| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ADITRI INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES FROM 28-MAR-2022
15-MAR-2022
|
|
| 2 |
|
|
ADITRI INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SUSPENDED FROM TRADING FROM 13-MAY-2022
12-APR-2022
|
|
| 3 |
|
|
ADITRI INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES FROM 27-JUN-2022
14-JUN-2022
|
|
| 4 |
|
|
ADITRI INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SUSPENDED FROM TRADING FROM 12-AUG-2022
12-JUL-2022
|
|
| 5 |
|
|
AGS TRANSACT TECHNOLOGIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES FROM 27-MAR-2026
17-MAR-2026
|
|
| 6 |
|
|
AKS CREDITS LTD.
|
|
|
DID NOT ADHERE TO REGULATIONS 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SUSPENDED FROM TRADING FROM 22-NOV-2021
20-OCT-2021
|
MSEI VIDE ITS CIRCULAR DATED 02/06/2022 REITERATED THAT AS PER SEBI CIRCULAR DATED 22/01/2020, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIES BZ) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.14/06/2022
|
| 7 |
|
|
AKS CREDITS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SUSPENDED FROM TRADING FROM 13-DEC-2021
11-NOV-2021
|
MSEI VIDE ITS CIRCULAR DATED 10/06/2022 REITERATED THAT AS PER SEBI CIRCULAR DATED 22/01/2020, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIES BZ) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.28/06/2022
|
| 8 |
|
|
AKS CREDITS LTD.
|
|
|
DID NOT ADHERE TO REGULATIONS 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES FROM 04-OCT-2021
21-SEP-2021
|
|
| 9 |
|
|
AKS CREDITS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES FROM 25-OCT-2021
12-OCT-2021
|
|
| 10 |
|
|
ALBA POLYMERS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES FROM 24-APR-2023
12-APR-2023
|
|
| 11 |
|
|
ALBA POLYMERS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SUSPENDED FROM TRADING FROM 12-JUN-2023
10-MAY-2023
|
MSEI VIDE ITS CIRCULAR DATED 15/12/2023 REITERATED THAT AS PER SEBI CIRCULAR DATED 22/01/2020, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIES BZ) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.02/01/2024
|
| 12 |
|
|
AMRIT INDIA LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 11-OCT-2019
19-SEP-2019
|
MSEI VIDE ITS CIRCULAR DATED 20/04/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIEZ “BZ”) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.28/04/2020 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 27/04/2020)
|
| 13 |
|
|
AVAIL HOLDING LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES FROM 28-DEC-2020
16-DEC-2020
|
|
| 14 |
|
|
AVAIL HOLDING LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SUSPENDED FROM TRADING FROM 12-FEB-2021
12-JAN-2021
|
MSEI VIDE ITS CIRUCLAR DATED 16/08/2021 REITERATED THAT AS PER SEBI CIRCULAR DATED 22/01/2020, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (BZ SERIES) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 31/08/2021
|
| 15 |
|
|
BRISK SERVICES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES
01-DEC-2020
|
MSEI VIDE ITS CIRCULAR DATED 15/01/2021 COMPANY HAS COMPLIED WITH REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015 AND REQUESTED TO TRANSFERRED SECURITIES FROM BZ SERIES TO BE SERIES W.E.F.27/01/2021
|
| 16 |
|
|
CHITRAKUT HOLDINGS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES
01-DEC-2020
|
MSEI VIDE ITS CIRCULAR DATED 16/12/2020 DIRECTED TO TRANSFER SECURITIES FROM BZ SERIES TO BE SERIES W.E.F.28/12/2020
|
| 17 |
|
|
CHITRAKUT HOLDINGS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES FROM 25-OCT-2021
12-OCT-2021
|
|
| 18 |
|
|
CMI LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES FROM 27-MAR-2026
17-MAR-2026
|
|
| 19 |
|
|
COMMEX TECHNOLOGY LTD.
|
|
|
DID NOT ADHERE TO REGULATIONS 17(1) OF SEBI (LODR) REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 02-JAN-2020
11-DEC-2019
|
MSEI VIDE ITS CIRCULAR DATED 11/07/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIEZ “BZ”) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 20/07/2020 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 17/07/2020)
|
| 20 |
|
|
DEVHARI EXPORTS (INDIA) LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO BZ SERIES FROM 03-JAN-2022
21-DEC-2021
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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