SOURCE OF INFORMATION : RESERVE BANK OF INDIA WEBSITE & NEWSPAPERS
PERIOD COVERED : 01-AUG-1996 TO 27-AUG-2025

NBFC: IMPOSED PENALTY

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S.No.	ENTITY	PERSONS	REGULATORY CHARGES	REGULATORY ACTION(S) / DATE OF ORDER	FURTHER DEVELOPMENTS
1	DAIMLER FINANCIAL SERVICES INDIA PVT.LTD.		DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON MONITORING OF FRAUDS IN NBFCS	IMPOSED PENALTY RS.5,00,000 05-MAY-2022
2	DAIMLER FINANCIAL SERVICES INDIA PVT.LTD.		DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY RBI BY CHANGING ITS MANAGEMENT WITHOUT PRIOR APPROVAL OF RESERVE BANK OF INDIA DID NOT ADHERE TO RBI COMMERCIAL PAPER DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2017	IMPOSED PENALTY RS.10,00,000 19-MAY-2021
3	DATSON EXPORTS LTD.		OUTSOURCED ONE OF ITS DECISION-MAKING FUNCTIONS VIZ. SANCTION OF LOANS TO ITS DIGITAL LENDING APPLICATION (DLA) PARTNER	IMPOSED PENALTY RS.1,00,000 15-JAN-2025
4	DHANI LOANS & SERVICES LTD.		DID NOT IDENTIFY BENEFICIAL OWNER IN RESPECT OF ENTITIES ONBOARDED BY IT TO PROVIDE PAYOUT SERVICES DID NOT ALLOT UNIQUE CUSTOMER IDENTIFICATION CODE (UCIC) TO INDIVIDUALS CUSTOMERS	IMPOSED PENALTY RS.20,00,000 14-SEP-2023
5	DHANI LOANS & SERVICES LTD.		ALLOWED OPERATIONS AND DID NOT CLOSE SEVERAL ACCOUNTS OPEN USING OTP BASED E-KYC IN NON-FACE-TO-FACE MODE, EVEN AFTER EXPIRY OF ONE YEAR WITHOUT CONDUCTING CUSTOMER DUE DILIGENCE PROCEDURE	IMPOSED PENALTY RS.7,60,000 06-JUL-2022
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.