| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
MADHAVPRABHA NIDHI LTD.
(CIN:U65999TN2019PLC130757)
|
|
|
|
CHELLAN RADHAKRISHNAN
(DIN:08522858)
|
|
|
CHELLAPPAN PILLAI VICRAMAN
(DIN:08522860)
|
|
|
SUKUMARAN NAIR VIJAYA KUMAR
(DIN:08310027)
|
|
|
VIJAYAKUMAR NAGENDRAN
(DIN:08522859)
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
26-JUL-2024
|
|
| 22 |
|
|
MAGILCHI NIDHI LTD.
(CIN:U65999TN2018PLC126179)
|
|
|
|
ARUNACHALAM BABU
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
24-JUL-2024
|
|
| 23 |
|
|
MAHAMERU BENEFIT FUNDS LTD.
(CIN:U65991TZ2011PLC017539)
|
|
|
|
KRISHNAMOORTHY RAVISHANKAR
|
|
|
SHANKARA NARAYANAN KIRUTHIKA
|
|
|
SURESHKUMAR ROOPA
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
20-DEC-2024
|
|
| 24 |
|
|
MAHATAMIL MINING & THERMAL ENERGY LTD.
(CIN:u10200TS2010PLC179686)
|
|
|
|
ARUN KUMAR SANGARAJU
|
|
|
BATHALA SURESH
|
|
|
GAURAV SINGH
|
|
|
JAYANTH KOTHAPALLI
|
|
|
KANKANALA KRISHNARAO
|
|
|
MURALI KRISHNA VELLA
|
|
|
PRIYA BANDHAVI JALADI
|
|
|
VENKATA RAMA REDDY SIMHADRI
|
|
|
VINOD KUMAR GODAVARTHI
|
|
DELAY IN APPOINTMENT OF KEY MANAGERIAL PERSONNEL VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.15,00,000
29-AUG-2024
|
|
| 25 |
|
|
MIJO NIDHI LTD.
(CIN:U65999TN2018PLC125734)
|
|
|
|
VARUVEL MICHEAL
(DIN:08077477)
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
04-SEP-2024
|
|
| 26 |
|
|
NADAKUDI NIDHI LTD.
(CIN:U65999TN2022PLN155872)
|
|
|
|
RENGANATHAIYENGAR VIJAYARAGHAVAN
(DIN:09759971)
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
09-SEP-2024
|
|
| 27 |
|
|
NAGACODE ST.ANTONY'S NIDHI LTD.
(CIN:U65929TN2019PLC129241)
|
|
|
|
SUDHARSON JAMES
(DIN:08435280)
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
09-SEP-2024
|
|
| 28 |
|
|
NAGAPPATTINAM NIDHI LTD.
(CIN:U64990TN2023PLN163463)
|
|
|
|
SANDY RAMU PILLAI SIVAPERUMAL
(DIN:10311630)
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
18-NOV-2024
|
|
| 29 |
|
|
PANAMA WIND ENERGY PVT.LTD.
(CIN:U40108PN2003PTC018172)
|
|
|
|
DIVYANSH JOHAR
|
|
|
SAMEER LADKAT
|
|
|
TARLOCHAN SINGH KUNDI
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 READ WITH RULES 8 AND 10 OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
12-DEC-2024
|
|
| 30 |
|
|
PANAMA WIND ENERGY PVT.LTD.
(CIN:U40108PN2003PTC018172)
|
|
|
|
SAMEER LADKAT
|
|
|
TARLOCHAN SINGH KUNDI
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 READ WITH RULES 8 AND 10 OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
12-DEC-2024
|
|
| 31 |
|
|
PRISM BUILDCON PVT.LTD.
(CIN:U45201RJ2006PTC022273)
|
|
|
|
AMBIKA PRASAD RAMDHARI MAURYA
|
|
|
AYUSHMAN BARUA
|
|
|
MAHIPAL CHOUDHARI
|
|
|
SHRIPAL CHOUDHARI
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
16-JAN-2024
|
|
| 32 |
|
|
RAMAX NIDHI LTD.
(CIN:U65990TN2022PLN155241)
|
|
|
|
RAMAKRISHNAN ALAGUMAN
(DIN:09731835)
|
|
|
RAMALINGAM DHANUSHA
(DIN:09731834)
|
|
|
SASI
(DIN:09731833)
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
01-AUG-2024
|
|
| 33 |
|
|
SAMYAMA JYOTHI SOLAR ENERGY PVT.LTD.
(CIN:U40104TS2015PTC185651)
|
|
|
|
RAJAT MALHAN
(DIN:01420115)
|
|
|
VINOD KAWATRA
(DIN:00102742)
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
15-MAY-2025
|
|
| 34 |
|
|
SDU TRAVELS PVT.LTD.
(CIN:U63040KA2010PTC055264)
|
|
|
|
HEMANTH GOLCHHA
|
|
|
SANJAY BHAKTA MATHEMA
|
|
|
SUNIT SURI
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
27-FEB-2025
|
|
| 35 |
|
|
SHAREWAY SECURITIES LTD.
(CIN:U67120TN2008PLC066952)
|
|
|
|
ANJANAPPA AJATH
|
|
|
KABIRDASS MURALI
|
|
|
MANOJ JAYANTHILAL SHAH
|
|
DID NOT APPOINT REQUISITE NUMBER OF INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4 OF THE COMPANIES (APPOINTMENT OF DIRECTORS) RULES, 2014
|
IMPOSED PENALTY RS.2,87,000
19-JUN-2024
|
|
| 36 |
|
|
SHINAGO INTERNATIONAL (INDIA) PVT.LTD.
(CIN:U51900TN2011PTC081421)
|
|
|
|
SURESH NATHU PATEL
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
15-MAR-2024
|
|
| 37 |
|
|
SHIVOM MINERALS LTD.
(CIN:U26941OR1999PLC005785)
|
|
|
|
BISWAJIT ADHYA
(PAN:AVEPA9997P)
|
|
|
PANKHURI AGARWAL
(PAN:BJZPA0620D)
|
|
|
RAVIKANT SHARMA
(PAN:CLZPS1980F)
|
|
|
VIKASH GUPTA
(DIN:01326705)
|
|
DID NOT APPOINT REQUISITE NUMBER OF INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4 OF THE COMPANIES (APPOINTMENT OF DIRECTORS) RULES, 2014
|
IMPOSED PENALTY RS.3,00,000
05-JUL-2024
|
|
| 38 |
|
|
SHIVOM MINERALS LTD.
(CIN:U26941OR1999PLC005785)
|
|
|
|
PANKHURI AGARWAL
(PAN:BJZPA0620D)
|
|
|
RAVIKANT SHARMA
(PAN:CLZPS1980F)
|
|
|
VIKASH GUPTA
(DIN:01326705)
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1)(III) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
05-JUL-2024
|
|
| 39 |
|
|
SIVA VALLI VILAS JEWELLERS PVT.LTD.
(CIN:U36912PY2012PTC002686)
|
|
|
|
RAMU SIVASANKARAN
|
|
|
SIVASANKARAN UMA
|
|
DELAY IN APPOINTMENT OF WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
07-JUN-2024
|
|
| 40 |
|
|
SOUNDARAMBIGAI BENEFIT FUND NIDHI LTD.
(CIN:U65999TN2017PLC115408)
|
|
|
|
KANNIAHREDDIAR CHANDRASEKARAN
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
02-SEP-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 2 of 3
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