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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.
DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 03-JUL-2025
History of entity/person IDFC FIRST BANK LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 30-JUN-2025

03-JUL-2025
NSE VIDE ITS CIRCULAR DATED 03/07/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
2 27-JUN-2025
History of entity/person EAST INDIA SECURITIES LTD. 

(PAN:AABCE2412N)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 26-JUN-2025

27-JUN-2025
NSE VIDE ITS CIRCULAR DATED 27/06/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
3 26-JUN-2025
History of entity/person KNA SHARE BROKERS PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JUN-2025

26-JUN-2025
NSE VIDE ITS CIRCULAR DATED 26/06/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
4 24-JUN-2025
History of entity/person SATHAVAHANA ISPAT LTD.   
  NSE  RESOLUTION PLAN APPROVED PURSUANT TO ORDER OF NCLT UNDER INSOLVENCY & BANKRUPTCY CODE, 2016  COMPANY DELISTED FROM 01-JUL-2025

24-JUN-2025
 
5 23-JUN-2025
History of entity/person RATNAKAR SECURITIES PVT.LTD. 

(PAN:AAACR7287D)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JUN-2025

23-JUN-2025
NSE VIDE ITS CIRCULAR DATED 23/06/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
6 20-JUN-2025
History of entity/person JAMBUWALA COMMODITIES PVT.LTD. 

(Old Name : JAMBUWALA CAPITAL SERVICES PVT.LTD.)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 19-JUN-2025

20-JUN-2025
NSE VIDE ITS CIRCULAR DATED 20/06/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
7 17-JUN-2025
History of entity/person SAHAJ FASHIONS PVT.LTD.   
  NSE  DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL VIOLATING REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018  SECURITIES SHIFTED TO Z CATEGORY

17-JUN-2025
 
8 13-JUN-2025
History of entity/person PRATHAM INVESTMENTS 

(PAN:AACFJ7207J)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 12-JUN-2025

13-JUN-2025
NSE VIDE ITS CIRCULAR DATED 13/06/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
9 11-JUN-2025
History of entity/person SUVRIDHI CAPITAL MARKETS LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 06-JUN-2025

11-JUN-2025
NSE VIDE ITS CIRCULAR DATED 11/06/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
10 10-JUN-2025
History of entity/person NK SECURITIES RESEARCH PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 10-JUN-2025

10-JUN-2025
NSE VIDE ITS CIRCULAR DATED 10/06/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
11 06-JUN-2025
History of entity/person VOGUE COMMERCIAL CO.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 05-JUN-2025

06-JUN-2025
 
12 05-JUN-2025
History of entity/person JHAVERI SECURITIES LTD. 

(PAN:AAACJ4727A)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 04-JUN-2025

05-JUN-2025
NSE VIDE ITS CIRCULAR DATED 05/06/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
13 23-MAY-2025
History of entity/person AMAN NIKUNJ SHAH,M/S   
History of entity/person AMAN NIKUNJ SHAH
 
NSE  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-MAY-2025
 
14 23-MAY-2025
History of entity/person AMIT KUMAR,M/S   
History of entity/person AMIT KUMAR DINESH
 
NSE  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-MAY-2025
 
15 23-MAY-2025
History of entity/person ASTITVA CAPITAL MARKET PVT.LTD. 

(PAN:AAACU4416F)  
  NSE  VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

23-MAY-2025
 
16 23-MAY-2025
History of entity/person ASTITVA CAPITAL MARKET PVT.LTD. 

(PAN:AAACU4416F)  
History of entity/person Y.SHARMA

History of entity/person HEMANT KUMAR GUPTA
 
NSE  VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

23-MAY-2025
 
17 23-MAY-2025
History of entity/person DEEPAK JOSHI,M/S   
History of entity/person DEEPAK JOSHI
 
NSE  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-MAY-2025
 
18 23-MAY-2025
History of entity/person DEVIKA PAL,M/S   
History of entity/person DEVIKA PAL
 
NSE  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-MAY-2025
 
19 23-MAY-2025
History of entity/person NEELU JHAWAR,M/S   
History of entity/person NEELU JHAWAR
 
NSE  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-MAY-2025
 
20 23-MAY-2025
History of entity/person ROHIT VERMA,M/S   
History of entity/person ROHIT VERMA
 
NSE  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-MAY-2025
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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