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Co-Sponsors

SOURCE OF INFORMATION : NSE CLEARING LTD.
PERIOD COVERED : 19-SEP-2013 TO 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DECLARED DEFAULTER BY OTHER STOCK EXCHANGE

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ACTION FINANCIAL SERVICES (INDIA) LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

22-JAN-2021 		 
2
History of entity/person ANUGRAH STOCK & BROKING PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

26-NOV-2020 		 
3
History of entity/person ARCADIA SHARE & STOCK BROKERS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

05-JUL-2021 		 
4
History of entity/person BALANCE EQUITY BROKING (INDIA) PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

31-OCT-2023 		 
5
History of entity/person BEZEL STOCKBROKERS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

26-MAR-2021 		 
6
History of entity/person C.M.GOENKA STOCK BROKERS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

15-FEB-2022 		 
7
History of entity/person CONARD SECURITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

30-MAR-2021 		 
8
History of entity/person DESTINY SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

13-JUL-2021 		 
9
History of entity/person F6 FINSERVE PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

06-APR-2018 		 
10
History of entity/person FAIRWEALTH SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

15-JAN-2020 		 
11
History of entity/person GROVALUE SECURITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

30-APR-2020 		 
12
History of entity/person GUINESS SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-MAY-2019 		 
13
History of entity/person KARVY STOCK BROKING LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

24-NOV-2020 		 
14
History of entity/person KSBL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

03-MAR-2020 		 
15
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

17-MAY-2017 		 
16
History of entity/person MAXGROWTH CAPITAL PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

24-OCT-2024 		 
17
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

16-SEP-2020 		 
18
History of entity/person MONEYFLO SECURITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

24-AUG-2018 		 
19
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

28-JAN-2022 		NSE VIDE ITS CIRCULAR DATED 28/08/2023 RESTORED THE TRADING RIGHTS OF MEMBER IN ALL SEGMENTS OF THE EXCHANGE WITH EFFECT FROM 29/08/2023  
20
History of entity/person PREM SOMANI SHARE BROKERS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

13-AUG-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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