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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 30-JUN-2026
History of entity/person BANK OF BARODA 

(PAN:AAACB1534F)  
  RBI  COLLECTED INTEREST HIGHER THAN CONTRACTED RATE OF INTEREST IN CERTAIN LOAN ACCOUNTS

DELAY IN UPLOADING KNOW YOUR CLIENTS (KYC) RECORDS OF CERTAIN CUSTOMERS’ ACCOUNTS ON CENTRAL KNOW YOUR CLIENTS (KYC) RECORDS REGISTRY  		IMPOSED PENALTY RS.63,60,000

30-JUN-2026 		 
2 30-JUN-2026
History of entity/person N.E.& E.C.RAILWAY EMPLOYEES' MULTI-STATE PRIMARY CO-OPERATIVE BANK LTD.,THE   
  RBI  DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON TRANSFER OF ELIGIBLE UNCLAIMED FUNDS TO DEPOSITOR EDUCATION AND AWARENESS FUND WITHIN PRESCRIBED PERIOD

DID NOT OBTAIN MEMBERSHIP OF CREDIT INFORMATION COMPANIES (CICS)

DID NOT SUBMIT DATA TO ANY OF THE FOUR CREDIT INFORMATION COMPANIES (AT MONTHLY AND/OR SHORTLY INTERVALS)  		IMPOSED PENALTY RS.1,05,000

30-JUN-2026 		 
3 30-JUN-2026
History of entity/person NIRMAL URBAN CO-OPERATIVE BANK LTD.   
  RBI  DID NOT REDUCE SINGLE BORROWER EXPOSURE LIMIT FOR FRESH LOANS AND ADVANCES BY 50% OF APPLICABLE REGULATORY LIMIT

OFFERED HIGHER INTEREST RATES ON DEPOSITS HIGHER THAN THOSE OFFERED BY STATE BANK OF INDIA  		IMPOSED PENALTY RS.1,00,000

30-JUN-2026 		 
4 29-JUN-2026
History of entity/person DHARMAVIR SAMBHAJI URBAN CO-OPERATIVE BANK LTD.   
  RBI  DELAY IN UPLOADING KNOW YOUR CLIENTS (KYC) RECORDS OF CERTAIN CUSTOMERS’ ACCOUNTS ON CENTRAL KNOW YOUR CLIENTS (KYC) RECORDS REGISTRY  IMPOSED PENALTY RS.10,000

29-JUN-2026 		 
5 25-JUN-2026
History of entity/person CHIKMAGALUR DISTRICT CO-OPERATIVE CENTRAL BANK LTD.,THE   
  RBI  VIOLATED RBI’S DIRECTIVES ON LOANS TO DIRECTORS  IMPOSED PENALTY RS.1,00,000

25-JUN-2026 		 
6 25-JUN-2026
History of entity/person CITIZENS URBAN CO-OPERATIVE BANK LTD.,THE   
  RBI  SANCTIONED LOANS TO NOMINAL MEMBERS BEYOND PRESCRIBED REGULATORY LIMIT

DID NOT PUT IN PLACE TWO FACTOR AUTHENTICATION TO ACCESS CORE BANKING SOLUTION  		IMPOSED PENALTY RS.5,00,000

25-JUN-2026 		 
7 25-JUN-2026
History of entity/person SRI BHARATHI CO-OPERATIVE URBAN BANK LTD.   
  RBI  VIOLATED RBI’S DIRECTIVES ON LOANS TO DIRECTORS

DID NOT ENSURE THAT SMALL VALUE LOANS COMPRISED AT LEAST 40% OF ITS AGGREGATE LOANS AND ADVANCES  		IMPOSED PENALTY RS.1,50,000

25-JUN-2026 		 
8 24-JUN-2026
History of entity/person GIC HOUSING FINANCE LTD.   
  RBI  DID NOT PUT IN PLACE A SYSTEM OF RISK CATEGORISATION OF ACCOUNTS  IMPOSED PENALTY RS.3,10,000

24-JUN-2026 		 
9 23-JUN-2026
History of entity/person MODERN CO-OPERATIVE BANK LTD.,THE   
  RBI  DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON SINGLE BORROWER EXPOSURE LIMIT AND/OR UNSECURED INDIVIDUAL BORROWER LIMIT

DELAY IN UPLOADING KNOW YOUR CLIENTS (KYC) RECORDS OF CERTAIN CUSTOMERS’ ACCOUNTS ON CENTRAL KNOW YOUR CLIENTS (KYC) RECORDS REGISTRY  		IMPOSED PENALTY RS.1,00,000

23-JUN-2026 		 
10 22-JUN-2026
History of entity/person LALGUDI CO-OPERATIVE URBAN BANK LTD.,THE   
  RBI  ALLOWED REFUND OF SHARE CAPITAL TO ITS MEMBERS, DESPITE ITS CRAR (CAPITAL TO RISK (WEIGHTED) ASSETS RATIO) BEING LESS THAN REGULATORY MINIMUM

SANCTIONED CERTAIN LOANS WITHOUT COMPLYING WITH SHARE LINKING TO BORROWINGS NORMS, DESPITE ITS CRAR (CAPITAL TO RISK (WEIGHTED) ASSETS RATIO) BEING LESS THAN REGULATORY MINIMUM  		IMPOSED PENALTY RS.1,00,000

22-JUN-2026 		 
11 22-JUN-2026
History of entity/person NABAPALLI CO-OPERATIVE BANK LTD.,THE   
  RBI  DELAY IN UPLOADING KNOW YOUR CLIENTS (KYC) RECORDS OF CERTAIN CUSTOMERS’ ACCOUNTS ON CENTRAL KNOW YOUR CLIENTS (KYC) RECORDS REGISTRY  IMPOSED PENALTY RS.3,00,000

22-JUN-2026 		 
12 19-JUN-2026
History of entity/person HUTATMA SAHAKARI BANK LTD.   
  RBI  SANCTIONED LOAN TO A RELATIVE OF ONE OF ITS DIRECTORS  IMPOSED PENALTY RS.5,00,000

19-JUN-2026 		 
13 19-JUN-2026
History of entity/person SULTANPUR JILLA SAHKARI BANK LTD.   
  RBI  DID NOT SUBMIT DATA TO ANY OF THE FOUR CREDIT INFORMATION COMPANIES (AT MONTHLY AND/OR SHORTLY INTERVALS)

DID NOT PUT IN PLACE A SYSTEM OF RISK CATEGORISATION OF ACCOUNTS

DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON ROBUST SOFTWARE TO THROW ALERTS AS PART OF EFFECTIVE IDENTIFICATION OF ACCOUNTS, MONITORING AND/OR REPORTING OF SUSPICIOUS TRANSACTIONS

DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON TRANSFER OF ELIGIBLE UNCLAIMED FUNDS TO DEPOSITOR EDUCATION AND AWARENESS FUND WITHIN PRESCRIBED PERIOD  		IMPOSED PENALTY RS.3,00,000

19-JUN-2026 		 
14 18-JUN-2026
History of entity/person CAN FIN HOMES LTD.   
  RBI  DID NOT CLEARLY INDICATE BIFURCATION BETWEEN INTEREST AND PRINCIPAL IN THE LOAN INSTALMENTS COLLECTED FROM BORROWERS  IMPOSED PENALTY RS.2,70,000

18-JUN-2026 		 
15 18-JUN-2026
History of entity/person FIVE STAR BUSINESS FINANCE LTD.   
  RBI  DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON ROBUST SOFTWARE TO THROW ALERTS AS PART OF EFFECTIVE IDENTIFICATION OF ACCOUNTS, MONITORING AND/OR REPORTING OF SUSPICIOUS TRANSACTIONS

DID NOT MAKE DISCLOSURE OF THE APPROACH FOR GRADATION OF RISK AND RATIONALE FOR CHARGING DIFFERENT RATE OF INTEREST TO DIFFERENT CATEGORIES OF BORROWERS IN THE APPLICATION FORMS AND SANCTION LETTERS  		IMPOSED PENALTY RS.6,20,000

18-JUN-2026 		 
16 18-JUN-2026
History of entity/person PAHAL FINANCIAL SERVICES PVT.LTD.   
  RBI  DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON ROBUST SOFTWARE TO THROW ALERTS AS PART OF EFFECTIVE IDENTIFICATION OF ACCOUNTS, MONITORING AND/OR REPORTING OF SUSPICIOUS TRANSACTIONS  IMPOSED PENALTY RS.3,10,000

18-JUN-2026 		 
17 16-JUN-2026
History of entity/person NAVAPUR MERCANTILE CO-OPERATIVE BANK LTD.   
  RBI  DID NOT FURNISH CORRECT INFORMATION TO INSPECTING OFFICER OF RBI  IMPOSED PENALTY RS.10,000

16-JUN-2026 		 
18 16-JUN-2026
History of entity/person SHREE MAHALAXMI URBAN CO-OPERATIVE CREDIT BANK LTD.   
  RBI  DID NOT HAVE ADEQUATE CAPITAL STRUCTURE & EARNING PROSPECTS AND NOT IN A POSITION TO PAY ITS PRESENT AND/OR FUTURE DEPOSITORS IN FULL  CANCELLED BANKING LICENSE

DIRECTED REGISTRAR OF CO-OPERATIVE SOCIETIES TO ISSUE ORDER FOR WINDING UP OF BANK AND APPOINT LIQUIDATOR

16-JUN-2026 		 
19 15-JUN-2026
History of entity/person CHITRADURGA DISTRICT CO-OPERATIVE CENTRAL BANK LTD.,THE   
  RBI  VIOLATED RBI’S DIRECTIVES ON LOANS TO DIRECTORS

DELAY IN UPLOADING KNOW YOUR CLIENTS (KYC) RECORDS OF CERTAIN CUSTOMERS’ ACCOUNTS ON CENTRAL KNOW YOUR CLIENTS (KYC) RECORDS REGISTRY  		IMPOSED PENALTY RS.1,50,000

15-JUN-2026 		 
20 15-JUN-2026
History of entity/person CHITTOOR DISTRICT CO-OPERATIVE CENTRAL BANK LTD.,THE   
  RBI  VIOLATED RBI’S DIRECTIVES ON LOANS TO DIRECTORS  IMPOSED PENALTY RS.1,00,000

15-JUN-2026 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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