| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A J M D & CO.
|
|
|
|
MANOJ DUDEJA
(M.No.:514885)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAR-2026
IMPOSED PENALTY RS.1,00,000
REPRIMANDED
11-FEB-2026
|
|
| 2 |
|
|
ARORA BEDI & ASSOCIATES
(M.No.:012153C)
|
|
|
|
GAURAV KUMAR BEDI
(M.No.:402858)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,00,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 30-SEP-2024 TO 29-SEP-2025
30-SEP-2024
|
|
| 3 |
|
|
ARORA BEDI & ASSOCIATES
(M.No.:012153C)
|
|
|
|
GAURAV KUMAR BEDI
(M.No.:402858)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (6), (7) AND (8) OF PART I AND ITEM (3) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,00,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 30-SEP-2024 TO 29-SEP-2025
30-SEP-2024
|
|
| 4 |
|
|
HARIBHAKTI & CO.LLP
|
|
|
|
ANAND KUMAR JHUNJHUNWALA
(M.No.:056613)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 26-JUN-2024 TO 25-JUN-2027
IMPOSED PENALTY RS.5,00,000
26-JUN-2024
|
|
| 5 |
|
|
KANSAI SINGLA & ASSOCIATES
(M.No.:003897N)
|
|
|
|
SURINDER KUMAR
(M.No.:070405)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 30-DEC-2025 TO 29-JAN-2026
30-DEC-2025
|
|
| 6 |
|
|
KHURANA VINEET & ASSOCIATES
|
|
|
|
AMIT GANDHI
(M.No.:097997)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-APR-2026
IMPOSED PENALTY RS.1,00,000
REPRIMANDED
11-FEB-2026
|
|
| 7 |
|
|
MAHESHWARI K R & CO.
|
|
|
|
RAMESH KUMAR MAHESHWARI
(M.No.:058398)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 26-JUN-2024 TO 25-SEP-2024
IMPOSED PENALTY RS.1,00,000
26-JUN-2024
|
|
| 8 |
|
|
P S OBEROI & ASSOCIATES
(M.No.:011190N)
|
|
|
|
PARMINDER SINGH OBEROI
(M.No.:086894)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-FEB-2027
IMPOSED PENALTY RS.1,00,000
REPRIMANDED
11-FEB-2026
|
|
| 9 |
|
|
S N DHAWAN & CO.LLP
|
|
|
|
VINESH JAIN
(M.No.:087701)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAY-2026
IMPOSED PENALTY RS.2,00,000
REPRIMANDED
11-FEB-2026
|
|
| 10 |
|
|
S V GHATALIA & ASSOCIATES
(M.No.:103162W)
|
|
|
|
AMIT KABRA
(M.No.:094533)
|
|
|
SHRAWAN BHAGWATI JALAN
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-JUL-2024 TO 10-JUL-2025
11-JUL-2024
|
|
| 11 |
|
|
S V GHATALIA & ASSOCIATES
|
|
|
|
AMIT KABRA
(M.No.:094533)
|
|
|
SHRAWAN BHAGWATI JALAN
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-JUL-2024 TO 10-JUL-2025
11-JUL-2024
|
|
| 12 |
|
|
SARATHY & BALU,M/S
|
|
|
|
V.BALASUBRAMANYAN
(M.No.:018444)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027
IMPOSED PENALTY RS.1,50,000
09-AUG-2025
|
|
| 13 |
|
|
SARATHY & BALU,M/S
|
|
|
|
V.BALASUBRAMANYAN
(M.No.:018444)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,50,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027
09-AUG-2025
|
|
| 14 |
|
|
SARATHY & BALU,M/S
|
|
|
|
V.BALASUBRAMANYAN
(M.No.:018444)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,50,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027
09-AUG-2025
|
|
| 15 |
|
|
SHAHANE & CO.
|
|
|
|
SHAHANE SHEKHAR VINAYAK
(M.No.:042160)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.50,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 04-AUG-2025 TO 03-OCT-2025
04-AUG-2025
|
|
| 16 |
|
|
SSR & CO.
|
|
|
|
SANJAY GUPTA
(M.No.:091386)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAY-2026
IMPOSED PENALTY RS.1,00,000
REPRIMANDED
11-FEB-2026
|
|
| 17 |
|
|
U.S.SAHA & CO.
|
|
|
|
ASOK GUHA
(M.No.:015143)
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 05-FEB-2026 TO 04-FEB-2027
IMPOSED PENALTY RS.5,00,000
REPRIMANDED
05-FEB-2026
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
