| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AARYAK JEWELLERY PVT.LTD.
(CIN:U46498KA2023PTC170996)
|
|
|
|
ELIZABETH MUKHEDKAR
|
|
|
KUMAR SAURABH
|
|
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 42 OF THE ACT READ WITH RULE 14 OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 55 OF THE ACT READ WITH RULE 9 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 62 OF THE ACT READ WITH RULE 13 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
|
IMPOSED PENALTY RS.6,30,000
15-OCT-2024
|
|
| 2 |
|
|
CALENDULA REALTY PVT.LTD.
(CIN:U45203WB2022PTC251379)
|
|
|
|
AMIT AGARWALLA
|
|
|
GAUTAM AGARWALLA
|
|
DID NOT MAKE DISCLOSURE PERTAINING TO ISSUE OF SHARES THROUGH PRIVATE PLACEMENT VIOLATING RULE 13(2)(D) OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED UNDER THE FORMAT OF FORM PAS-4 VIOLATING RULE 14(3)OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.81,000
05-JUN-2024
|
|
| 3 |
|
|
OMBRE REALTY PVT.LTD.
(CIN:U45209WB2022PTC254693)
|
|
|
|
AMIT AGARWALLA
|
|
|
GAUTAM AGARWALLA
|
|
DID NOT MAKE DISCLOSURE PERTAINING TO ISSUE OF SHARES THROUGH PRIVATE PLACEMENT VIOLATING RULE 13(2)(D) OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED UNDER THE FORMAT OF FORM PAS-4 VIOLATING RULE 14(3)OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.17,000
05-JUN-2024
|
|
| 4 |
|
|
TANSY REALTY PVT.LTD.
(CIN:U45200WB2022PTC253861)
|
|
|
|
AMIT AGARWALLA
|
|
|
GAUTAM AGARWALLA
|
|
DID NOT MAKE DISCLOSURE PERTAINING TO ISSUE OF SHARES THROUGH PRIVATE PLACEMENT VIOLATING RULE 13(2)(D) OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED UNDER THE FORMAT OF FORM PAS-4 VIOLATING RULE 14(3)OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.17,000
05-JUN-2024
|
|
| 5 |
|
|
TEASEL REALTY PVT.LTD.
(CIN:U45309WB2021PTC246381)
|
|
|
|
AMIT AGARWALLA
|
|
|
GAUTAM AGARWALLA
|
|
DID NOT MAKE DISCLOSURE PERTAINING TO ISSUE OF SHARES THROUGH PRIVATE PLACEMENT VIOLATING RULE 13(2)(D) OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED UNDER THE FORMAT OF FORM PAS-4 VIOLATING RULE 14(3)OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.75,000
05-JUN-2024
|
|
| 6 |
|
|
ULTRAVIOLETTE AUTOMOTIVE PVT.LTD.
(CIN:U34102KA2015PTC084804)
|
|
|
|
NIRAJ RAJMOHAN
|
|
|
SUBRAMANIAM NARAYAN PERUVUMBA
|
|
DELAY IN REPAYING APPLICATION MONEY WITHIN FIFTEEN DAYS VIOLATING SECTION 42 OF THE ACT READ WITH RULE 14 OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
UTILIZED FUNDS BEFORE FILING OF E-FORM PAS-3 VIOLATING SECTION 42(4) OF THE ACT OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DELAY IN FILING OF E-FORM PAS-3 FOR ALLOTMENT OF SECURITIES VIOLATING SECTION 42(8) OF THE ACT OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT MAKE FEW OF THE REQUIRED DISCLOSURES IN ALLOTMENT OF SHARES VIOLATING SECTION 55 (2) OF THE ACT READ WITH RULE 9 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
|
IMPOSED PENALTY RS.4,74,000
27-NOV-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
