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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 18-AUG-2026
History of entity/person KARAMAZOV QUANTS LLP   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 11-AUG-2026

18-AUG-2026 		NSE VIDE ITS CIRCULAR DATED 18/08/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
2 14-AUG-2026
History of entity/person CIL SECURITIES LTD. 

(PAN:AAACC9564C)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 11-AUG-2026

14-AUG-2026 		NSE VIDE ITS CIRCULAR DATED 14/08/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
3 12-AUG-2026
History of entity/person GOGIA CAPITAL GROWTH LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 11-AUG-2026

12-AUG-2026 		NSE VIDE ITS CIRCULAR DATED 12/08/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
4 30-JUL-2026
History of entity/person SVCM SECURITIES PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER

30-JUL-2026 		 
5 29-JUL-2026
History of entity/person DERIVIUM TRADITION SECURITIES (INDIA) PVT.LTD. 

(PAN:AABCD8117D)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 24-JUL-2026

29-JUL-2026 		NSE VIDE ITS CIRCULAR DATED 29/07/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
6 28-JUL-2026
History of entity/person ASTRON PAPER & BOARD MILL LTD. 

(CIN:L21090GJ2010PLC063428)  
  NSE  DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015  SECURITIES SHIFTED TO Z CATEGORY FROM 10-AUG-2026

28-JUL-2026 		 
7 24-JUL-2026
History of entity/person SHAREWAY SECURITIES PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 22-JUL-2026

24-JUL-2026 		NSE VIDE ITS CIRCULAR DATED 24/07/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
8 20-JUL-2026
History of entity/person ALANKIT IMAGINATIONS LTD. 

(Old Name : ALANKIT ASSIGNMENTS LTD.)

(PAN:AABCA1078L)  
  NSE  MISUTILISED CLIENTS FUNDS AND/OR SECURITIES  IMPOSED PENALTY RS.26,83,300

20-JUL-2026 		SAT: SAT VIDE ITS ORDER DATED 20/07/2026 PARTLY ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 13/05/2023 AND DIRECTED NSE TO RE-COMPUTE QUANTUM OF PENALTY IN TERMS OF CIRCULAR DATED 10/10/2025. NO COSTS  
9 20-JUL-2026
History of entity/person ALANKIT IMAGINATIONS LTD. 

(Old Name : ALANKIT ASSIGNMENTS LTD.)

(PAN:AABCA1078L)  
  NSE  MISUTILISED CLIENTS FUNDS AND/OR SECURITIES  IMPOSED PENALTY RS.9,24,000

20-JUL-2026 		SAT: SAT VIDE ITS ORDER DATED 20/07/2026 PARTLY ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 12/09/2022 AND DIRECTED NSE TO RE-COMPUTE QUANTUM OF PENALTY IN TERMS OF CIRCULAR DATED 10/10/2025. NO COSTS  
10 17-JUL-2026
History of entity/person R.L.P.SECURITIES PVT.LTD. 

(PAN:AAACR8717L)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 17-JUL-2026

17-JUL-2026 		NSE VIDE ITS CIRCULAR DATED 17/07/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
11 08-JUL-2026
History of entity/person SIC STOCKS & SERVICES PVT.LTD. 

(PAN:AAHCS8176P)  
History of entity/person NUPUR SIDHARTH HANDA

History of entity/person SIDHARTH HANDA

History of entity/person RAJINDER HANDA
  		NSE  VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

08-JUL-2026 		 
12 08-JUL-2026
History of entity/person SIC STOCKS & SERVICES PVT.LTD. 

(PAN:AAHCS8176P)  
  NSE  VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.  DECLARED DEFAULTER BY STOCK EXCHANGE

08-JUL-2026 		 
13 08-JUL-2026
History of entity/person SPFL SECURITIES LTD. 

(PAN:AABCS2452C)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 30-JUN-2026

08-JUL-2026 		NSE VIDE ITS CIRCULAR DATED 08/07/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
14 07-JUL-2026
History of entity/person GLOBAL VISION SECURITIES PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 02-JUL-2026

07-JUL-2026 		NSE VIDE ITS CIRCULAR DATED 07/07/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
15 07-JUL-2026
History of entity/person MONEY KRISHNA FINANCIAL SERVICES   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 02-JUL-2026

07-JUL-2026 		NSE VIDE ITS CIRCULAR DATED 07/07/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
16 06-JUL-2026
History of entity/person AURI GROW INDIA LTD.   
  NSE  COMPANY NOT TRACEABLE AT THE LAST KNOWN ADDRESS

DID NOT RESPOND TO VARIOUS CLARIFICATIONS AND/OR SHOW CAUSE NOTICES ISSUED  		SUSPENDED FROM TRADING FROM 08-JUL-2026

06-JUL-2026 		 
17 06-JUL-2026
History of entity/person CROWN LEASING & FINANCE LTD.   
  NSE  DE-RECOGNIZED/NON-OPERATIONAL/EXITED STOCK EXCHANGES   REMOVED FROM DISSEMINATION BOARD

06-JUL-2026 		 
18 30-JUN-2026
History of entity/person MANU STOCK BROKING PVT.LTD. 

(PAN:AAECM3713B)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 17-JUN-2026

30-JUN-2026 		NSE VIDE ITS CIRCULAR DATED 30/06/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
19 30-JUN-2026
History of entity/person MUNI BROKING HOUSE LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 11-JUN-2026

30-JUN-2026 		NSE VIDE ITS CIRCULAR DATED 30/06/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
20 24-JUN-2026
History of entity/person WEALTH DISCOVERY SECURITIES PVT.LTD. 

(PAN:AABCW0387J)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JUN-2026

24-JUN-2026 		NSE VIDE ITS CIRCULAR DATED 24/06/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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