
|
|
| 145 |
|
|
JSG LAMPS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.800
05-OCT-2004
|
CONVICTED
|
| 146 |
|
|
K P J CONCAST LTD.
|
|
|
|
GURMANGAT SINGH SAHINI
|
|
|
RAJENDRA PRASAD SINGH
|
|
|
SUBHASH CHAND RANA
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1600
15-JUL-2004
|
-
|
| 147 |
|
|
K.D.S.MUTUAL BENEFIT LTD.
|
|
|
|
K.S.TEWARI
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
31-JAN-2000
|
-
|
| 148 |
|
|
K.K.ROPEWAYS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1000
09-AUG-2004
|
-
|
| 149 |
|
|
KADGILLS CREDITS PVT.LTD.
|
|
|
|
HARBANS SINGH GILL
|
|
|
JASMINDER KAUR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9945
09-AUG-2004
|
|
| 150 |
|
|
KAMINI ISPAT LTD.
|
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.329150
05-JUL-2004
|
|
| 151 |
|
|
KANSAL FIBRES LTD.
|
|
|
|
ARUNA KANSAL
|
|
|
RAKESH KANSAL
|
|
|
S.P.KANSAL
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1155
09-AUG-2004
|
PENALTY AMOUNT OF RS.1,155.00 PAID BY THE COMPANY VIDE RECEIPT NO.002228 DATED 16/03/2002
|
| 152 |
|
|
KAPIL ENGINEERING LTD.
|
|
|
|
GAUTAM DEO GANDHI
|
|
|
KAPIL DEO GANDHI
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9232
04-AUG-2004
|
-
|
| 153 |
|
|
KARAN PROCESSORS PVT.LTD.
|
|
|
|
ANIL SURI
|
|
|
HEM RAJ SURI
|
|
|
SANJAY GUPTA
|
|
|
SHAM SUNDER GUPTA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
09-AUG-2004
|
|
| 154 |
|
|
KAYPEE STEELS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
17-MAR-2005
|
SH.S.P.BHATT-ACQUITTED IN THE COMPLAINT AS NOMINEE DIRECTOR ............
|
| 155 |
|
|
KHAITAN OVERSEAS & FINANCE LTD.
|
|
|
|
AMBIKA YADAV
|
|
|
BEENA KHAITAN
|
|
|
PRADEEP BOILTY
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.43660
03-JUN-2004
|
-
|
| 156 |
|
|
KHAITAN OVERSEAS & FINANCE LTD.
|
|
|
|
BEENA KHAITAN
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.43660
03-JUN-2004
|
-
|
| 157 |
|
|
KHANNA'S VIVEK CHEMICALS PVT.LTD.
|
|
|
|
AMIT KUMAR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.5010
21-DEC-2003
|
-
|
| 158 |
|
|
KHEMSONS GLOBAL LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1600
13-AUG-2004
|
CONVICTED
|
| 159 |
|
|
KRIKAN AGENCIES PVT.LTD.
|
|
|
|
KRISHAN KANT KHANNA
|
|
|
SUMEET KHANNA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.400
09-AUG-2004
|
|
| 160 |
|
|
KRISHNA STOCK BROKING CO.LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
|
PROSECUTION UNDER SECTION 146(4) & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2800
23-AUG-2004
|
CONVICTED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 8 of 18
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