| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
42 CARD SOLUTIONS PVT.LTD.
(CIN:U72900KA2020PTC141127)
|
|
|
|
GOURI SRINIVAS GORTI
|
|
|
SRIKANT MADDURI
|
|
CONDUCTED EXTRAORDINARY GENERAL MEETING WITHOUT PROPER NOTICE VIOLATING SECTION 101 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,000
22-MAY-2024
|
|
| 2 |
|
|
5B INDUSTRIES INDIA PVT.LTD.
|
|
|
|
CHRISTOPHER NEIL MCGRATH
|
|
|
EDEN JAMES TEHAN
|
|
|
RAJESH SHRIVASTAV
|
|
DELAY IN SUBMISSION OF E-FORM INC 20A WITH REGISTRAR OF COMPANIES VIOLATING SECTION 10(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
02-JUL-2024
|
|
| 3 |
|
|
A ONE STEELS INDIA PVT.LTD.
(CIN:U27310KA2008PTC046184)
|
|
|
|
POOJA SARA NAGARAJA
|
|
|
SUNIL JALAN
|
|
DID NOT MAKE DISCLOSURE OF VIGIL MECHANISM POLICY IN BOARD’S REPORT VIOLATING SUB-SECTIONS 9 AND 10 OF SECTION 177 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.15,00,000
23-JAN-2025
|
|
| 4 |
|
|
A-ONE STEEL & ALLOYS PVT.LTD.
(CIN:U28999KA2012PTC063439)
|
|
|
|
JULLIAN JALLAN (AKA.SUNIL JALLAN)
|
|
|
MANOJ KUMAR
|
|
|
PRIYA JALAN
|
|
|
RAJ KUMAR JALAN
|
|
|
SANDEEP KUMAR
|
|
|
SUNIL JALLAN (AKA.JULLIAN JALLAN)
|
|
|
UMA SHANKAR GOYANKA
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
24-MAY-2024
|
|
| 5 |
|
|
A.P.MOLLER,M/S
(Associated with : GPRO SERVICES INDIA PVT.LTD.)
|
|
|
DELAY IN DECLARATION OF CHANGE OF INTEREST VIOLATING SECTION 89(3) READ WITH RULE 9 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.92,800
19-SEP-2024
|
|
| 6 |
|
|
A.V.BUILDERS & INFRASTRUCTURES INDIA PVT.LTD.
(CIN:U45200CT2010PTC022111)
|
|
|
|
KANHAIYA AGRAWAL
(DIN:03264707)
|
|
|
PARAG AGRAWAL
(DIN:03264053)
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.30,93,000
21-FEB-2025
|
|
| 7 |
|
|
A.V.BUILDERS & INFRASTRUCTURES INDIA PVT.LTD.
(CIN:U45200CT2010PTC022111)
|
|
|
|
KANHAIYA AGRAWAL
(DIN:03264707)
|
|
|
PARAG AGRAWAL
(DIN:03264053)
|
|
DID NOT FILE FINANCIAL STATEMENTS AND/OR ANNUAL RETURN VIOLATING SUB SECTION 4 OF SECTION 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
11-JUL-2025
|
|
| 8 |
|
|
A.V.BUILDERS & INFRASTRUCTURES INDIA PVT.LTD.
(CIN:U45200CT2010PTC022111)
|
|
|
|
KANHAIYA AGRAWAL
(DIN:03264707)
|
|
|
PARAG AGRAWAL
(DIN:03264053)
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.34,59,000
21-FEB-2025
|
|
| 9 |
|
|
A.V.BUILDERS & INFRASTRUCTURES INDIA PVT.LTD.
(CIN:U45200CT2010PTC022111)
|
|
|
|
KANHAIYA AGRAWAL
(DIN:03264707)
|
|
|
PARAG AGRAWAL
(DIN:03264053)
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
11-JUL-2025
|
|
| 10 |
|
|
A.V.BUILDERS & INFRASTRUCTURES INDIA PVT.LTD.
(CIN:U45200CT2010PTC022111)
|
|
|
|
KANHAIYA AGRAWAL
(DIN:03264707)
|
|
|
PARAG AGRAWAL
(DIN:03264053)
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
11-JUL-2025
|
|
| 11 |
|
|
A.V.BUILDERS & INFRASTRUCTURES INDIA PVT.LTD.
(CIN:U45200CT2010PTC022111)
|
|
|
|
KANHAIYA AGRAWAL
(DIN:03264707)
|
|
|
PARAG AGRAWAL
(DIN:03264053)
|
|
DID NOT FILE FINANCIAL STATEMENTS AND/OR ANNUAL RETURN VIOLATING SUB SECTION 4 OF SECTION 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.26,98,000
21-FEB-2025
|
|
| 12 |
|
|
A.V.BUILDERS & INFRASTRUCTURES INDIA PVT.LTD.
(CIN:U45200CT2010PTC022111)
|
|
|
|
KANHAIYA AGRAWAL
(DIN:03264707)
|
|
|
PARAG AGRAWAL
(DIN:03264053)
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.27,28,000
21-FEB-2025
|
|
| 13 |
|
|
A.V.BUILDERS & INFRASTRUCTURES INDIA PVT.LTD.
(CIN:U45200CT2010PTC022111)
|
|
|
|
KANHAIYA AGRAWAL
(DIN:03264707)
|
|
|
PARAG AGRAWAL
(DIN:03264053)
|
|
DID NOT FILE FINANCIAL STATEMENTS AND/OR ANNUAL RETURN VIOLATING SUB SECTION 4 OF SECTION 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
11-JUL-2025
|
|
| 14 |
|
|
A.V.BUILDERS & INFRASTRUCTURES INDIA PVT.LTD.
(CIN:U45200CT2010PTC022111)
|
|
|
|
KANHAIYA AGRAWAL
(DIN:03264707)
|
|
|
PARAG AGRAWAL
(DIN:03264053)
|
|
DID NOT FILE FINANCIAL STATEMENTS AND/OR ANNUAL RETURN VIOLATING SUB SECTION 4 OF SECTION 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.30,63,000
21-FEB-2025
|
|
| 15 |
|
|
AAB INDUSTRIAL LOGISTICS & WAREHOUSING PVT.LTD.
(CIN:U74999TN2018PTC125825)
|
|
|
|
SHABBIR JAMNAGARWALA HATIM
|
|
|
SHABBIR YUSUF JAMNAGARWALA
|
|
DELAY IN FILING FORM PAS-3 VIOLATING SECTION 39(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.32,000
19-JUN-2024
|
|
| 16 |
|
|
AALAMARA NIDHI LTD.
(CIN:U65999TN2019PLC128843)
|
|
|
|
DURAIRAJ JANAKIRAMAN
|
|
|
KANNAN
|
|
|
MADHANARAJ PALRAJ
|
|
|
PALRAJ JEYAVELMANI
|
|
|
SARAVANA KUMAR
|
|
|
SRINIVASAGAM JANAKIRAMAN VENGATESH
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.19,300
08-APR-2024
|
|
| 17 |
|
|
AALAMARA NIDHI LTD.
(CIN:U65999TN2019PLC128843)
|
|
|
|
CHANDRASEKARAN RAMESH
(DIN:08264925)
|
|
|
DURAIRAJ JANAKIRAMAN
|
|
|
KANNAN
|
|
|
MADHANARAJ PALRAJ
|
|
|
PALRAJ JEYAVELMANI
|
|
|
RAMASAMY BALAJI
|
|
|
SARAVANA KUMAR
|
|
|
SRINIVASAGAM JANAKIRAMAN VENGATESH
|
|
|
VARATHARAJAN SANKARANARAYANAN
|
|
DELAY IN FILING OF E-FORM MGT-14 FOR APPROVAL OF ACCOUNTS VIOLATING SECTIONS 117(1) READ WITH 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,96,700
08-APR-2024
|
|
| 18 |
|
|
AALAMARA NIDHI LTD.
(CIN:U65999TN2019PLC128843)
|
|
|
|
DURAIRAJ JANAKIRAMAN
|
|
|
KANNAN
|
|
|
MADHANARAJ PALRAJ
|
|
|
PALRAJ JEYAVELMANI
|
|
|
RAMASAMY BALAJI
(DIN:05276105)
|
|
|
SARAVANA KUMAR
|
|
|
SRINIVASAGAM JANAKIRAMAN VENGATESH
|
|
|
VARATHARAJAN SANKARANARAYANAN
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.73,900
08-APR-2024
|
|
| 19 |
|
|
AAROGYA DAIRY PRODUCTS PVT.LTD.
(CIN:U15549RJ2007PTC024516)
|
|
|
|
SWAMI ARSHDEV
|
|
|
SWAMI PARAMARTHDEV
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
26-FEB-2024
|
|
| 20 |
|
|
AARYAK JEWELLERY PVT.LTD.
(CIN:U46498KA2023PTC170996)
|
|
|
|
ELIZABETH MUKHEDKAR
|
|
|
KUMAR SAURABH
|
|
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 42 OF THE ACT READ WITH RULE 14 OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 55 OF THE ACT READ WITH RULE 9 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 62 OF THE ACT READ WITH RULE 13 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
|
IMPOSED PENALTY RS.6,30,000
15-OCT-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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