| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AAROGYA DAIRY PRODUCTS PVT.LTD.
(CIN:U15549RJ2007PTC024516)
|
|
|
|
SWAMI ARSHDEV
|
|
|
SWAMI PARAMARTHDEV
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
26-FEB-2024
|
|
| 2 |
|
|
ACCELARATING EDUCATION & DEVELOPMENT PVT.LTD.
(CIN:U74999RJ2016PTC056248)
|
|
|
|
SATISH KUMAR SHARMA
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
08-DEC-2023
|
|
| 3 |
|
|
ACCIL CORP.PVT.LTD.
(CIN:U65999RJ1991PLC029752)
|
|
|
|
KAMLESH DEVI AGGARWAL
|
|
|
PRADEEP AGGARWAL
|
|
|
VIKAS AGGARWAL
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
10-JAN-2024
|
|
| 4 |
|
|
AGNISWARI NIDHI LTD.
(CIN:U65990TN2022PLN153230)
|
|
|
|
GANESAN RAJANMANI
|
|
|
THANGASAMY MAHALINGAM
|
|
|
THANGASAMY POUNAYAL
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
11-JUL-2024
|
|
| 5 |
|
|
AJAY NIDHI LTD.
(CIN:U65991TN2016PLC109937)
|
|
|
|
KAMAL CHAND
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
25-JUL-2024
|
|
| 6 |
|
|
AMARA RAJA MEDIA & ENTERTAINMENT PVT.LTD.
(CIN:U92412TG2015PTC102234)
|
|
|
|
PADMAVATHI GALLA
|
|
DELAY IN APPOINTMENT OF WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.9,21,000
22-MAR-2024
|
|
| 7 |
|
|
AML MOTORS PVT.LTD.
(CIN:U50404TG2021PTC152336)
|
|
|
|
GANESH RAMACHANDRA AIYER TARAKKAD
(DIN:03560204)
|
|
DELAY IN APPOINTMENT OF WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,78,000
29-JAN-2024
|
|
| 8 |
|
|
ANANDA HERITAGE HOTELS PVT.LTD.
(CIN:U45201RJ2006PTC022952)
|
|
|
|
KARAN SINGH
|
|
|
LALIT KUMAR MODI
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
15-APR-2024
|
|
| 9 |
|
|
APPATTUVILAI ST.ANTONY'S NIDHI LTD.
(CIN:U65929TN2017PLC119174)
|
|
|
|
PARAMJOTHI JESUDASAN
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
01-AUG-2024
|
|
| 10 |
|
|
BABY MEMORIAL HOSPITAL CANTEEN
(CIN:U85110KL2009PLC037460)
|
|
|
|
ALEXANDER KADAKKETH GEEVARGHESE
|
|
|
ANITHA ALEXANDER
|
|
|
ANJU MIRIAM ALEX
|
|
|
JACOB KALLUVILA BABU
|
|
|
ROSHIN
|
|
|
VASANT KUMAR SANTOSH KUMAR
|
|
|
VINEETH ABRAHAM
|
|
DID NOT ENSURE DEMATERIALIZATION OF EXISTING SHARES BEFORE NEW ALLOTMENT VIOLATING RULE 9A(3)(B) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.30,000
04-JUN-2025
|
|
| 11 |
|
|
BIOGENOMICS LTD.
(CIN:U24234TN2002PLC048821)
|
|
|
|
ABHISHEK VILAS DESHPANDE
|
|
|
ARCHANA RAJESH KRISHNAN
|
|
|
MOHAMED ALI MOHAMED AL BARWANI
|
|
|
RAJMAL PARAKH
|
|
|
RANJAN MOHAN MOGRE
|
|
|
SULAIMAN MOHAMED HAMED AL HARTHY
|
|
|
SUSHIL KUMAR SRIVASTAVA
|
|
|
USAMA MOHAMED ALI AL BARWANI
|
|
|
VIJAYANAND RAMCHANDRA BHATE
|
|
DELAY IN APPOINTMENT OF WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
07-JUN-2024
|
|
| 12 |
|
|
DHANALAKSHMI SRINIVASAN NIDHI LTD.
(CIN:U67100TN2016PLC104197)
|
|
|
|
ARUNACHALAM SRINIVASAN
|
|
|
KATHIRAVAN SRINIVASAN
|
|
|
KUMARAGURUBARAN
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
11-JUL-2024
|
|
| 13 |
|
|
FRUITFUL BUILDCON PVT.LTD.
(CIN:U70100RJ2001PTC016927)
|
|
|
|
JUGAL KISHORE GARG
|
|
|
RAJKUMARI AGARWAL
|
|
|
RASHI AGARWAL
|
|
|
RITESH AGARWAL
|
|
DELAY IN APPOINTMENT OF WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.20,00,000
24-JUN-2024
|
|
| 14 |
|
|
GRACE INFRASTRUCTURE PVT.LTD.
(CIN:U40106PY2004PTC001786)
|
|
|
|
AMIT LALITRAI SHAH
|
|
|
CHIRAG AMIT SHAH
|
|
DELAY IN APPOINTMENT OF WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
09-OCT-2024
|
|
| 15 |
|
|
GRASS FIELD FIRE CAPITAL DEVELOPERS PVT.LTD.
(CIN:U45201RJ2006PTC023138)
|
|
|
|
ATMA RAM GUPTA
|
|
|
MANOJ DASSANI
|
|
|
OM CHAUDHRY
|
|
|
SANKARANARAYANAN SUNDARAM
|
|
|
SUNIL BANSAL
|
|
|
VIMAL SINGHVI
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
08-JAN-2024
|
|
| 16 |
|
|
JAI SHREE KRISHNA STEEL WORKS PVT.LTD.
(CIN:U27107KA2009PTC050503)
|
|
|
|
KUNAL MAHESH
|
|
|
MAHESH ASKARANDAS
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
24-MAY-2024
|
|
| 17 |
|
|
JANA HOLDINGS LTD.
(CIN:U74900KA2016PLC086838)
|
|
|
|
KOUSHALYA SRINIVASAN RAMDAS
|
|
|
RAGHUNATH SRINIVASAN
|
|
|
RAJAMANI MUTHUCHAMY
|
|
|
RAMESH RAMANTHAN
|
|
DELAY IN APPOINTMENT OF KEY MANAGERIAL PERSONNEL VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
04-DEC-2024
|
|
| 18 |
|
|
KHED DEVELOPERS LTD.
(CIN:U70102PN2008PLC131478)
|
|
|
|
CHANDRAKANT SONABA BHALEKAR
|
|
|
MAHESH DNYANOBA MORAMPALLE
|
|
|
PRAFUL PRAMOD CHEPE
|
|
|
RAJEEV GOPINATH SHENDE
|
|
|
SANTOSH KALURAM SHINDE
|
|
|
SHYAM BHASKAR DESHPANDE
|
|
|
VENKATA KRISHNA MOGALAPALLI
|
|
DID NOT APPOINT REQUISITE NUMBER OF INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4 OF THE COMPANIES (APPOINTMENT OF DIRECTORS) RULES, 2014
DID NOT CONSTITUTE AUDIT COMMITTEE VIOLATING SECTION 177(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
26-FEB-2024
|
|
| 19 |
|
|
KHED DEVELOPERS LTD.
(CIN:U70102PN2008PLC131478)
|
|
|
|
CHANDRAKANT SONABA BHALEKAR
|
|
|
MAHESH DNYANOBA MORAMPALLE
|
|
|
PRAFUL PRAMOD CHEPE
|
|
|
RAJEEV GOPINATH SHENDE
|
|
|
SANTOSH KALURAM SHINDE
|
|
|
SHYAM BHASKAR DESHPANDE
|
|
|
VENKATA KRISHNA MOGALAPALLI
|
|
DID NOT CONSTITUTE PROPER NOMINATION AND REMUNERATION COMMITTEE ON BOARD VIOLATING SECTION 178 OF THE COMPANIES ACT, 2013 READ WITH RULE 4 OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
DID NOT APPOINT REQUISITE NUMBER OF INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4 OF THE COMPANIES (APPOINTMENT OF DIRECTORS) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
26-FEB-2024
|
|
| 20 |
|
|
KURUNJI NIDHI LTD.
(CIN:U65999TN2017PLC117904)
|
|
|
|
PITCHAPILLAI IMMAN SINGH
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
06-MAY-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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