S.
DATE OF ORDER
ENTITY
PERSON
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
09-OCT-2026
MI STOCK BROKING PVT.LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 04-OCT-2026
NSE VIDE ITS CIRCULAR DATED 09/10/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
2
08-OCT-2026
FINWIZARD TECHNOLOGY PVT.LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 07-OCT-2026
NSE VIDE ITS CIRCULAR DATED 08/10/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
3
08-OCT-2026
GYANDEEP STOCKS PVT.LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 06-OCT-2026
NSE VIDE ITS CIRCULAR DATED 08/10/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
4
01-OCT-2026
MOAT FINANCIAL SERVICES PVT.LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER
5
01-OCT-2026
SHIVMANGAL SECURITIES PVT.LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER
6
28-SEP-2026
ANVIL SHARE & STOCK BROKING PVT.LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 23-SEP-2026
NSE VIDE ITS CIRCULAR DATED 28/09/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
7
22-SEP-2026
CRESSANDA RAILWAY SOLUTIONS LTD.
NSE
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF AUDIT COMMITTEE AS PER REGULATION 18(1) OF SEBI (LODR) REGULATIONS, 2015
SECURITIES SHIFTED TO Z CATEGORY FROM 05-OCT-2026
8
21-SEP-2026
OSIA HYPER RETAIL LTD.
NSE
DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL VIOLATING REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
SECURITIES SHIFTED TO Z CATEGORY FROM 05-OCT-2026
9
21-SEP-2026
WARDWIZARD INNOVATIONS & MOBILITY LTD.
NSE
DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL VIOLATING REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
SECURITIES SHIFTED TO Z CATEGORY FROM 05-OCT-2026
10
08-SEP-2026
PARKER DERIVATIVES (INDIA) PVT.LTD.
NSE
DID NOT ENSURE THAT AUTHORISED PERSON ENGAGED ONLY IN PERMITTED ACTIVITIES AND DID NOT UNDERTAKE ANY BUSINESSES DISALLOWED UNDER BYE-LAWS, RULES AND REGULATIONS OF SEBI/EXCHANGE
IMPOSED PENALTY RS.1,50,000
11
01-SEP-2026
BP EQUITIES PVT.LTD.
NSE
MISUTILISED CLIENTS FUNDS AND/OR SECURITIES
IMPOSED PENALTY RS.1,00,000
SAT: SAT VIDE ITS ORDER DATED 01/09/2026 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.1 LAC FROM RS.9,08,500.00 AND SET ASIDE PENALTY FOR VIOLATION RULE 8(3)(F) OF SECURITIES CONTRACT REGULATIONS RULES, 1957. NO COSTS
12
31-AUG-2026
ATCOM TECHNOLOGIES LTD.
VINEET A.DOSHI
SHARAD A.DOSHI
NSE
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
COMPULSORY DELISTING FROM 02-SEP-2026
NSE VIDE ITS CIRCULAR DATED 21/10/2026 MOVED THE COMPULSORY DELISTED COMPANY TO THE DISSEMINATION BOARD OF THE EXCHANGE W.E.F.14/10/2026
13
31-AUG-2026
VINEET DOSHI (HUF)
NSE
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
COMPULSORY DELISTING FROM 02-SEP-2026
14
18-AUG-2026
KARAMAZOV QUANTS LLP
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 11-AUG-2026
NSE VIDE ITS CIRCULAR DATED 18/08/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
15
14-AUG-2026
CIL SECURITIES LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 11-AUG-2026
NSE VIDE ITS CIRCULAR DATED 14/08/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
16
12-AUG-2026
GOGIA CAPITAL GROWTH LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 11-AUG-2026
NSE VIDE ITS CIRCULAR DATED 12/08/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
17
11-AUG-2026
BHARATIYA GLOBAL INFOMEDIA LTD.
NSE
FAILED TO PAY ANNUAL LISTING FEE
SUSPENDED FROM TRADING FROM 10-SEP-2026
NSE VIDE ITS CIRCULAR DATED 11/08/2026 ALLOWED FOR TRADING ONLY ON THE FIRST TRADING DAY OF EVERY WEEK ON TRADE FOR TRADE BASIS (SERIES: BE/BZ) DUE TO NON-COMPLIANCE WITH STOCK EXCHANGES CIRCULAR
18
11-AUG-2026
CEREBRA INTEGRATED TECHNOLOGIES LTD.
NSE
FAILED TO PAY ANNUAL LISTING FEE
SUSPENDED FROM TRADING FROM 10-SEP-2026
NSE VIDE ITS CIRCULAR DATED 11/08/2026 ALLOWED TO TRADE ONLY ON THE FIRST TRADING DAY OF EVERY WEEK TILL THE COMPANY COMPLIES AND MAKE THE PAYMENT OF OUTSTANDING ANNUAL LISTING FEE TO STOCK EXCHANGE W.E.F.15/09/2026, THE TRADING WILL BE ON TRADE FOR TRADE BASIS (SERIES: BE/BZ)
19
11-AUG-2026
CMI LTD.
NSE
FAILED TO PAY ANNUAL LISTING FEE
SUSPENDED FROM TRADING FROM 10-SEP-2026
NSE VIDE ITS CIRCULAR DATED 11/08/2026 ALLOWED FOR TRADING ONLY ON THE FIRST TRADING DAY OF EVERY WEEK ON TRADE FOR TRADE BASIS (SERIES: BE/BZ) DUE TO NON-COMPLIANCE WITH STOCK EXCHANGES CIRCULAR
20
11-AUG-2026
EDUCOMP SOLUTIONS LTD.
NSE
FAILED TO PAY ANNUAL LISTING FEE
SUSPENDED FROM TRADING FROM 10-SEP-2026
NSE VIDE ITS CIRCULAR DATED 11/08/2026 ALLOWED TO TRADE ONLY ON THE FIRST TRADING DAY OF EVERY WEEK TILL THE COMPANY COMPLIES AND MAKE THE PAYMENT OF OUTSTANDING ANNUAL LISTING FEE TO STOCK EXCHANGE W.E.F.15/09/2026, THE TRADING WILL BE ON TRADE FOR TRADE BASIS (SERIES: BE/BZ)
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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