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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.
DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 08-JUL-2026
History of entity/person   NUPUR SIDHARTH HANDA 
History of entity/person SIC STOCKS & SERVICES PVT.LTD.
 
NSE  VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

08-JUL-2026
 
2 08-JUL-2026
History of entity/person   RAJINDER HANDA 
History of entity/person SIC STOCKS & SERVICES PVT.LTD.
 
NSE  VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

08-JUL-2026
 
3 08-JUL-2026
History of entity/person   SIDHARTH HANDA 
History of entity/person SIC STOCKS & SERVICES PVT.LTD.
 
NSE  VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

08-JUL-2026
 
4 26-MAY-2026
History of entity/person   ADITYA GOENKA 
History of entity/person YES SECURITIES (INDIA) LTD.
 
NSE  DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  CAUTIONED TO BE MORE CAREFUL COMPLY WITH REGULATORY INSTRUCTIONS/DIRECTIONS

26-MAY-2026
 
5 26-MAY-2026
History of entity/person   ANSHUL ARZARE 
History of entity/person YES SECURITIES (INDIA) LTD.
 
NSE  DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  CAUTIONED TO BE MORE CAREFUL COMPLY WITH REGULATORY INSTRUCTIONS/DIRECTIONS

26-MAY-2026
 
6 15-APR-2026
History of entity/person   HARSHAWARDHAN HANMANT SABALE 
History of entity/person VARANIUM CLOUD LTD.
 
NSE  VIOLATED REGULATION 32(1) OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021

VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956

VIOLATED SECURITIES CONTRACTS REGULATION RULES, 1957

VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD. 
COMPULSORY DELISTING FROM 22-APR-2026 TO 21-APR-2036

DIRECTED NOT TO DIRECTLY OR INDIRECTLY ACCESS SECURITIES MARKET OR SEEK LISTING OF ANY EQUITY SHARES OR ACT AS INTERMEDIARY IN SECURITIES MARKET

15-APR-2026
NSE VIDE ITS CIRCULAR DATED 21/05/2026 ADVISED SEBI TO MOVE THE COMPULSORY DELISTED COMPANY TO THE DISSEMINATION BOARD OF THE EXCHANGE W.E.F.22/05/2026  
7 02-APR-2026
History of entity/person   ARVIND KUMAR SRIVASTAVA 
History of entity/person 4A SECURITIES LTD.
 
NSE  DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV

DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE 
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

02-APR-2026
 
8 02-APR-2026
History of entity/person   KAPIL KUMAR 
History of entity/person 4A SECURITIES LTD.
 
NSE  DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV

DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE 
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

02-APR-2026
 
9 02-APR-2026
History of entity/person   KUNDAN MENDA 
History of entity/person 4A SECURITIES LTD.
 
NSE  DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV

DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE 
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

02-APR-2026
 
10 02-APR-2026
History of entity/person   MOHAMMAD NAEEM 
History of entity/person 4A SECURITIES LTD.
 
NSE  DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV

DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE 
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

02-APR-2026
 
11 02-APR-2026
History of entity/person   PEEYUSH KUMAR AGGARWAL 
History of entity/person VISESH INFOTECNICS LTD.
 
NSE  VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956

VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957 
COMPULSORY DELISTING FROM 06-APR-2026 TO 05-APR-2036

DIRECTED NOT TO DIRECTLY OR INDIRECTLY ACCESS SECURITIES MARKET OR SEEK LISTING OF ANY EQUITY SHARES OR ACT AS INTERMEDIARY IN SECURITIES MARKET

02-APR-2026
 
12 02-APR-2026
History of entity/person   SEEMA AGGARWAL 
History of entity/person VISESH INFOTECNICS LTD.
 
NSE  VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956

VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957 
COMPULSORY DELISTING FROM 06-APR-2026 TO 05-APR-2036

DIRECTED NOT TO DIRECTLY OR INDIRECTLY ACCESS SECURITIES MARKET OR SEEK LISTING OF ANY EQUITY SHARES OR ACT AS INTERMEDIARY IN SECURITIES MARKET

02-APR-2026
 
13 02-APR-2026
History of entity/person   SHYORAJ SINGH BHATI 
History of entity/person 4A SECURITIES LTD.
 
NSE  DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV

DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE 
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

02-APR-2026
 
14 02-APR-2026
History of entity/person   SNEHA LALWANI 
History of entity/person SNEHA LALWANI,M/S
 
NSE  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

02-APR-2026
 
15 23-MAR-2026
History of entity/person   AGAST MISHRA 
History of entity/person TRDEZ INVESTMENT PVT.LTD.
 
NSE  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026

23-MAR-2026
 
16 23-MAR-2026
History of entity/person   CHETAN DHAR 
History of entity/person TRDEZ INVESTMENT PVT.LTD.
 
NSE  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026

23-MAR-2026
 
17 23-MAR-2026
History of entity/person   GAURAV SUKHDEVE 
History of entity/person TRDEZ INVESTMENT PVT.LTD.
 
NSE  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026

23-MAR-2026
 
18 23-MAR-2026
History of entity/person   PRASAD KULKARNI 
History of entity/person TRDEZ INVESTMENT PVT.LTD.
 
NSE  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026

23-MAR-2026
 
19 23-MAR-2026
History of entity/person   RAHUL KALOKHE 
History of entity/person TRDEZ INVESTMENT PVT.LTD.
 
NSE  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026

23-MAR-2026
 
20 23-MAR-2026
History of entity/person   SACHIN KHADTARE 
History of entity/person TRDEZ INVESTMENT PVT.LTD.
 
NSE  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026

23-MAR-2026
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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