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Co-Sponsors

SOURCE OF INFORMATION : NSE CLEARING LTD.
PERIOD COVERED : 19-SEP-2013 TO 29-APR-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DECLARED DEFAULTER BY STOCK EXCHANGE

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person GUINESS SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-MAY-2019 		 
22
History of entity/person KARVY STOCK BROKING LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

24-NOV-2020 		 
23
History of entity/person KASSA FINVEST PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

10-APR-2015 		 
24
History of entity/person KAYNET FINANCE LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

14-FEB-2020 		 
25
History of entity/person KSBL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

03-MAR-2020 		 
26
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

17-MAY-2017 		 
27
History of entity/person MAXGROWTH CAPITAL PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

24-OCT-2024 		 
28
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

16-SEP-2020 		 
29
History of entity/person MOONGIPA INVESTMENTS LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

09-NOV-2015 		 
30
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

28-JAN-2022 		NSE VIDE ITS CIRCULAR DATED 28/08/2023 RESTORED THE TRADING RIGHTS OF MEMBER IN ALL SEGMENTS OF THE EXCHANGE WITH EFFECT FROM 29/08/2023  
31
History of entity/person ORION CAPITAL & DEBT MARKET  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

09-NOV-2015 		 
32
History of entity/person PARSOLI CORP.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

19-SEP-2013 		 
33
History of entity/person PREM SOMANI SHARE BROKERS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

13-AUG-2018 		 
34
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

07-MAR-2014 		 
35
History of entity/person QUANTUM GLOBAL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

30-APR-2020 		 
36
History of entity/person RAGHUKUL SHARES INDIA PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

05-NOV-2019 		 
37
History of entity/person REFLECTION INVESTMENTS  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

15-MAR-2021 		 
38
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

06-APR-2017 		 
39
History of entity/person SAI SOFT SECURITIES LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

06-APR-2017 		 
40
History of entity/person STAR SHARE & STOCK BROKERS LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

13-JUL-2021 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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