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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.
DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 31-JUL-2025
History of entity/person   NAVIN KALYANJI DEDHIA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 25-JUL-2025 TO 24-JUL-2026

31-JUL-2025
 
2 31-JUL-2025
History of entity/person   PRIYANKA MISHRA 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-JUL-2025

31-JUL-2025
 
3 31-JUL-2025
History of entity/person   SANJEEV KUMAR RAI 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 25-JUL-2025

31-JUL-2025
 
4 31-JUL-2025
History of entity/person   SHOBHNA GOSWAMI 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-JUL-2025 TO 28-JUL-2026

31-JUL-2025
 
5 31-JUL-2025
History of entity/person   SHUBHAM SINGH 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 25-JUL-2025 TO 24-JUL-2028

31-JUL-2025
 
6 30-JUN-2025
History of entity/person   VISHNUKANT SHARMA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 19-JUN-2025 TO 18-DEC-2025

30-JUN-2025
 
7 31-MAY-2025
History of entity/person   AKSHAY RAJENDRA LUNAWAT 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 30-MAY-2025

31-MAY-2025
 
8 31-MAY-2025
History of entity/person   ISHWAR SHANKAR HASNALE 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 22-MAY-2025

31-MAY-2025
 
9 30-APR-2025
History of entity/person   REENU CHOUDHARY 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 04-APR-2025

30-APR-2025
 
10 31-JAN-2025
History of entity/person   JEETENDRA MOHAN SHARMA 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 04-FEB-2025

31-JAN-2025
 
11 31-JAN-2025
History of entity/person   PRASANTA KUMAR MANDAL 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-JAN-2025 TO 14-JAN-2027

31-JAN-2025
 
12 31-JAN-2025
History of entity/person   SARITA SEMWAL 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 04-FEB-2025

31-JAN-2025
 
13 31-DEC-2024
History of entity/person   NEERAJ KUMAR BATRA 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 06-JAN-2025

31-DEC-2024
 
14 30-SEP-2024
History of entity/person   AMARLAL PRAKASHCHAND RAMANI 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 19-SEP-2024

30-SEP-2024
NOT APPEARING IN THE LIST DATED 31-DEC-2024  
15 31-AUG-2024
History of entity/person   HIMANI CHOWDHARY 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-AUG-2024 TO 28-FEB-2025

31-AUG-2024
NOT APPEARING IN THE LIST DATED 30-APRIL-2025  
16 31-AUG-2024
History of entity/person   SHARAT CHANDRA SHARMA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 05-AUG-2024 TO 04-FEB-2025

31-AUG-2024
NOT APPEARING IN THE LIST DATED 28-FEB-2025  
17 30-JUN-2024
History of entity/person   AGASTI GIRISH DABKE 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-JUN-2024 TO 23-DEC-2024

30-JUN-2024
NOT APPEARING IN THE LIST DATED 30-SEP-2024  
18 30-JUN-2024
History of entity/person   PARESH C.THAKKAR 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 12-JUN-2024 TO 29-APR-2027

30-JUN-2024
 
19 30-JUN-2024
History of entity/person   RAVINDRA BALU BHARTI 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 12-JUN-2024

30-JUN-2024
 
20 30-JUN-2024
History of entity/person   RONAKI DHILLESWARA RAO 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 14-JUN-2024

30-JUN-2024
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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