| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AARYAK JEWELLERY PVT.LTD.
(CIN:U46498KA2023PTC170996)
|
|
|
|
ELIZABETH MUKHEDKAR
|
|
|
KUMAR SAURABH
|
|
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 42 OF THE ACT READ WITH RULE 14 OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 55 OF THE ACT READ WITH RULE 9 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 62 OF THE ACT READ WITH RULE 13 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
|
IMPOSED PENALTY RS.6,30,000
15-OCT-2024
|
|
| 2 |
|
|
ABAYAMBIGAI NIDHI LTD.
(CIN:U65924TN2016PLC110802)
|
|
|
|
SUDARSHAN
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
25-JUN-2024
|
|
| 3 |
|
|
ACCELER EDTECH PVT.LTD.
(CIN:U80904PN2022PTC211483)
|
|
|
|
KETKI ANISH SOHANI
|
|
|
SAYALI NISHIKANT RAJEBAHADUR
|
|
|
SIDDHARTH SHARAD RAHALKAR
|
|
DELAY IN FILING OF E-FORM PAS-3 FOR RETURN OF ALLOTMENT OF SECURITIES WITHIN TIME VIOLATING SECTION 42(8) OF THE ACT OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.15,000
30-DEC-2024
|
|
| 4 |
|
|
AGNISWARI NIDHI LTD.
(CIN:U65990TN2022PLN153230)
|
|
|
|
GANESAN RAJANMANI
|
|
|
THANGASAMY MAHALINGAM
|
|
|
THANGASAMY POUNAYAL
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
11-JUL-2024
|
|
| 5 |
|
|
AJAY NIDHI LTD.
(CIN:U65991TN2016PLC109937)
|
|
|
|
KAMAL CHAND
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
25-JUL-2024
|
|
| 6 |
|
|
APPATTUVILAI ST.ANTONY'S NIDHI LTD.
(CIN:U65929TN2017PLC119174)
|
|
|
|
PARAMJOTHI JESUDASAN
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
01-AUG-2024
|
|
| 7 |
|
|
BCL HOMES LTD.
(CIN:U00082CH2005PLC029291)
|
|
|
|
BALDEV CHAND BANSAL
(DIN:00157520)
|
|
|
RAJEEV KUMAR
(DIN:06814112)
|
|
|
TARJINDER KUMAR BANSAL
(DIN:00157483)
|
|
DID NOT ADHERE TO SECTION 29(1)(B) OF THE COMPANIES ACT, 2013 READ WITH RULE 9A OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.2,00,000
08-JAN-2025
|
|
| 8 |
|
|
C2C ADVANCED SYSTEMS LTD.
(CIN:U72200KA2018PLC110361)
|
|
|
|
KURIYEDATH RAMESH
|
|
|
LAKSHMI CHANDRA
|
|
|
MANJEET SINGH
|
|
|
MURTAZA ALI SOOMAR
|
|
ISSUED SHARES IN PHYSICAL FORM VIOLATING SECTION 29 OF THE ACT. READ WITH RULE 9A(1)(A) OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.40,000
02-DEC-2024
|
|
| 9 |
|
|
CALENDULA REALTY PVT.LTD.
(CIN:U45203WB2022PTC251379)
|
|
|
|
AMIT AGARWALLA
|
|
|
GAUTAM AGARWALLA
|
|
DID NOT MAKE DISCLOSURE PERTAINING TO ISSUE OF SHARES THROUGH PRIVATE PLACEMENT VIOLATING RULE 13(2)(D) OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED UNDER THE FORMAT OF FORM PAS-4 VIOLATING RULE 14(3) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.81,000
05-JUN-2024
|
|
| 10 |
|
|
CHINFIN NIDHI LTD.
(CIN:U64990TN2023PLN159534)
|
|
|
|
JOHNMANIBHARATH JOHNMOSES
(DIN:02815981)
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
26-MAY-2025
|
|
| 11 |
|
|
CHOLA NADU BENEFIT FUND LTD.
(CIN:U65990TN2011PLC079766)
|
|
|
|
VEERAPPAN THANGAVEL KUMARASWAMI
(DIN:02945735)
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
23-MAY-2025
|
|
| 12 |
|
|
COVALENSE DIGITAL SOLUTIONS PVT.LTD.
(CIN:U72900KA2018PTC170059)
|
|
|
|
ANJANA ARJUNASHREE
|
|
|
SREENIVAS VENKATA SATYA PEESAPATI
|
|
UTILIZED FUNDS BEFORE FILING OF E-FORM PAS-3 VIOLATING SECTION 42(4) OF THE ACT OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.14,000
21-DEC-2023
|
|
| 13 |
|
|
CUREBAY TECHNOLOGIES PVT.LTD.
(CIN:U85110OR2020PTC035200)
|
|
|
|
PRIYADARSHI MOHAPATRA
|
|
|
SOBHAN MAHAPATRA
|
|
DELAY IN FILING OF E-FORM PAS-3 FOR ALLOTMENT OF SECURITIES VIOLATING SECTION 42(8) OF THE ACT OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.2,05,500
22-MAY-2024
|
|
| 14 |
|
|
DAB GAMES PVT.LTD.
(CIN:U93190HR2023PTC114495)
|
|
|
|
ADITYA DUBEY
|
|
|
AKSHAT BANSAL
|
|
DELAY IN ISSUING PRIVATE PLACEMENT OFFER CUM APPLICATION LETTER AFTER FILING OF SPECIAL RESOLUTION TO REGISTRAR OF COMPANY VIOLATING SECTION 42 READ WITH RULE 14(8) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.5,000
26-JUL-2024
|
|
| 15 |
|
|
DASHBOARD ACCOUNT AGGREGATION SERVICES PVT.LTD.
(CIN:U74999TN2021PTC144889)
|
|
|
|
VENKATESH KRISHNAMOORTI
(DIN:09246848)
|
|
|
VIJAYAN RAJASEKAR
(DIN:09246849)
|
|
DID NOT FILE SPECIAL RESOLUTION TO REGISTRAR OF COMPANY BEFORE ISSUANCE OF PRIVATE PLACEMENT OFFER CUM APPLICATION LETTER VIOLATING SECTION 42 READ WITH RULE 14(8) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
16-JUN-2025
|
|
| 16 |
|
|
DHANALAKSHMI SRINIVASAN NIDHI LTD.
(CIN:U67100TN2016PLC104197)
|
|
|
|
ARUNACHALAM SRINIVASAN
|
|
|
KATHIRAVAN SRINIVASAN
|
|
|
KUMARAGURUBARAN
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
11-JUL-2024
|
|
| 17 |
|
|
ERAVANCHERY NIDHI LTD.
(CIN:U65990TN2017PLC120189)
|
|
|
|
VIJAYARAJ
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
06-AUG-2024
|
|
| 18 |
|
|
HADAPSAR URBAN MULTIPLE NIDHI LTD.
(CIN:U67100PN2018PLC180638)
|
|
|
|
IQBAL RASOOL SHAIKH
|
|
|
NAJIYA IQBAL SHAIKH
|
|
|
SANDEEP ANKUSH KALE
|
|
|
YOGESH BABAN GAIKWAD
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.2,00,000
26-JUN-2024
|
|
| 19 |
|
|
ISPAT SHEETS LTD.
(CIN:L27107AS1988PLC002877)
|
|
|
|
DHIRAJ PATHAK
|
|
|
NABA KUMAR PAL
|
|
|
OM PRAKASH JHA
|
|
DELAY IN FILING OF FORM PAS-6 VIOLATING SECTION 29(1A) READ WITH SUB RULES 8 AND 9A OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.2,00,000
29-OCT-2024
|
|
| 20 |
|
|
JEEVODHAYA SAHAYA NIDHI LTD.
(CIN:U65999TN2020PLN138601)
|
|
|
|
PRATIBAH SAMUEL STEPHENS
(DIN:08915640)
|
|
|
REBECCA SAROJINI STANLEY
(DIN:02234283)
|
|
|
SAMUEL DEVAPRASAD STEPHENS
(DIN:02234036)
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
15-JUL-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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