S.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
31-AUG-2026
SHARAD A.DOSHI
ATCOM TECHNOLOGIES LTD.
NSE
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
COMPULSORY DELISTING FROM 02-SEP-2026
2
31-AUG-2026
VINEET A.DOSHI
ATCOM TECHNOLOGIES LTD.
NSE
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
COMPULSORY DELISTING FROM 02-SEP-2026
3
08-JUL-2026
NUPUR SIDHARTH HANDA
SIC STOCKS & SERVICES PVT.LTD.
NSE
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
4
08-JUL-2026
RAJINDER HANDA
SIC STOCKS & SERVICES PVT.LTD.
NSE
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
5
08-JUL-2026
SIDHARTH HANDA
SIC STOCKS & SERVICES PVT.LTD.
NSE
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
6
26-MAY-2026
ADITYA GOENKA
YES SECURITIES (INDIA) LTD.
NSE
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE
CAUTIONED TO BE MORE CAREFUL COMPLY WITH REGULATORY INSTRUCTIONS/DIRECTIONS
7
26-MAY-2026
ANSHUL ARZARE
YES SECURITIES (INDIA) LTD.
NSE
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE
CAUTIONED TO BE MORE CAREFUL COMPLY WITH REGULATORY INSTRUCTIONS/DIRECTIONS
8
15-APR-2026
HARSHAWARDHAN HANMANT SABALE
VARANIUM CLOUD LTD.
NSE
VIOLATED REGULATION 32(1) OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021
COMPULSORY DELISTING FROM 22-APR-2026 TO 21-APR-2036
NSE VIDE ITS CIRCULAR DATED 21/05/2026 ADVISED SEBI TO MOVE THE COMPULSORY DELISTED COMPANY TO THE DISSEMINATION BOARD OF THE EXCHANGE W.E.F.22/05/2026
9
02-APR-2026
ARVIND KUMAR SRIVASTAVA
4A SECURITIES LTD.
NSE
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
10
02-APR-2026
KAPIL KUMAR
4A SECURITIES LTD.
NSE
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
11
02-APR-2026
KUNDAN MENDA
4A SECURITIES LTD.
NSE
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
12
02-APR-2026
MOHAMMAD NAEEM
4A SECURITIES LTD.
NSE
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
13
02-APR-2026
PEEYUSH KUMAR AGGARWAL
VISESH INFOTECNICS LTD.
NSE
VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956
COMPULSORY DELISTING FROM 06-APR-2026 TO 05-APR-2036
14
02-APR-2026
SEEMA AGGARWAL
VISESH INFOTECNICS LTD.
NSE
VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956
COMPULSORY DELISTING FROM 06-APR-2026 TO 05-APR-2036
15
02-APR-2026
SHYORAJ SINGH BHATI
4A SECURITIES LTD.
NSE
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
16
02-APR-2026
SNEHA LALWANI
SNEHA LALWANI,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
17
23-MAR-2026
AGAST MISHRA
TRDEZ INVESTMENT PVT.LTD.
NSE
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026
18
23-MAR-2026
CHETAN DHAR
TRDEZ INVESTMENT PVT.LTD.
NSE
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026
19
23-MAR-2026
GAURAV SUKHDEVE
TRDEZ INVESTMENT PVT.LTD.
NSE
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026
20
23-MAR-2026
PRASAD KULKARNI
TRDEZ INVESTMENT PVT.LTD.
NSE
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM FROM 23-MAR-2026
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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