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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 27-AUG-2025

STOCK BROKERS: DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person GUINESS SECURITIES LTD.  
History of entity/person DHARMENDRA KOTHARI

KAMAL KUMAR KOTHARI

SOUMEN CHATTERJEE

TARUN KANTI SENGUPTA
 
VIOLATED SECURITIES CONTRACTS REGULATION RULES, 1957  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 06-MAY-2019

23-MAR-2021
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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