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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 16-SEP-2026
History of entity/person   GAURAV TOMAR 
History of entity/person CHAUBARA EATS PVT.LTD.
  		SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION WHILE TRADING IN STOCK FUTURES AND OPTIONS DIRECTED TO IMPOUND UNLAWFUL GAIN RS.6,05,63,836 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN THEIR NAMES TO CREDIT OR DEPOSIT IMPOUNDING AMOUNT WITH A LIEN MARK IN FAVOUR OF SEBI AND AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSES OF TRANSFER OF FUNDS TO FIXED DEPOSIT ACCOUNT(S)

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF COMPLYING WITH THIS ORDER

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO CO-OPERATE WITH SEBI IN INVESTIGATION BY FURNISHING ALL RELEVANT INFORMATION

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-SEP-2026

16-SEP-2026 		 
2 16-SEP-2026
History of entity/person   PRITI GUPTA 
History of entity/person PRRSAAR SAMPADA PVT.LTD.
  		SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION WHILE TRADING IN STOCK FUTURES AND OPTIONS DIRECTED TO IMPOUND UNLAWFUL GAIN RS.22,06,44,706 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN THEIR NAMES TO CREDIT OR DEPOSIT IMPOUNDING AMOUNT WITH A LIEN MARK IN FAVOUR OF SEBI AND AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSES OF TRANSFER OF FUNDS TO FIXED DEPOSIT ACCOUNT(S)

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF COMPLYING WITH THIS ORDER

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO CO-OPERATE WITH SEBI IN INVESTIGATION BY FURNISHING ALL RELEVANT INFORMATION

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-SEP-2026

16-SEP-2026 		 
3 16-SEP-2026
History of entity/person   SAROJ GUPTA 
History of entity/person CHAUBARA EATS PVT.LTD.
  		SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION WHILE TRADING IN STOCK FUTURES AND OPTIONS DIRECTED TO IMPOUND UNLAWFUL GAIN RS.6,05,63,836 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN THEIR NAMES TO CREDIT OR DEPOSIT IMPOUNDING AMOUNT WITH A LIEN MARK IN FAVOUR OF SEBI AND AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSES OF TRANSFER OF FUNDS TO FIXED DEPOSIT ACCOUNT(S)

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF COMPLYING WITH THIS ORDER

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO CO-OPERATE WITH SEBI IN INVESTIGATION BY FURNISHING ALL RELEVANT INFORMATION

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-SEP-2026

16-SEP-2026 		 
4 16-SEP-2026
History of entity/person   VED PRAKASH GUPTA 
History of entity/person PRRSAAR SAMPADA PVT.LTD.
  		SEBI  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION WHILE TRADING IN STOCK FUTURES AND OPTIONS DIRECTED TO IMPOUND UNLAWFUL GAIN RS.22,06,44,706 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS IN THEIR NAMES TO CREDIT OR DEPOSIT IMPOUNDING AMOUNT WITH A LIEN MARK IN FAVOUR OF SEBI AND AMOUNT KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSES OF TRANSFER OF FUNDS TO FIXED DEPOSIT ACCOUNT(S)

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF COMPLYING WITH THIS ORDER

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO CO-OPERATE WITH SEBI IN INVESTIGATION BY FURNISHING ALL RELEVANT INFORMATION

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-SEP-2026

16-SEP-2026 		 
5 15-SEP-2026
History of entity/person   ARPIT KUMAR 
History of entity/person MIRAE ASSET VENTURE INVESTMENTS (INDIA) PVT.LTD.

History of entity/person MIRAE ASSET VENTURE OPPORTUNITY TRUST
  		SEBI  ALLEGED VIOLATION OF CONCENTRATION LIMIT OF 25% OF INVESTABLE FUNDS IN A SINGLE INVESTEE COMPANY REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

15-SEP-2026 		 
6 15-SEP-2026
History of entity/person   ASHISH SAINI 
History of entity/person MIRAE ASSET VENTURE OPPORTUNITY TRUST

History of entity/person MIRAE ASSET VENTURE INVESTMENTS (INDIA) PVT.LTD.
  		SEBI  ALLEGED VIOLATION OF CONCENTRATION LIMIT OF 25% OF INVESTABLE FUNDS IN A SINGLE INVESTEE COMPANY REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

15-SEP-2026 		 
7 15-SEP-2026
History of entity/person   GAURAV MATTA 
History of entity/person MIRAE ASSET VENTURE OPPORTUNITY TRUST

History of entity/person MIRAE ASSET VENTURE INVESTMENTS (INDIA) PVT.LTD.
  		SEBI  ALLEGED VIOLATION OF CONCENTRATION LIMIT OF 25% OF INVESTABLE FUNDS IN A SINGLE INVESTEE COMPANY REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

15-SEP-2026 		 
8 15-SEP-2026
History of entity/person   PUNEET KUMAR 
History of entity/person MIRAE ASSET VENTURE INVESTMENTS (INDIA) PVT.LTD.

History of entity/person MIRAE ASSET VENTURE OPPORTUNITY TRUST
  		SEBI  ALLEGED VIOLATION OF CONCENTRATION LIMIT OF 25% OF INVESTABLE FUNDS IN A SINGLE INVESTEE COMPANY REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

15-SEP-2026 		 
9 15-SEP-2026
History of entity/person   PURVA KAURANI 
History of entity/person MIRAE ASSET VENTURE OPPORTUNITY TRUST

History of entity/person MIRAE ASSET VENTURE INVESTMENTS (INDIA) PVT.LTD.
  		SEBI  ALLEGED VIOLATION OF CONCENTRATION LIMIT OF 25% OF INVESTABLE FUNDS IN A SINGLE INVESTEE COMPANY REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

15-SEP-2026 		 
10 15-SEP-2026
History of entity/person   SHIKHA PAREEK 
History of entity/person MIRAE ASSET VENTURE OPPORTUNITY TRUST

History of entity/person MIRAE ASSET VENTURE INVESTMENTS (INDIA) PVT.LTD.
  		SEBI  ALLEGED VIOLATION OF CONCENTRATION LIMIT OF 25% OF INVESTABLE FUNDS IN A SINGLE INVESTEE COMPANY REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

15-SEP-2026 		 
11 11-SEP-2026
History of entity/person   ANANT HASMUKHLAL SHAH 
History of entity/person DELVE AXIS
  		SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
12 11-SEP-2026
History of entity/person   ARPIT S.GHELANI 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
13 11-SEP-2026
History of entity/person   HARDIK DILIPBHAI SOMANI 
History of entity/person REAL ADVISORY SERVICES
  		SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
14 11-SEP-2026
History of entity/person   HARIOM SHARAN PATEL 
History of entity/person BIS CAPITAL INVESTMENT ADVISOR
  		SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
15 11-SEP-2026
History of entity/person   JATIN THUKRAL 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
16 11-SEP-2026
History of entity/person   JEEVAN PRAKASH NADAR 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
17 11-SEP-2026
History of entity/person   KUMAR MANISH 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
18 11-SEP-2026
History of entity/person   NIKHILESH PRATAP SHAHI 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
19 11-SEP-2026
History of entity/person   NISHANT SINGH CHAUHAN 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
20 11-SEP-2026
History of entity/person   RAKESH JAIDKA 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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