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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 10-APR-2026
History of entity/person MEHTA EQUITIES LTD. 

(Old Name : RENAISSANCE SECURITIES LTD.)

(PAN:AAACR4143C)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 30-MAR-2026

10-APR-2026 		NSE VIDE ITS CIRCULAR DATED 10/04/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
2 10-APR-2026
History of entity/person NIRMAN SHARE BROKERS PVT.LTD. 

(PAN:AABCN3007C)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 09-APR-2062

10-APR-2026 		NSE VIDE ITS CIRCULAR DATED 10/04/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
3 10-APR-2026
History of entity/person TRADESMART FINTECH SECURITIES LTD. 

(PAN:AAACV6221B)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 30-MAR-2026

10-APR-2026 		NSE VIDE ITS CIRCULAR DATED 10/04/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
4 06-APR-2026
History of entity/person SMART EQUITY BROKERS PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 06-APR-2026

06-APR-2026 		NSE VIDE ITS CIRCULAR DATED 06/04/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
5 02-APR-2026
History of entity/person 4A SECURITIES LTD. 

(PAN:AACCD8482C)  
History of entity/person SHYORAJ SINGH BHATI

History of entity/person KAPIL KUMAR

History of entity/person KUNDAN MENDA

History of entity/person ARVIND KUMAR SRIVASTAVA

History of entity/person MOHAMMAD NAEEM
  		NSE  DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV

DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE  		DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

02-APR-2026 		 
6 02-APR-2026
History of entity/person 4A SECURITIES LTD. 

(PAN:AACCD8482C)  
  NSE  DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV

DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 02-APR-2026

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-APR-2026

02-APR-2026 		 
7 02-APR-2026
History of entity/person SNEHA LALWANI,M/S   
History of entity/person SNEHA LALWANI
  		NSE  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

02-APR-2026 		 
8 02-APR-2026
History of entity/person VISESH INFOTECNICS LTD. 

(New Name : MPS INFOTECNICS LTD.)

(Old Name : VISESH INFOSYSTEMS LTD.)  
  NSE  VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957  COMPULSORY DELISTING FROM 06-APR-2026

02-APR-2026 		 
9 01-APR-2026
History of entity/person PERIYAR CHEMICALS LTD. 

(CIN:U24299KL1968PLC002180)  
  NSE  DE-RECOGNIZED/NON-OPERATIONAL/EXITED STOCK EXCHANGES   REMOVED FROM DISSEMINATION BOARD

01-APR-2026 		 
10 30-MAR-2026
History of entity/person NAGARJUNA FERTILIZERS & CHEMICALS LTD. 

(PAN:AADCK1533E)  
  NSE  DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015  SECURITIES SHIFTED TO Z CATEGORY FROM 10-APR-2026

30-MAR-2026 		 
11 30-MAR-2026
History of entity/person OMKAR SPECIALITY CHEMICALS LTD.   
  NSE  DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 27(2) OF SEBI (LODR) REGULATIONS,2015  SECURITIES SHIFTED TO Z CATEGORY FROM 10-APR-2026

30-MAR-2026 		 
12 23-MAR-2026
History of entity/person TRDEZ INVESTMENT PVT.LTD. 

(PAN:AAJCT5451G)  
  NSE  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 23-MAR-2026

23-MAR-2026 		 
13 23-MAR-2026
History of entity/person TRDEZ INVESTMENT PVT.LTD. 

(PAN:AAJCT5451G)  
History of entity/person CHETAN DHAR

History of entity/person GAURAV SUKHDEVE

History of entity/person RAHUL KALOKHE

History of entity/person AGAST MISHRA

History of entity/person PRASAD KULKARNI

History of entity/person SACHIN KHADTARE

History of entity/person YAYATI MISHRA
  		NSE  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026

23-MAR-2026 		 
14 17-MAR-2026
History of entity/person FUTURE SUPPLY CHAIN SOLUTIONS LTD.   
  NSE  RESOLUTION PLAN APPROVED PURSUANT TO ORDER OF NCLT UNDER INSOLVENCY & BANKRUPTCY CODE, 2016  COMPANY DELISTED FROM 24-MAR-2026

17-MAR-2026 		 
15 17-MAR-2026
History of entity/person JAIPRAKASH ASSOCIATES LTD.   
  NSE  RESOLUTION PLAN APPROVED PURSUANT TO ORDER OF NCLT UNDER INSOLVENCY & BANKRUPTCY CODE, 2016  SUSPENDED FROM TRADING FROM 18-MAR-2026

17-MAR-2026 		 
16 17-MAR-2026
History of entity/person SYKES & RAY EQUITIES (INDIA) LTD. 

(PAN:AAECS5168A)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 11-MAR-2026

17-MAR-2026 		NSE VIDE ITS CIRCULAR DATED 17/03/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
17 13-MAR-2026
History of entity/person COMPETENT FINMAN PVT.LTD. 

(PAN:AABCC4854G)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 06-MAR-2026

13-MAR-2026 		NSE VIDE ITS CIRCULAR DATED 13/03/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
18 13-MAR-2026
History of entity/person LAUREL SECURITIES PVT.LTD. 

(PAN:AAACL4545J)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 05-MAR-2026

13-MAR-2026 		NSE VIDE ITS CIRCULAR DATED 13/03/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
19 13-MAR-2026
History of entity/person RUDRA SHARES & STOCK BROKERS LTD. 

(PAN:AADCG1458J)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 06-MAR-2026

13-MAR-2026 		NSE VIDE ITS CIRCULAR DATED 13/03/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
20 23-FEB-2026
History of entity/person FEDDERS ELECTRIC & ENGINEERING LTD. 

(CIN:021118
PAN:AAACF0437B)  
  NSE  PURSUANT TO RESOLUTION PLAN APPROVED BY NCLT AND/OR NCLAT  COMPANY DELISTED FROM 02-MAR-2026

23-FEB-2026 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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