| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
TANSY REALTY PVT.LTD.
(CIN:U45200WB2022PTC253861)
|
|
|
|
AMIT AGARWALLA
|
|
|
GAUTAM AGARWALLA
|
|
DID NOT MAKE DISCLOSURE PERTAINING TO ISSUE OF SHARES THROUGH PRIVATE PLACEMENT VIOLATING RULE 13(2)(D) OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED UNDER THE FORMAT OF FORM PAS-4 VIOLATING RULE 14(3) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.17,000
05-JUN-2024
|
|
| 102 |
|
|
TEASEL REALTY PVT.LTD.
(CIN:U45309WB2021PTC246381)
|
|
|
|
AMIT AGARWALLA
|
|
|
GAUTAM AGARWALLA
|
|
DID NOT MAKE DISCLOSURE PERTAINING TO ISSUE OF SHARES THROUGH PRIVATE PLACEMENT VIOLATING RULE 13(2)(D) OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED UNDER THE FORMAT OF FORM PAS-4 VIOLATING RULE 14(3) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.75,000
05-JUN-2024
|
|
| 103 |
|
|
ULTRAVIOLETTE AUTOMOTIVE PVT.LTD.
(CIN:U34102KA2015PTC084804)
|
|
|
|
NIRAJ RAJMOHAN
|
|
|
SUBRAMANIAM NARAYAN PERUVUMBA
|
|
DELAY IN REPAYING APPLICATION MONEY WITHIN FIFTEEN DAYS VIOLATING SECTION 42 OF THE ACT READ WITH RULE 14 OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
UTILIZED FUNDS BEFORE FILING OF E-FORM PAS-3 VIOLATING SECTION 42(4) OF THE ACT OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DELAY IN FILING OF E-FORM PAS-3 FOR ALLOTMENT OF SECURITIES VIOLATING SECTION 42(8) OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT MAKE FEW OF THE REQUIRED DISCLOSURES IN ALLOTMENT OF SHARES VIOLATING SECTION 55 (2) OF THE ACT READ WITH RULE 9 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
|
IMPOSED PENALTY RS.4,74,000
27-NOV-2024
|
|
| 104 |
|
|
URBAN CO.LTD.
(CIN:U74140DL2014PLC274413)
|
|
|
|
ABHIRAJ SINGH BHAL
(DIN:07005253)
|
|
|
RAGHAV CHANDRA
(DIN:07005029)
|
|
|
VARUN KHAITAN
(DIN:07005033)
|
|
ISSUED GRANT LETTERS AND WITHDREW WITHOUT ACCEPTANCE OF MONEY AND ISSUANCE OF SECURITIES UNDER PARTNER STOCK OWNERSHIP PLAN WITHOUT BOARD’S APPROVAL VIOLATING RULE 14(2) OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.2,00,000
11-JUL-2025
|
|
| 105 |
|
|
VALAR GOKULAM NIDHI LTD.
(CIN:U65900TN2011PLC082756)
|
|
|
|
SIVAGAMI
(DIN:01840315)
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
08-JAN-2026
|
|
| 106 |
|
|
VALUEPLUS TECHNOLOGIES PVT.LTD.
(CIN:U72900TN2016PTC111949)
|
|
|
|
AWANISH RAJ
(DIN:07580465)
|
|
|
VISHRANTH SURESH BABU
(DIN:07580494)
|
|
OBTAINED VALUATION REPORT FROM REGISTERED VALUER AFTER EXTRA ORDINARY GENERAL MEETING (EGM) VIOLATING RULE 14 OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.5,000
23-OCT-2025
|
|
| 107 |
|
|
VARINDERA CONSTRUCTIONS LTD.
(CIN:U45201DL1987PLC128579)
|
|
|
|
MAYANK GARG
(DIN:02876849)
|
|
|
NITIN KAUSHAL
(DIN:08017687)
|
|
|
SURBHI AGARWAL
(DIN:01495531)
|
|
|
SUSHMA GARG
(DIN:01130678)
|
|
|
VARINDER KUMAR GARG
(DIN:01563868)
|
|
|
VIVEK GARG
(DIN:02187343)
|
|
DELAY IN CONVERTING SHARES FROM PHYSICAL MODE TO DEMATERIALISED FORM VIOLATING SECTION 29(1A) READ WITH RULE 9A OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.2,00,000
11-JUL-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 6 of 6
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