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SOURCE OF INFORMATION

SOURCE OF INFORMATION: icex DERIVATIVES & COMMODITY STOCK EXCHANGE LTD. WEBSITE - PERIOD COVERED : 10-JUN-2006 TO 14-MAY-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ALLAYNA DEALERS PVT.LTD.

(PAN:AACCC6502C)  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

16-NOV-2009
2
History of entity/person ALTOS ADVISORY SERVICES LTD.

(PAN:AACCA4539R)  
  EXPELLED BY OTHER STOCK EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

04-FEB-2015
3
History of entity/person ANR FINANCE LTD.

(PAN:AAICA8456C)  
  DID NOT ADHERE TO AUDIT   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-OCT-2016
4
History of entity/person ARYAKSUN TRADERS PVT.LTD.

(PAN:AAJPT5499F)  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014
5
History of entity/person ATULIT TIEUP PVT.LTD.

(PAN:AAECK5773H)  
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013
6
History of entity/person BHAWANI COMMODITIES

(PAN:APXPR6618B)  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013
7
History of entity/person CEJA TRADERS PVT.LTD.

(PAN:AARFM5656K)  
  COMMITTED IRREGULARITIES IN RESPECT OF CONTRACT NOTES   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

26-JUL-2013
8
History of entity/person D M FINANCE

(PAN:AADCR2988J)  
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014
9
History of entity/person DHRUVA COMMODITIES & DERIVATIVES PVT.LTD.

(PAN:AADCD2193F)  
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

01-JAN-2016
10
History of entity/person GROVALUE COMMODITY PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE

EXPELLED BY OTHER STOCK EXCHANGE

VIOLATED RULES AND BYE LAWS OF EXCAHNGE   		DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

27-AUG-2021
11
History of entity/person J D COMMODITY BROKER

(PAN:ACAPT3474F)  
  DID NOT ADHERE TO DUE DILIGENCE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

04-MAR-2014
12
History of entity/person J.D.SHROFF

(PAN:AAXPT0185C)  
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014
13
History of entity/person JAGDISHCHANDRA KHIMJIBHAI THAKKAR,M/S

(PAN:ABPPT6776L)  
History of entity/person JAGDISHCHANDRA KHIMJIBHAI THAKKAR

(PAN:ABPPT6776L)
  		DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

29-MAY-2015
14
History of entity/person JAGTARNI COMMODITIES PVT.LTD.

(PAN:BUQPM6272F)  
  INDULGED IN ILLEGAL TRADING ACTIVITIES   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013
15
History of entity/person KARVY STOCK BROKING LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

25-NOV-2020
16
History of entity/person KESARINANDAN RETAILS PVT.LTD.

(PAN:AAFCA3495D)  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014
17
History of entity/person KISSAN COMMODITIES PVT.LTD.

(PAN:AADCK2935N)  
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

29-MAY-2015
18
History of entity/person KONARK COMMODEAL PVT.LTD.  
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

15-MAY-2013
19
History of entity/person MAGNUM FINANCIAL SERVICES

(PAN:AAFCR5053E)  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013
20
History of entity/person MAINAK COMTRADE PVT.LTD.

(PAN:AAGCM5750N)  
  COMMITTED IRREGULARITIES IN RESPECT OF CONTRACT NOTES   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

22-JAN-2016
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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