| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
SUMIT GUPTA
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAR-2026
IMPOSED PENALTY
REPRIMANDED- RS.1,00,000
|
|
| 102 |
|
|
SUMIT KUMAR RAJGARHIA
|
|
|
|
DAS & PRASAD
(M.No.: 303054E)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY
REPRIMANDED- RS.5,00,000
|
|
| 103 |
|
|
SUNIL KUMAR
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY
REPRIMANDED- RS.2,00,000
|
|
| 104 |
|
|
SUNIL KUMAR TIBREWAL
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY
REPRIMANDED- RS.1,00,000
|
|
| 105 |
|
|
SURAJIT BHOWMICK
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (3) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 26-JUN-2024 TO 25-JUL-2024
IMPOSED PENALTY- RS.25,000
|
|
| 106 |
|
|
TARUN KUMAR KHANNA
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAY-2026
IMPOSED PENALTY
REPRIMANDED- RS.25,000
|
|
| 107 |
|
|
TIRUMAVALAVAN C.K.
|
|
|
|
RAJENDRA VALAVAN ASSOCIATES
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY
REPRIMANDED- RS.20,000
|
|
| 108 |
|
|
UTTAM KUMAR CHAUHAN
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY- RS.25,000
|
|
| 109 |
|
|
V.BALASUBRAMANYAN
|
|
|
|
SARATHY & BALU,M/S
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027
IMPOSED PENALTY- RS.1,50,000
|
|
| 110 |
|
|
V.BALASUBRAMANYAN
|
|
|
|
SARATHY & BALU,M/S
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027
IMPOSED PENALTY- RS.1,50,000
|
|
| 111 |
|
|
V.BALASUBRAMANYAN
|
|
|
|
SARATHY & BALU,M/S
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027
IMPOSED PENALTY- RS.1,50,000
|
|
| 112 |
|
|
V.SRINIVASU
|
|
|
FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE SECOND SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 B TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 05-JAN-2021
IMPOSED PENALTY- RS.5,00,000
|
|
| 113 |
|
|
VIJAY KUMAR SHARMA
|
|
|
|
VIJAY RAJ & CO.
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (4) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY
REPRIMANDED- RS.2,50,000
|
|
| 114 |
|
|
VIJAYA MOHAN VALIATHAN
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (8) AND (9) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY- RS.10,000
|
|
| 115 |
|
|
VINESH JAIN
|
|
|
|
S N DHAWAN & CO.LLP
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAY-2026
IMPOSED PENALTY
REPRIMANDED- RS.2,00,000
|
|
| 116 |
|
|
VIRAL RASTOGI
|
|
|
|
RAVINDRA KUMAR & ASSOCIATES
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY- RS.10,000
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 6 of 6
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