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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 28-MAY-2025
History of entity/person IDFC FIRST BANK LTD.   
  ARCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER

28-MAY-2025 		 
2 18-MAR-2025
History of entity/person DERIVIUM TRADITION SECURITIES (INDIA) PVT.LTD. 

(PAN:AABCD8117D)  
  ARCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER

18-MAR-2025 		 
3 18-MAR-2025
History of entity/person EAST INDIA SECURITIES LTD. 

(PAN:AABCE2412N)  
  ARCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER

18-MAR-2025 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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