| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.H.AHAMAD SHAKIR
|
|
|
|
ETA STAR PROPERTY DEVELOPERS LTD.
(CIN:U70102TN2005PLC064766)
|
|
DELAY IN FILING OF FORM BEN-1 WITH THE COMPANY VIOLATING SECTIONS 90(4A) READ WITH 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
05-SEP-2024
|
|
| 2 |
|
|
AAKANSHA SINGHAL
(DIN:10147662)
|
|
|
|
HEXAFUN PVT.LTD.
(CIN:U47912DL2023PTC413622)
|
|
DID NOT MAINTAIN SEPARATE BANK ACCOUNT FOR SUBSCRIPTION OF SHARES VIOLATING SECTION 42(6) OF THE COMPANIES ACT, 2013
DID NOT MAKE DISCLOSURE REQUIRED UNDER THE FORMAT OF FORM PAS-4 VIOLATING RULE 14(3) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT OPEN SEPARATE BANK ACCOUNT TO RECEIVE APPLICATION MONEY AND KEPT THE SAME IN GENERAL CURRENT ACCOUNT VIOLATING SECTION 42(6) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
14-OCT-2025
|
|
| 3 |
|
|
AAKANSHA SINGHAL
(DIN:10147662)
|
|
|
|
HEXAFUN PVT.LTD.
(CIN:U47912DL2023PTC413622)
|
|
UTILIZED FUNDS RAISED THROUGH PRIVATE PLACEMENT BEFORE FILING RETURN OF ALLOTMENT IN E-FORM PAS-3 VIOLATING SECTION 42(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
14-OCT-2025
|
|
| 4 |
|
|
AAKANSHA SINGHAL
(DIN:10147662)
|
|
|
|
HEXAFUN PVT.LTD.
(CIN:U47912DL2023PTC413622)
|
|
DELAY IN FILING OF E-FORM MGT-14 FOR SPECIAL RESOLUTION PASSED FOR ALLOTMENTS OF EQUITY SHARES AND COMPULSORY CONVERTIBLE DEBENTURE VIOLATING SECTION 117 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.11,500
29-SEP-2025
|
|
| 5 |
|
|
AANIS AHMAD
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE FORM PAS-3 VIOLATING SECTION 39(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.52,900
09-APR-2024
|
|
| 6 |
|
|
AANIS AHMAD
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE MGT-14 REGARDING APPROVAL OF FINANCIAL STATEMENT VIOLATING SECTION 117 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,25,000
09-APR-2024
|
|
| 7 |
|
|
AANIS AHMAD
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.25,000
09-APR-2024
|
|
| 8 |
|
|
AANIS AHMAD
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE E-FORM SH-7 FOR INCREASE OF AUTHORIZED SHARE CAPITAL VIOLATING SECTION 64(1)(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
09-APR-2024
|
|
| 9 |
|
|
AANIS AHMAD
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT APPOINT STATUTORY AUDITOR AND DID NOT FILE E-FORM ADT-1 VIOLATING SECTIONS 139 READ WITH 147 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
09-APR-2024
|
|
| 10 |
|
|
AARTI Y.MODI
|
|
|
TRANSFERRED SHARES IN PHYSICAL MODE VIOLATING SECTION 29 OF THE COMPANIES ACT, 2013 READ WITH RULE 9A OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2015
|
IMPOSED PENALTY RS.10,000
21-JUN-2024
|
|
| 11 |
|
|
AASHICA KHANNA
(DIN:07234640)
|
|
|
|
IHHR HOSPITALITY ANANDA PVT.LTD.
(CIN:U55101PN2015PTC180220)
|
|
DID NOT ISSUE BEN-4 NOTICE TO INDIVIDUALS OR ENTITIES TO PROVIDE DETAILS OF SIGNIFICANT BENEFICIAL OWNERS VIOLATING SECTION 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
01-DEC-2025
|
|
| 12 |
|
|
AASTHA SHARMA
|
|
|
|
ANHEUSER BUSCH INBEV INDIA LTD.
(CIN:U65990MH1988PLC049687)
|
|
DELAY IN HOLDING SEPARATE MEETING VIOLATING SECTION 149 READ WITH SCHEDULE IV OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 13 |
|
|
AASTHA SHARMA
|
|
|
|
ANHEUSER BUSCH INBEV INDIA LTD.
(CIN:U65990MH1988PLC049687)
|
|
DID NOT ADHERE TO SECRETARIAL STANDARDS SPECIFIED BY ICAI VIOLATING SECTION 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
24-DEC-2024
|
|
| 14 |
|
|
AB.GAFAR AB.LATIF
|
|
|
TRANSFERRED SHARES IN PHYSICAL MODE VIOLATING SECTION 29 OF THE COMPANIES ACT, 2013 READ WITH RULE 9A OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2015
|
IMPOSED PENALTY RS.10,000
21-JUN-2024
|
|
| 15 |
|
|
ABDUL ALIM
|
|
|
|
ETA STAR PROPERTY DEVELOPERS LTD.
(CIN:U70102TN2005PLC064766)
|
|
DELAY IN ISSUING OF E-FORM BEN-4 WITH THE REGISTRAR OF COMPANIES VIOLATING SECTIONS 90(4A) READ WITH 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
05-SEP-2024
|
|
| 16 |
|
|
ABDUL LATHEEF JABBAR
|
|
|
|
S A LIFE STYLE PVT.LTD.
(CIN:U70109KA2021PTC154077)
|
|
DELAY IN FIING OF E-FORM INC-20A FOR COMMENCEMENT OF BUSINESS VIOLATING SECTION 10(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
08-MAR-2024
|
|
| 17 |
|
|
ABDUL RAHAMAN MIAH
(DIN:03644602)
|
|
|
|
TRIREME LIFE SCIENCES PVT.LTD.
(CIN:U85100MP2012PTC029317)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.4,000
25-JAN-2023
|
|
| 18 |
|
|
ABDUL SAMAD ANSARI
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE FORM PAS-3 VIOLATING SECTION 39(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.52,900
09-APR-2024
|
|
| 19 |
|
|
ABDUL SAMAD ANSARI
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE MGT-14 REGARDING APPROVAL OF FINANCIAL STATEMENT VIOLATING SECTION 117 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,25,000
09-APR-2024
|
|
| 20 |
|
|
ABDUL SAMAD ANSARI
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.25,000
09-APR-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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