| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AMRIT INDIA LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 11-OCT-2019
19-SEP-2019
|
MSEI VIDE ITS CIRCULAR DATED 20/04/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIEZ “BZ”) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.28/04/2020 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 27/04/2020)
|
| 2 |
|
|
COMMEX TECHNOLOGY LTD.
|
|
|
DID NOT ADHERE TO REGULATIONS 17(1) OF SEBI (LODR) REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 02-JAN-2020
11-DEC-2019
|
MSEI VIDE ITS CIRCULAR DATED 11/07/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIEZ “BZ”) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 20/07/2020 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 17/07/2020)
|
| 3 |
|
|
FIBER PLUS INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 02-NOV-2018
12-OCT-2018
|
MSEI VIDE ITS CIRCULAR DATED 10/05/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 20/05/2019 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 17/05/2019)
|
| 4 |
|
|
K2 SYSTEMS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 11-JUL-2019
19-JUN-2019
|
MSEI VIDE ITS CIRCULAR DATED 20/01/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIEZ “BZ”) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 28/01/2020 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 27/01/2020)
|
| 5 |
|
|
KGN ENTERPRISES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
DID NOT ADHERE TO LISTING REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 17-OCT-2018
26-SEP-2018
|
MSEI VIDE ITS CIRCULAR DATED 15/04/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 02/05/2019 2019 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 30/04/2019)
|
| 6 |
|
|
KIRANGLOBAL BUSINESS INVESTMENT LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 04-NOV-2019
DIRECTED DEPOSITORIES TO FREEZE ENTIRE PROMOTER SHAREHOLDING OF STERLING ESTATES & PROPERTIES LTD.
11-OCT-2019
|
MSEI VIDE ITS CIRCULAR DATED 18/05/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIEZ “BZ”) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 26/05/2020 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 22/05/2020)
|
| 7 |
|
|
MASHAAL IMPEX LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 10-JAN-2019
19-DEC-2018
|
MSEI VIDE ITS CIRCULAR DATED 23/07/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 29/07/2019 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 26/07/2019)
|
| 8 |
|
|
ONLINE INFORMATION TECHNOLOGIES LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 04-NOV-2019
DIRECTED DEPOSITORIES TO FREEZE ENTIRE PROMOTER SHAREHOLDING OF STERLING ESTATES & PROPERTIES LTD.
11-OCT-2019
|
MSEI VIDE ITS CIRCULAR DATED 18/05/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIEZ “BZ”) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 26/05/2020 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 22/05/2020)
MSEI VIDE ITS CIRCULAR DATED 20/03/2026 REVOKED SUSPENSION OF TRADING OF EQUITY SHARES UNDER “BE” SERIES W.E.F.30/03/2026
|
| 9 |
|
|
PINCON LIFESTYLE LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 17-JUL-2018
25-JUN-2018
|
|
| 10 |
|
|
STERLING ESTATES & PROPERTIES LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
FAILED TO PAY FINES
|
SUSPENDED FROM TRADING FROM 05-FEB-2019 TILL COMPLY WITH PROVISION OF LODR REGULATIONS, 2015 INCLUDING PAYMENT OF FINE
DIRECTED DEPOSITORIES TO FREEZE ENTIRE PROMOTER SHAREHOLDING OF STERLING ESTATES & PROPERTIES LTD.
14-JAN-2019
|
MSEI VIDE ITS CIRCULAR DATED 14/08/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIEZ “BZ”) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 26/08/2019 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 23/08/2019)
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
