|
S.No.
|
ENTITY |
PERSONS |
REGULATORY CHARGES
|
REGULATORY ACTION(S) / DATE OF ORDER
|
FURTHER DEVELOPMENTS
|
|
41
|
|
AMAN SAHAKARI BANK LTD.
|
|
|
DID NOT ADHERE TO CERTAIN DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY RBI UNDER SUPERVISORY ACTION FRAMEWARK
|
IMPOSED PENALTY RS.3,00,000
18-JUN-2021
|
|
|
42
|
|
|
AMANATH CO-OPERATIVE BANK LTD.,THE
|
|
|
OBSERVED MATERIAL SUPERVISORY CONCERNS AS POOR FINANCIALS INCLUDING LARGE ACCUMULATED LOSSES AND NEGATIVE NET WORTH FOR PAST SEVERAL YEARS
OBSERVED MATERIAL SUPERVISORY CONCERNS RELATED TO CORPORATE GOVERNANCE IN OPERATIONS OF ONE TIME SETTLEMENT SCHEME BY BANK
|
RESTRAINED FROM GRANTING OR RENEWING ANY LOAN /ADVANCES, MAKE ANY INVESTMENT, INCUR ANY LIABILITIES INCLUDING BORROWAL OF FUNDS AND ACCEPTANCE OF FRESH DEPOSITS, DISBURSE OR AGREE TO DISBURSE ANY PAYMENT WHETHER IN DISCHARGE OF ITS LIABILITIES AND OBLIGATIONS OR OTHERWISE, ENTER INTO ANY COMPROMISE OR ARRANGEMENT AND SELL, TRANSFER OR OTHERWISE DISPOSE OF ANY OF ITS PROPERTIES OR ASSETS
12-JUN-2024
|
RBI VIDE ITS ORDER DATED 11/12/2024, DIRECTED TO CONTINUE DIRECTIVE DATED 12/06/2024 FOR FURTHER THREE MONTHS FROM 13/12/2024 TO 12/03/2025
RBI VIDE ITS ORDER DATED 07/03/2025, DIRECTED TO CONTINUE DIRECTIVE DATED 12/06/2024 FOR FURTHER THREE MONTHS FROM 13/03/2025 TO 12/06/2025
RBI VIDE ITS ORDER DATED 06/06/2025, DIRECTED TO CONTINUE DIRECTIVE DATED 12/06/2024 FOR FURTHER THREE MONTHS FROM 13/06/2025 TO 12/09/2025
|
|
43
|
|
|
AMANATH CO-OPERATIVE BANK LTD.,THE
|
|
|
VIOLATED DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY RBI
|
RESTRAINED FROM GRANTING OR RENEWING ANY LOAN /ADVANCES, MAKE INVESTMENT, INCUR LIABILITIES, BORROW, DEAL IN PROPERTIES ETC. WITHOUT APPROVAL OF RBI IN WRITING
01-APR-2013
|
RBI VIDE ITS ORDER DATED 08/07/2015, EXTENDED TO DIRECTIONS TILL 04/01/2016
RBI VIDE ITS ORDER DATED 30/09/2013, EXTENDED PERIOD OF DIRECTIONS FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/10/2013 TO 04/04/2014 AND AGAIN EXTENDED FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/04/2014 TO 04/10/2014 AND AGAIN EXTENDED FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/10/2014 TO 04/01/2015
RBI VIDE ITS ORDER DATED 13/07/2016, AGAIN EXTENDED DIRECTIONS FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/07/2016 TO 04/01/2017
RBI VIDE ITS ORDER DATED 04/01/2017, AGAIN EXTENDED DIRECTIONS FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/01/2017 TO 04/07/2017
RBI VIDE ITS ORDER DATED 04/07/2017, AGAIN EXTENDED DIRECTIONS FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/07/2017 TO 04/01/2018
RBI VIDE ITS ORDER DATED 04/01/2018, AGAIN EXTENDED DIRECTIONS FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/01/2018 TO 04/07/2018
RBI VIDE ITS ORDER DATED 02/01/2019, AGAIN EXTENDED DIRECTIONS FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/01/2019 TO 04/07/2019
RBI VIDE ITS ORDER DATED 04/07/2019, AGAIN EXTENDED DIRECTIONS FOR A FURTHER PERIOD OF SIX MONTHS FROM 05/07/2019 TO 04/01/2020
RBI VIDE ITS ORDER DATED 03/01/2020 WITHDREW W.E.F. 03/012020ALL ALL THE DIRECTIONS ISSUED
|
|
44
|
|
|
AMBARNATH JAIHIND CO-OPERATIVE BANK LTD.
|
|
|
COLLECTED FIX PENALTY FOR SHORTFALL IN MAINTENANCE OF MINIMUM BALANCE IN SAVING BANK ACCOUNTS WITHOUT GIVING ONE MONTH NOTICE TO CUSTOMERS REGARDING MINIMUM BALANCE REQUIREMENT
LEVIED PENAL CHARGES FOR NON-MAINTENANCE OF MINIMUM BALANCES IN DORMANT/INOPERATIVE SAVING BANK ACCOUNTS AND/OR CURRENT DEPOSIT ACCOUNTS
COLLECTED CHARGES FOR ACTIVATION OF INOPERATIVE ACCOUNTS
|
IMPOSED PENALTY RS.3,00,000
01-APR-2024
|
|
|
45
|
|
|
AMBARNATH JAIHIND CO-OPERATIVE BANK LTD.
|
|
|
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON CARRYING OUT PERIODIC REVIEW OF RISK CATEGORISATION OF CUSTOMERS AND/OR ACCOUNTS
|
IMPOSED PENALTY RS.2,00,000
26-APR-2023
|
|
|
46
|
|
|
AMOD NAGRIC CO-OPERATIVE BANK LTD.,THE
|
|
|
SANCTIONED LOAN TO A RELATIVE OF ONE OF ITS DIRECTORS
SANCTIONED CREDIT FACILITIES TO INDIVIDUALS WHERE RELATIVES OF ITS DIRECTORS STOOD AS GUARANTORS
DELAY IN UPLOADING KNOW YOUR CLIENTS (KYC) RECORDS OF CERTAIN CUSTOMERS’ ACCOUNTS ON CENTRAL KNOW YOUR CLIENTS (KYC) RECORDS REGISTRY
|
IMPOSED PENALTY RS.1,00,000
13-NOV-2024
|
|
|
47
|
|
|
AMRAVATI MERCHANT'S CO-OPERATIVE BANK LTD.,THE
|
|
|
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON CLASSIFICATION AND REPORTING OF FRAUDS
|
IMPOSED PENALTY RS.50,000
11-MAR-2022
|
|
|
48
|
|
|
AMRAVATI ZILLA MAHILA SAHAKARI BANK LTD.,THE
|
|
|
VIOLATED DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON DIVERSION OF FUNDS
|
IMPOSED PENALTY RS.5,00,000
20-FEB-2014
|
|
|
49
|
|
|
AMRELI NAGRIK SAHAKARI BANK LTD.
|
|
|
VIOLATED VARIOUS DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON ISSUANCE OF AT PAR CHEQUES/PAY ORDERS AGAINST RECEIPT OF CASH
|
IMPOSED PENALTY RS.5,00,000
19-MAR-2014
|
|
|
50
|
|
|
AMRELI NAGRIK SAHAKARI BANK LTD.
|
|
|
DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) DIRECTIVES/INSTRUCTIONS/GUIDELINES
|
IMPOSED PENALTY RS.1,00,000
22-FEB-2011
|
|
|
51
|
|
|
ANAND MERCANTILE CO-OPERATIVE BANK LTD.,THE
|
|
|
OUTSOURCED ONE OF ITS CORE MANAGEMENT FUNCTIONS (INTERNAL AUDIT TO EXTERNAL AUDITOR)
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON CARRYING OUT PERIODIC REVIEW OF RISK CATEGORISATION OF CUSTOMERS AND/OR ACCOUNTS
|
IMPOSED PENALTY RS.2,00,000
21-AUG-2025
|
|
|
52
|
|
|
ANAND PEOPLE'S CO-OPERATIVE BANK LTD.,THE
|
|
|
CEASED TO BE SOLVENT
|
CANCELLED BANKING LICENSE
DIRECTED REGISTRAR OF CO-OPERATIVE SOCIETIES TO ISSUE ORDER FOR WINDING UP OF BANK AND APPOINT LIQUIDATOR
26-OCT-2005
|
|
|
53
|
|
|
ANANDESHWARI NAGRIK SAHKARI BANK MARYADIT
|
|
|
DID NOT DO RISK CATEGORISATION OF ITS CUSTOMERS
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON CARRYING OUT PERIODIC REVIEW OF RISK CATEGORISATION OF CUSTOMERS AND/OR ACCOUNTS
|
IMPOSED PENALTY RS.50,000
14-NOV-2024
|
|
|
54
|
|
|
ANANTAPUR CO-OPERATIVE TOWN BANK LTD.,THE
|
|
|
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON LOANS AND/OR ADVANCES TO DIRECTORS AND THEIR RELATIVES
|
IMPOSED PENALTY RS.50,000
12-OCT-2017
|
|
|
55
|
|
|
ANANTHAPURAMU CO-OPERATIVE URBAN BANK LTD.,THE
|
|
|
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON EXPOSURE DIRECTIVES/INSTRUCTIONS/GUIDELINES AND STATUTORY/OTHER RESTRICTIONS
|
IMPOSED PENALTY RS.50,000
05-OCT-2018
|
|
|
56
|
|
|
ANANTHASAYANAM CO-OPERATIVE BANK LTD.,THE
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1949
|
CANCELLED BANKING LICENSE
21-SEP-2023
|
|
|
57
|
|
|
ANANTNAG CENTRAL CO-OPERATIVE BANK LTD.,THE
|
|
|
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON PROHIBITING ACCEPTANCE OF FRESH DEPOSITS
|
IMPOSED PENALTY RS.1,00,000
12-MAR-2025
|
|
|
58
|
|
|
ANDAMAN & NICOBAR STATE CO-OPERATIVE BANK LTD.
|
|
|
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON TRANSFER OF ELIGIBLE UNCLAIMED FUNDS TO DEPOSITOR EDUCATION AND AWARENESS FUND WITHIN PRESCRIBED PERIOD
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON CARRYING OUT PERIODIC REVIEW OF RISK CATEGORISATION OF CUSTOMERS AND/OR ACCOUNTS
|
IMPOSED PENALTY RS.16,00,000
05-AUG-2025
|
|
|
59
|
|
|
ANDAMAN & NICOBAR STATE CO-OPERATIVE BANK LTD.
|
|
|
GRANTED UNSECURED LOANS TO DIRECTOR AND/OR THEIR PROPRIETORSHIP FIRM
|
IMPOSED PENALTY RS.5,00,000
22-SEP-2022
|
|
|
60
|
|
|
ANDHRA PRADESH STATE CO-OPERATIVE BANK LTD.,THE
|
|
|
DID NOT HAVE SYSTEM FOR EFFECTIVE IDENTIFICATION & REPORTING OF SUSPICIOUS TRANSACTIONS TO FIU-IND
DID NOT ADHERE TO RBI DIRECTIVES/INSTRUCTIONS/GUIDELINES ON MEMBERSHIP OF CREDIT INFORMATION COMPANIES (CICS)
DID NOT ADHERE TO REGULATORY DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY NABARD CONTAINED IN REVIEW OF FRAUDS-DIRECTIVES/INSTRUCTIONS/GUIDELINES ON MONITORING AND REPORTING SYSTEM
|
IMPOSED PENALTY RS.26,91,330
14-DEC-2022
|
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
|
|
|
|
|
|
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