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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2026

STOCK BROKERS: ACTED AS PORTFOLIO MANAGER WITHOUT SEBI REGISTRATION

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person LFS BROKING PVT.LTD.  
  INDULGED IN RUNNING UNAUTHORIZED PORTFOLIO MANAGEMENT SERVICES

PROMISED ASSURED RETURN TO CLIENTS/INVESTORS 
SUSPENDED REGISTRATION AS STOCK BROKER FROM 05-NOV-2022

05-NOV-2022
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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