| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
BHATTACHARYA DAS & CO.
|
|
|
|
BISWARUP MUKHERJEE
|
|
DID NOT DISCLOSURE OF OTHER NON-CURRENT INVESTMENTS AS QUOTED/UNQUOTED VIOLATING SECTION 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT SPECIFY NATURE OF OTHER OUTSTANDING PAYABLE UNDER THE HEAD “OTHER CURRENT LIABILITIES” IN THE BALANCE SHEET VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT SPECIFY NATURE OF OTHER LOANS & ADVANCES UNDER THE HEAD “LONG TERM LOANS AND ADVANCES” VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT SPECIFY NATURE OF OTHER LOANS & ADVANCES UNDER THE HEAD “SHORT TERM LOANS AND ADVANCES” UNDER SUB HEADING OTHER LOANS AND ADVANCES VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT PROVIDE ADDITIONAL INFORMATION REGARDING MISCELLANEOUS EXPENSES BY WAY OF NOTES VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT SPECIFY NATURE OF OTHER CURRENT LIABILITIES SHOWED UNDER THE HEAD “OTHER CURRENT LIABILITIES” IN BALANCE SHEET VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT SPECIFY NATURE OF OTHER LOANS & ADVANCES UNDER THE HEAD “LONG TERM LOANS AND ADVANCES” VIOLATING SECTION 143 READ WITH SCHEDULE III OF THE COMPANIES ACT, 2013
DID NOT SPECIFY NATURE OF OTHER LOANS & ADVANCES UNDER THE HEAD “SHORT TERM LOANS AND ADVANCES” UNDER SUB HEADING OTHER LOANS AND ADVANCES VIOLATING SECTIONS 143 READ WITH 129 READ WITH SCHEDULE III OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.15,000
03-FEB-2025
|
|
| 2 |
|
|
COLACHEL VICARIATE NIDHI LTD.
(CIN:U65991TN1994PLC027092)
|
|
|
|
ARUMAI NAYAGAM NAYAGAM VALERIAN
(DIN:01662688)
|
|
|
MARIADASAN UBALD
(DIN:06447105)
|
|
DID NOT MENTION COMPLETE DETAILS IN THE LIST OF ALLOTTEES WHILE FILING E-FORM PAS-3 VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
06-JAN-2026
|
|
| 3 |
|
|
CORNERSTONE PROPERTIES PVT.LTD.
(CIN:U07010KA2004PTC033504)
|
|
|
|
AISHWARYA KUMAR BABU REDDY
|
|
|
AKSHAY KUMAR BABU REDDY
|
|
|
BYAPPANAHALI PRABHAKARA REDDY KUMAR BABU
|
|
|
KUMUDHA KUMARBABU
|
|
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY AND/OR CHIEF FINANCIAL OFFICER VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
04-DEC-2024
|
|
| 4 |
|
|
DPC SOCIAL BENEFITS NIDHI LTD.
(CIN:U65999UR2021PLN013272)
|
|
|
|
POOJA PANWAR
|
|
DID NOT MENTION COMPLETE DETAILS IN THE LIST OF ALLOTTEES WHILE FILING E-FORM PAS-3 VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
09-SEP-2024
|
|
| 5 |
|
|
JMBF KUMBAKONAM NIDHI LTD.
(CIN:U65100TN2013PLC090427)
|
|
|
|
PATTABIRAMAN SAVITHIRI
(DIN:05301447)
|
|
DID NOT MENTION COMPLETE DETAILS IN THE LIST OF ALLOTTEES WHILE FILING E-FORM PAS-3 VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
07-JAN-2026
|
|
| 6 |
|
|
KALPAKKAM NIDHI LTD.
(CIN:U65991TN1994PLC029165)
|
|
|
|
BABULAL JAIN
(DIN:00014957)
|
|
DID NOT MENTION COMPLETE DETAILS IN THE LIST OF ALLOTTEES WHILE FILING E-FORM PAS-3 VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
22-NOV-2024
|
|
| 7 |
|
|
KAMAKOTI BENEFIT FUND NIDHI LTD.
(CIN:U65990TN2020PLN135097)
|
|
|
|
PALGHAT RAMAKRISHNAN BALASUBRAMANIAN
(DIN:08733011)
|
|
|
PATTABIRAMAN KRISHNAN
(DIN:01843502)
|
|
|
SADASIVAM JAYARAMAN
(DIN:03483895)
|
|
DID NOT MENTION COMPLETE DETAILS IN THE LIST OF ALLOTTEES WHILE FILING E-FORM PAS-3 VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
06-JAN-2026
|
|
| 8 |
|
|
KARPAGAMOORTHY BENEFIT FUND NIDHI LTD.
(CIN:U74990TN2010PLC076679)
|
|
|
|
BALASUBRAMANIAN
(DIN:08639177)
|
|
|
KASIVISWANATHAN
(DIN:08082987)
|
|
DID NOT MENTION COMPLETE DETAILS IN THE LIST OF ALLOTTEES WHILE FILING E-FORM PAS-3 VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
08-JAN-2026
|
|
| 9 |
|
|
M.P.SHARMA & CO.
|
|
|
|
SUDHIR SHARMA
|
|
DID NOT SPECIFY NATURE OF OTHER OUTSTANDING PAYABLE UNDER THE HEAD “OTHER CURRENT LIABILITIES” IN THE BALANCE SHEET VIOLATING SECTIONS 143 READ WITH 129 READ WITH SCHEDULE III OF THE COMPANIES ACT, 2013
SHOWED OTHER LOANS AND ADVANCES UNDER THE HEADING “SHORT-TERM LOANS AND ADVANCES” IN FINANCIAL STATEMENTS VIOLATING SECTIONS 143 READ WITH 129 READ WITH SCHEDULE III OF THE COMPANIES ACT, 2013
DID NOT DISCLOSURE OF ADDITIONAL INFORMATION REGARDING AGGREGATE EXPENDITURE AND INCOME VIOLATING SECTIONS 143 READ WITH 129 OF THE COMPANIES ACT, 2013 READ WITH ACCOUNTING STANDARD 13
DID NOT SPECIFY NATURE OF OTHER CURRENT LIABILITIES SHOWED UNDER THE HEAD “OTHER CURRENT LIABILITIES” IN BALANCE SHEET VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
SHOWED OTHER LOANS AND ADVANCES UNDER THE HEADING “SHORT-TERM LOANS AND ADVANCES” IN BALANCE SHEET VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT CLASSIFY NON-CURRENT INVESTMENTS AS TRADE INVESTMENT AND OTHER INVESTMENTS VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT MAKE DISCLOSURE OF DETAILS IN REGARDING TO NAMES OF THE BODIES CORPORATE SUCH AS SUBSIDIARIES, ASSOCIATES, JOINT VENTURE OR CONTROLLED SPECIAL PURPOSE VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT MAKE DISCLOSURE BY WAY OF NOTES ADDITIONAL INFORMATION REGARDING AGGREGATE EXPENDITURE AND INCOME VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.80,000
15-OCT-2024
|
|
| 10 |
|
|
M.P.SHARMA & CO.
|
|
|
|
SUDHIR SHARMA
|
|
DID NOT DISCLOSURE OF OTHER NON-CURRENT INVESTMENTS AS QUOTED/UNQUOTED VIOLATING SECTION 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT SPECIFY NATURE OF OTHER OUTSTANDING PAYABLE UNDER THE HEAD “OTHER CURRENT LIABILITIES” IN THE BALANCE SHEET VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT SPECIFY NATURE OF OTHER LOANS & ADVANCES UNDER THE HEAD “LONG TERM LOANS AND ADVANCES” VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT SPECIFY NATURE OF OTHER LOANS & ADVANCES UNDER THE HEAD “SHORT TERM LOANS AND ADVANCES” UNDER SUB HEADING OTHER LOANS AND ADVANCES VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT PROVIDE ADDITIONAL INFORMATION REGARDING MISCELLANEOUS EXPENSES BY WAY OF NOTES VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT SPECIFY NATURE OF OTHER CURRENT LIABILITIES SHOWED UNDER THE HEAD “OTHER CURRENT LIABILITIES” IN BALANCE SHEET VIOLATING SECTIONS 227 READ WITH 211 READ WITH SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT SPECIFY NATURE OF OTHER LOANS & ADVANCES UNDER THE HEAD “LONG TERM LOANS AND ADVANCES” VIOLATING SECTION 143 READ WITH SCHEDULE III OF THE COMPANIES ACT, 2013
DID NOT SPECIFY NATURE OF OTHER LOANS & ADVANCES UNDER THE HEAD “SHORT TERM LOANS AND ADVANCES” UNDER SUB HEADING OTHER LOANS AND ADVANCES VIOLATING SECTIONS 143 READ WITH 129 READ WITH SCHEDULE III OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.55,000
03-FEB-2025
|
|
| 11 |
|
|
MATHWORKS INDIA PVT.LTD.
(CIN:U72200KA2008FTC045050)
|
|
|
|
HIMA BINDU PUTTA
|
|
|
JEANNE MARIE O KEEFE
|
|
|
KISHORE RAO
|
|
|
KUMAR BAKTHAVATCHALU
|
|
|
NAGULAPALLI BHASKAR RAO
|
|
|
STEVAN DOUGLAS BARBO
|
|
|
SYAM SUNDER GARIMIDI
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY AND/OR CHIEF FINANCIAL OFFICER VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.5,00,000
11-JUN-2024
|
|
| 12 |
|
|
MULAGUMOODU VICARIATE CATHOLIC NIDHI LTD.
(CIN:U65991TN1995PLC030938)
|
|
|
|
SAVARIMUTHU SEKHAR
(DIN:07559450)
|
|
DID NOT MENTION COMPLETE DETAILS IN THE LIST OF ALLOTTEES WHILE FILING E-FORM PAS-3 VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
07-JAN-2026
|
|
| 13 |
|
|
PONDICHERRY SPECIAL ECONOMIC ZONE CO.LTD.
(CIN:U45209PY2006PLC001966)
|
|
|
|
CHANDRA PRAKASH KOTHARI
|
|
|
DEEPAK SETHI
|
|
|
SRIKANTHA SATHYANARANA RAO JAGALUR
|
|
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
DID NOT APPOINT KEY MANAGERIAL PERSONNEL VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
29-OCT-2024
|
|
| 14 |
|
|
PRICE WATERHOUSE,M/S
|
|
|
|
PRADIP LAW
|
|
DID NOT CLASSIFY AND DISCLOSE THAT EARNINGS IN FOREIGN EXCHANGE INCLUDE INCOME FROM OTHER SERVICES VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT CLASSIFY INCOME FROM INVESTMENTS INTO INCOME FROM TRADE INVESTMENTS OR OTHER INVESTMENTS VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT BIFURCATED INTO AMOUNT DUE TO MSME AND AMOUNT DUE TO OTHERS VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART I OF SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.1,60,000
03-JUL-2023
|
|
| 15 |
|
|
PRICE WATERHOUSE,M/S
|
|
|
|
PRADIP LAW
|
|
UNSECURED LOANS INCLUDED IN SECURITY DEPOSITS FROM SELLING AGENTS/ DEALERS AND OTHERS VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 16 |
|
|
PRICE WATERHOUSE,M/S
|
|
|
|
PRADIP LAW
|
|
DID NOT DISCLOSE SEPARATELY EXPENSES INCURRED FOR GRATUITY VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PARTI AND II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 17 |
|
|
PRICE WATERHOUSE,M/S
|
|
|
|
PRADIP LAW
|
|
CLUBBED VALUE OF LAND WITH BUILDING WITHOUT SEGREGATING VALUE OF LAND AND BUILDING SEPARATELY VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 (3A) AND ACCOUNTING STANDARDS 10
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 18 |
|
|
PRICE WATERHOUSE,M/S
|
|
|
|
PRADIP LAW
|
|
DID NOT CLASSIFY PROFIT ON SALE OF INVESTMENT INTO PROFIT FROM SALE OF LONG TERM AND/OR CURRENT INVESTMENT VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 READ WITH ACCOUNTING STANDARD-13
DID NOT CLASSIFY DIVIDEND INTO DIVIDEND FROM LONG TERM INVESTMENT AND/OR CURRENT INVESTMENT VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 READ WITH ACCOUNTING STANDARD-13
DISCLOSURES MADE UNDER DIFFERENT HEADS WERE SHOWN AFTER NETTING I.E. PROFIT ON SALE/DISCARD OF FIXED ASSETS, ADVANCES, INTEREST/FINANCE CHARGES, ICDS/LOANS GIVEN, PROCEEDS FROM SHORT TERM BORROWINGS, PROCEEDS FROM FIXED DEPOSITS VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 READ WITH ACCOUNTING STANDARD-3
DID NOT DISCLOSE AMOUNT OF EXPENDITURE INCURRED ON RESEARCH AND DEVELOPMENT VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 READ WITH ACCOUNTING STANDARD-26
DID NOT DISCLOSE TRANSACTIONS OF DONATIONS WITH KOTHARI MEDICAL CENTRE IN RELATED PARTY TRANSACTIONS VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 READ WITH ACCOUNTING STANDARD-18
DID NOT STATE AS TO WHETHER IN THEIR OPINION, PROFIT & LOSS ACCOUNT AND BALANCE SHEET COMPLY WITH ACCOUNTING STANDARD VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SUB-SECTION 3(C) OF SECTION 211 OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.1,60,000
03-JUL-2023
|
|
| 19 |
|
|
PRICE WATERHOUSE,M/S
|
|
|
|
PRADIP LAW
|
|
DID NOT RECOGNIZE RETENTION MONEY IN THE RESPECTIVE FINANCIAL YEARS VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 AND ACCOUNTING STANDARD-9
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 20 |
|
|
PRICE WATERHOUSE,M/S
|
|
|
|
PRADIP LAW
|
|
DID NOT MAKE DISCLOSURE OF TRANSACTIONS WITH KCT TRADING PVT.LTD., WHEREIN CHAIRMAN AND MANAGING DIRECTORS WAS INTERESTED VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 AND ACCOUNTING STANDARD-18
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 1 of 2
|
